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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.45B
AUM Growth
+$336M
Cap. Flow
+$603M
Cap. Flow %
41.48%
Top 10 Hldgs %
67.23%
Holding
768
New
375
Increased
70
Reduced
59
Closed
238

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$48.3M
3
ITOS
iTeos Therapeutics
ITOS
+$21.3M
4
QNGY
Quanergy Systems, Inc.
QNGY
+$11.5M
5
FULC icon
Fulcrum Therapeutics
FULC
+$10.9M

Top Sells

Rank Stock Value
1
SMH icon
VanEck Semiconductor ETF
SMH
+$30.8M
2
DIS icon
Walt Disney
DIS
+$23.1M
3
NGHC
National General Holdings Corp
NGHC
+$20.7M
4
STLA icon
Stellantis
STLA
+$19.7M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$16M

Sector Composition

Rank Sector Weight
1 Healthcare 11.15%
2 Financials 9.75%
3 Technology 2.87%
4 Industrials 2.67%
5 Consumer Discretionary 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGMO
626
PUT
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
– –
-20,000
Closed -$5K
SLV icon
627
CALL
iShares Silver Trust
SLV
$31.5B
– –
-40,800
Closed -$21K
SLV icon
628
iShares Silver Trust
SLV
$31.5B
– –
-2,943
Closed -$72K
SLV icon
629
PUT
iShares Silver Trust
SLV
$31.5B
– –
-4,000
Closed -$1K
SMH icon
630
VanEck Semiconductor ETF
SMH
$70.3B
– –
-260,260
Closed -$30.8M
SPCE icon
631
CALL
Virgin Galactic
SPCE
$492M
– –
-300
Closed -$52K
STLA icon
632
Stellantis
STLA
$20.6B
– –
-1,089,381
Closed -$19.7M
TBPH icon
633
Theravance Biopharma
TBPH
$877M
– –
-14,622
Closed -$260K
UBER icon
634
CALL
Uber
UBER
$160B
– –
-16,600
Closed -$59K
UTHR icon
635
PUT
United Therapeutics
UTHR
$22.4B
– –
-10,500
Closed -$39K
UWMC icon
636
UWM Holdings
UWMC
$2.39B
– –
-22,000
Closed -$289K
UWMC icon
637
PUT
UWM Holdings
UWMC
$2.39B
– –
-59,900
Closed -$4K
VIG icon
638
Vanguard Dividend Appreciation ETF
VIG
$114B
– –
-10,400
Closed -$1.47M
VXX icon
639
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$146M
– –
-53
Closed -$3K
WKHS icon
640
PUT
Workhorse Group
WKHS
$34M
– –
-18
Closed -$1K
XLF icon
641
State Street Financial Select Sector SPDR ETF
XLF
$59.2B
– –
-5,269
Closed -$155K
XLF icon
642
PUT
State Street Financial Select Sector SPDR ETF
XLF
$59.2B
– –
-540,700
Closed -$27K
XLK icon
643
State Street Technology Select Sector SPDR ETF
XLK
$121B
– –
-17,790
Closed -$1.16M
XLK icon
644
PUT
State Street Technology Select Sector SPDR ETF
XLK
$121B
– –
-17,800
Closed -$4K
XOM icon
645
CALL
ExxonMobil
XOM
$657B
– –
-29,900
Closed -$21K
XOM icon
646
PUT
ExxonMobil
XOM
$657B
– –
-390,900
Closed -$134K
XOSWW
647
Xos Inc Warrants
XOSWW
$10.5K
– –
-45,000
Closed -$67K
XRAY icon
648
CALL
Dentsply Sirona
XRAY
$2.33B
– –
-206,000
Closed -$108K
YOLO icon
649
AdvisorShares Pure Cannabis ETF
YOLO
$32.7M
– –
-13,989
Closed -$238K
ZYME icon
650
CALL
Zymeworks
ZYME
$1.73B
– –
-35,000
Closed -$85K
24 25
26
27 28

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q1 2021 Portfolio in Review

As of Q1 2021, Cowen and Company held 768 positions worth $1.45B, up 30% from $1.12B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Cowen and Company deployed $603M of net new capital in Q1 2021, opening 375 new positions and adding to 70 existing holdings. Its largest new stake was iTeos Therapeutics: 588,238 shares worth $20.1M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 4.9% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Freeport-McMoran, an estimated $5.42M trimmed.

  • Cowen and Company's largest Q1 2021 buy was iTeos Therapeutics: 588,238 shares worth $20.1M.
  • Cowen and Company added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2021, an estimated $151M increase.
  • Cowen and Company's biggest Q1 2021 reduction was Freeport-McMoran, cutting an estimated $5.42M.
  • Cowen and Company fully exited VanEck Semiconductor ETF in Q1 2021, selling an estimated $30.8M.
  • Cowen and Company's ten largest holdings make up 67% of its $1.45B portfolio in Q1 2021.
  • Cowen and Company opened 375 new positions and closed 238 in Q1 2021.
  • Cowen and Company's portfolio value rose 30% quarter-over-quarter to $1.45B.

Based on Cowen and Company's 13F filing for Q1 2021, filed 4 May 2021.