CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Est. Return 104.28%
This Quarter Est. Return
1 Year Est. Return
+104.28%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.56B
AUM Growth
+$1.03B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
773
New
Increased
Reduced
Closed

Top Buys

1
+$310M
2
+$182M
3
+$121M
4
PTGX icon
Protagonist Therapeutics
PTGX
+$45.1M
5
AAPL icon
Apple
AAPL
+$33.7M

Top Sells

1
+$33M
2
+$30.4M
3
+$27M
4
IMO icon
Imperial Oil
IMO
+$24.7M
5
AVDL
Avadel Pharmaceuticals
AVDL
+$23.2M

Sector Composition

1 Financials 30.2%
2 Technology 29.44%
3 Healthcare 23.93%
4 Communication Services 6.15%
5 Energy 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
626
– –
-135,000
627
– –
-70,710
628
– –
-553,167
629
– –
-299,721
630
– –
-369,415
631
– –
-53,900
632
– –
-602,103
633
– –
-123,783
634
– –
-46,782
635
– –
-259,362
636
– –
-195,200
637
– –
-464,916
638
– –
-287,109
639
– –
-22,500
640
– –
-255,180
641
– –
-698,401
642
– –
-476,428
643
– –
-50,000
644
– –
-446,435
645
– –
-75,000
646
– –
0
647
– –
-92,654
648
– –
0
649
– –
0
650
– –
-715,000
24 25
26
27 28