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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSTA.WS
626
DELISTED
Constellation Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CSTA.WS
$777 ﹤0.01%
28,900
-100
-0.3% -$4
ALORW
627
DELISTED
ALSP Orchid Acquisition Corp I Warrant
ALORW
$776 ﹤0.01%
25,811
– –
ZAPPW
628
DELISTED
Zapp Electric Vehicles Group Limited Warrant
ZAPPW
$753 ﹤0.01%
30,000
– –
CSLMW
629
DELISTED
CSLM Acquisition Corp. Warrant
CSLMW
$733 ﹤0.01%
20,954
-100
-0.5% -$2
TGT icon
630
CALL
Target
TGT
$69.2B
$712 ﹤0.01%
+1,600
New +$203K
ACI icon
631
CALL
Albertsons Companies
ACI
$5.94B
$600 ﹤0.01%
+3,000
New +$67K
SAMAW
632
DELISTED
Schultze Special Purpose Acquisition Corp. II Warrant
SAMAW
$544 ﹤0.01%
108,908
-3,500
-3% -$144
DHAIW
633
DELISTED
DIH Holding US Inc Warrants
DHAIW
$538 ﹤0.01%
32,657
– –
HUBCW icon
634
Hub Cyber Security Warrant 2/27/28
HUBCW
$176K
$522 ﹤0.01%
49,800
– –
AMODW
635
Alpha Modus Holdings Warrant
AMODW
$332K
$514 ﹤0.01%
19,800
– –
SSU.WS
636
DELISTED
SIGNA Sports United N.V. Public Warrants, each whole warrant to purchase one Ordinary Shares at an exercise price of $11.50
SSU.WS
$500 ﹤0.01%
50,099
+200
+0.4% +$9
AENTW icon
637
Alliance Entertainment Holding Corp Warrants
AENTW
$3.78M
$475 ﹤0.01%
25,000
– –
GETR.WS
638
DELISTED
Getaround, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share
GETR.WS
$444 ﹤0.01%
27,759
– –
SDSTW
639
Stardust Power Inc Warrant
SDSTW
$375 ﹤0.01%
98,900
– –
ICUCW
640
SeaStar Medical Holding Corp Warrant
ICUCW
$331K
$351 ﹤0.01%
+24,900
New +$660
LFACW
641
DELISTED
LF Capital Acquisition Corp. II Warrants
LFACW
$275 ﹤0.01%
74,593
-1,000
-1% -$48
BNIXW
642
DELISTED
Bannix Acquisition Corp. Warrant
BNIXW
$267 ﹤0.01%
10,682
+200
+2% +$7
AEON icon
643
AEON Biopharma
AEON
$13.6M
– –
-139
Closed -$70.8K
AISP
644
Airship AI Holdings
AISP
$69.9M
– –
-10,168
Closed -$109K
ALCYU
645
DELISTED
Alchemy Investments Acquisition Corp 1 Units
ALCYU
– –
-10,000
Closed -$102K
AMC icon
646
AMC Entertainment Holdings
AMC
$2.14B
– –
-176,030
Closed -$7.75M
ETHZW
647
DELISTED
ETHZilla Corp Warrant
ETHZW
– –
-10,000
Closed -$118
BAK icon
648
Braskem
BAK
$881M
– –
-18,744
Closed -$218K
BUJAU
649
DELISTED
Bukit Jalil Global Acquisition 1 Ltd. Unit
BUJAU
– –
-350,000
Closed -$3.57M
CDT icon
650
CDT Equity Inc
CDT
$1.87M
– –
0
– -$173K
24 25
26
27 28

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.