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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.45B
AUM Growth
+$336M
Cap. Flow
+$603M
Cap. Flow %
41.48%
Top 10 Hldgs %
67.23%
Holding
768
New
375
Increased
70
Reduced
59
Closed
238

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$48.3M
3
ITOS
iTeos Therapeutics
ITOS
+$21.3M
4
QNGY
Quanergy Systems, Inc.
QNGY
+$11.5M
5
FULC icon
Fulcrum Therapeutics
FULC
+$10.9M

Top Sells

Rank Stock Value
1
SMH icon
VanEck Semiconductor ETF
SMH
+$30.8M
2
DIS icon
Walt Disney
DIS
+$23.1M
3
NGHC
National General Holdings Corp
NGHC
+$20.7M
4
STLA icon
Stellantis
STLA
+$19.7M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$16M

Sector Composition

Rank Sector Weight
1 Healthcare 11.15%
2 Financials 9.75%
3 Technology 2.87%
4 Industrials 2.67%
5 Consumer Discretionary 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NESRW
651
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
– –
-35,840
Closed -$52K
FLG
652
Flagstar Bank National Association
FLG
$5.81B
– –
-1,268
Closed -$40K
FLG
653
PUT
Flagstar Bank National Association
FLG
$5.81B
– –
-8,067
Closed -$2K
MSPRZ
654
DELISTED
MSP Recovery Inc Warrant
MSPRZ
– –
-10,000
Closed -$12K
ONC
655
PUT
BeOne Medicines Ltd
ONC
$40.9B
– –
-5,000
Closed -$39K
BTCTW
656
DELISTED
BTC Digital Ltd. Warrant
BTCTW
– –
-62,053
Closed -$14K
SUM
657
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
– –
-20,000
Closed -$395K
ME
658
DELISTED
23andMe Holding Co
ME
– –
-1,500
Closed -$343K
LL
659
CALL
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-23,700
Closed -$495K
ADOCW
660
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
– –
-25,000
Closed -$17K
GOEV
661
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-78
Closed -$494K
VHAQ.U
662
DELISTED
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
– –
-25,000
Closed -$255K
BOAC.U
663
DELISTED
Bluescape Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of one redeemable warrant
BOAC.U
– –
-15,000
Closed -$167K
CCV.U
664
DELISTED
Churchill Capital Corp V Units, each consisting of one share of Class A common stock, and one-fourth of one redeemable warrant
CCV.U
– –
-24,518
Closed -$257K
KLR.WS
665
DELISTED
Kaleyra, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exercise price of $40.25 per share
KLR.WS
– –
-67,944
Closed -$102K
PTRA
666
DELISTED
Proterra Inc. Common Stock
PTRA
– –
-15,000
Closed -$166K
IRNT
667
DELISTED
IronNet, Inc.
IRNT
– –
-19,400
Closed -$196K
TTCF
668
PUT
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
-35,000
Closed -$2K
ABB
669
DELISTED
ABB Ltd
ABB
– –
-250,000
Closed -$6.99M
BBBY
670
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-35,500
Closed -$118K
HPX.WS
671
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
– –
-30,000
Closed -$32K
AVYA
672
CALL
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-24,000
Closed -$161K
CND.U
673
DELISTED
Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CND.U
– –
-89,888
Closed -$927K
CRHC.U
674
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
– –
-50,000
Closed -$538K
NOACU
675
DELISTED
Natural Order Acquisition Corp. Unit
NOACU
– –
-13,776
Closed -$149K
25 26
27
28 29

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Cowen and Company's Q1 2021 Portfolio in Review

As of Q1 2021, Cowen and Company held 768 positions worth $1.45B, up 30% from $1.12B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Cowen and Company deployed $603M of net new capital in Q1 2021, opening 375 new positions and adding to 70 existing holdings. Its largest new stake was iTeos Therapeutics: 588,238 shares worth $20.1M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 4.9% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Freeport-McMoran, an estimated $5.42M trimmed.

  • Cowen and Company's largest Q1 2021 buy was iTeos Therapeutics: 588,238 shares worth $20.1M.
  • Cowen and Company added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2021, an estimated $151M increase.
  • Cowen and Company's biggest Q1 2021 reduction was Freeport-McMoran, cutting an estimated $5.42M.
  • Cowen and Company fully exited VanEck Semiconductor ETF in Q1 2021, selling an estimated $30.8M.
  • Cowen and Company's ten largest holdings make up 67% of its $1.45B portfolio in Q1 2021.
  • Cowen and Company opened 375 new positions and closed 238 in Q1 2021.
  • Cowen and Company's portfolio value rose 30% quarter-over-quarter to $1.45B.

Based on Cowen and Company's 13F filing for Q1 2021, filed 4 May 2021.