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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$851M
AUM Growth
-$105M
Cap. Flow
+$44.2M
Cap. Flow %
5.19%
Top 10 Hldgs %
47.53%
Holding
835
New
170
Increased
157
Reduced
172
Closed
270

Top Buys

Rank Stock Value
1
KVSC
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
+$24.3M
2
STOK icon
Stoke Therapeutics
STOK
+$22.8M
3
TIOA
Tio Tech A Class A Ordinary Share
TIOA
+$22.1M
4
SCPH
scPharmaceuticals
SCPH
+$20.6M
5
AAC
Ares Acquisition Corporation
AAC
+$13.3M

Top Sells

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.8M
2
SCPL
SciPlay Corporation Class A Common Stock
SCPL
+$25.2M
3
CTLP
Cantaloupe
CTLP
+$12.3M
4
INVZ icon
Innoviz Technologies
INVZ
+$10.9M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$8.76M

Sector Composition

Rank Sector Weight
1 Healthcare 38.46%
2 Financials 25.66%
3 Materials 12.69%
4 Consumer Discretionary 4.54%
5 Technology 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSOS icon
651
CALL
AdvisorShares Pure US Cannabis ETF
MSOS
$930M
– –
-310,700
Closed -$7.77K
MSOS icon
652
PUT
AdvisorShares Pure US Cannabis ETF
MSOS
$930M
– –
-106,400
Closed -$414K
MTD icon
653
Mettler-Toledo International
MTD
$28.8B
– –
-148
Closed -$214K
MUFG icon
654
Mitsubishi UFJ Financial
MUFG
$249B
– –
-250,000
Closed -$1.67M
MX icon
655
CALL
Magnachip Semiconductor
MX
$142M
– –
-40,800
Closed -$1.02K
NRGV icon
656
Energy Vault
NRGV
$649M
– –
-66,911
Closed -$209K
PINS icon
657
CALL
Pinterest
PINS
$13.4B
– –
-12,500
Closed -$11.9K
PINS icon
658
Pinterest
PINS
$13.4B
– –
-12,500
Closed -$304K
PINS icon
659
PUT
Pinterest
PINS
$13.4B
– –
-50,000
Closed -$7.25K
PLBY icon
660
Playboy Inc
PLBY
$157M
– –
-34,152
Closed -$93.9K
PRPL icon
661
CALL
Purple Innovation
PRPL
$31.6M
– –
-1,000
Closed -$5K
QQQ icon
662
CALL
Invesco QQQ Trust
QQQ
$478B
– –
-5,000
Closed -$11.9K
QQQ icon
663
PUT
Invesco QQQ Trust
QQQ
$478B
– –
-5,000
Closed -$14.7K
QS icon
664
QuantumScape Corp
QS
$3.9B
– –
-250,000
Closed -$1.42M
RENE
665
DELISTED
Cartesian Growth Corp II
RENE
– –
-38,573
Closed -$395K
RGTIW icon
666
Rigetti Computing Warrants
RGTIW
$180M
– –
-12,499
Closed -$1.01K
RLMD icon
667
Relmada Therapeutics
RLMD
$477M
– –
-64,011
Closed -$223K
RNW icon
668
ReNew
RNW
$2.5B
– –
-381,900
Closed -$2.1M
SDA icon
669
SunCar Technology Group
SDA
$81.7M
– –
-10,000
Closed -$104K
SIMO icon
670
Silicon Motion
SIMO
$7.6B
– –
-5,589
Closed -$363K
SIMO icon
671
PUT
Silicon Motion
SIMO
$7.6B
– –
-13,600
Closed -$112K
SMR icon
672
NuScale Power
SMR
$4.06B
– –
-10,000
Closed -$103K
SOUNW icon
673
SoundHound AI Warrant
SOUNW
$678M
– –
-25,000
Closed -$3.75K
SPY icon
674
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$807B
– –
-15,500
Closed -$35.2K
SVIIW
675
DELISTED
Spring Valley Acquisition Corp II Warrant
SVIIW
– –
-99,500
Closed -$24.9K
25 26
27
28 29

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q1 2023 Portfolio in Review

As of Q1 2023, Cowen and Company held 835 positions worth $851M, down 11% from $956M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Cowen and Company deployed $44.2M of net new capital in Q1 2023, opening 170 new positions and adding to 157 existing holdings. Its largest new stake was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.

By sector, the portfolio is most concentrated in Healthcare at 38% of assets, up from 37% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was SciPlay Corporation Class A Common Stock, an estimated $25.2M trimmed.

  • Cowen and Company's largest Q1 2023 buy was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.
  • Cowen and Company added most to Stoke Therapeutics in Q1 2023, an estimated $22.8M increase.
  • Cowen and Company's biggest Q1 2023 reduction was SciPlay Corporation Class A Common Stock, cutting an estimated $25.2M.
  • Cowen and Company fully exited DCP Midstream, LP in Q1 2023, selling an estimated $58.8M.
  • Cowen and Company's ten largest holdings make up 48% of its $851M portfolio in Q1 2023.
  • Cowen and Company opened 170 new positions and closed 270 in Q1 2023.
  • Cowen and Company's portfolio value fell 11% quarter-over-quarter to $851M.

Based on Cowen and Company's 13F filing for Q1 2023, filed 9 May 2023.