We are live on ! Find out more
CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
626
iShares MSCI Emerging Markets ETF
EEM
$29.8B
– –
-5,067
Closed -$264K
EEM icon
627
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.8B
– –
-145,000
Closed -$57K
EH
628
EHang Holdings
EH
$432M
– –
-40,000
Closed -$1.72M
EQIX icon
629
CALL
Equinix
EQIX
$103B
– –
-3,500
Closed -$242K
EQIX icon
630
Equinix
EQIX
$103B
– –
-2,504
Closed -$2.01M
EQIX icon
631
PUT
Equinix
EQIX
$103B
– –
-3,500
Closed -$20K
EVGO icon
632
EVgo
EVGO
$500M
– –
-15,500
Closed -$233K
EVGO icon
633
PUT
EVgo
EVGO
$500M
– –
-15,500
Closed -$111K
EXEL icon
634
CALL
Exelixis
EXEL
$13.1B
– –
-27,500
Closed -$8K
EXEL icon
635
Exelixis
EXEL
$13.1B
– –
-19,322
Closed -$352K
EXEL icon
636
PUT
Exelixis
EXEL
$13.1B
– –
-27,500
Closed -$125K
FE icon
637
PUT
FirstEnergy
FE
$27.1B
– –
-47,800
Closed -$25K
GE icon
638
CALL
GE Aerospace
GE
$380B
– –
-63,201
Closed -$2.06M
GE icon
639
PUT
GE Aerospace
GE
$380B
– –
-77,085
Closed -$139K
GLD icon
640
SPDR Gold Trust
GLD
$143B
– –
-25,083
Closed -$4.15M
GLD icon
641
PUT
SPDR Gold Trust
GLD
$143B
– –
-159,700
Closed -$304K
GME icon
642
PUT
GameStop
GME
$8.43B
– –
-276,000
Closed -$1K
GSAT icon
643
Globalstar
GSAT
$10.9B
– –
-1,667
Closed -$45K
HALO icon
644
Halozyme
HALO
$11.6B
– –
-10,480
Closed -$438K
HLLY icon
645
Holley
HLLY
$382M
– –
-39,845
Closed -$399K
HOUS
646
CALL
DELISTED
Anywhere Real Estate
HOUS
– –
-20,000
Closed -$21K
HOUS
647
PUT
DELISTED
Anywhere Real Estate
HOUS
– –
-21,000
Closed -$6K
HSY icon
648
CALL
Hershey
HSY
$36.7B
– –
-35,000
Closed -$54K
HUMA icon
649
Humacyte
HUMA
$201M
– –
-240,690
Closed -$2.45M
HUMAW icon
650
Humacyte Inc Warrant
HUMAW
$1.38M
– –
-24,663
Closed -$69K
24 25
26
27 28

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.