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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IONQ icon
651
IonQ
IONQ
$17.2B
– –
-11,150
Closed -$119K
JAZZ icon
652
Jazz Pharmaceuticals
JAZZ
$16.2B
– –
-6,219
Closed -$1.1M
JBHT icon
653
PUT
JB Hunt Transport Services
JBHT
$24.8B
– –
-100,000
Closed -$78K
JWN
654
DELISTED
Nordstrom
JWN
– –
-53,901
Closed -$1.97M
JWN
655
PUT
DELISTED
Nordstrom
JWN
– –
-13,000
Closed -$18K
KNSA icon
656
Kiniksa Pharmaceuticals
KNSA
$6.06B
– –
-10,000
Closed -$139K
KPLT icon
657
Katapult Holdings
KPLT
$37.7M
– –
-439
Closed -$119K
KR icon
658
CALL
Kroger
KR
$34.3B
– –
-3,600
Closed -$1K
KR icon
659
PUT
Kroger
KR
$34.3B
– –
-47,200
Closed -$26K
LAZR
660
CALL
DELISTED
Luminar Technologies
LAZR
– –
-17,000
Closed -$631K
LMND icon
661
Lemonade
LMND
$4.06B
– –
-20,000
Closed -$2.19M
MESO
662
Mesoblast
MESO
$2.2B
– –
-28,650
Closed -$429K
MRSN
663
DELISTED
Mersana Therapeutics
MRSN
– –
-1,176
Closed -$399K
MRSN
664
PUT
DELISTED
Mersana Therapeutics
MRSN
– –
-1,000
Closed -$54K
MSOS icon
665
AdvisorShares Pure US Cannabis ETF
MSOS
$904M
– –
-33,467
Closed -$1.16M
NAUT icon
666
Nautilus Biotechnolgy
NAUT
$114M
– –
-30,000
Closed -$303K
NUVB.WS
667
DELISTED
Nuvation Bio Inc Warrants
NUVB.WS
– –
-26,250
Closed -$68K
NVO
668
Novo Nordisk
NVO
$206B
– –
-6,200
Closed -$260K
OMAB icon
669
Grupo Aeroportuario Centro Norte
OMAB
$5.24B
– –
-107,316
Closed -$5.6M
OMER icon
670
PUT
Omeros
OMER
$989M
– –
-61,300
Closed -$141K
OPEN icon
671
CALL
Opendoor
OPEN
$3.41B
– –
-155,000
Closed -$124K
ORGN
672
CALL
DELISTED
Origin Materials
ORGN
– –
-2,817
Closed -$12K
ORGN
673
DELISTED
Origin Materials
ORGN
– –
-2,654
Closed -$653K
PAVE icon
674
CALL
Global X US Infrastructure Development ETF
PAVE
$14.4B
– –
-900
Closed -$1K
PAVE icon
675
Global X US Infrastructure Development ETF
PAVE
$14.4B
– –
-15,708
Closed -$404K
25 26
27
28 29

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.