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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REVBW icon
601
Revelation Biosciences Warrant
REVBW
$9.12K
$1.69K ﹤0.01%
100,100
+1,804
+2% +$30
AONCW
602
DELISTED
American Oncology Network, Inc. Warrant
AONCW
$1.67K ﹤0.01%
+10,100
New +$2.33K
HOVRW icon
603
New Horizon Aircraft Ltd
HOVRW
$12.5M
$1.65K ﹤0.01%
25,400
+200
+0.8% +$12
ALTUW
604
DELISTED
Altitude Acquisition Corp Warrant
ALTUW
$1.49K ﹤0.01%
24,900
-100
-0.4% -$6
NCACW
605
DELISTED
Newcourt Acquisition Corp Warrant
NCACW
$1.47K ﹤0.01%
54,000
– –
ACBAW
606
DELISTED
Ace Global Business Acquisition Ltd Warrant
ACBAW
$1.42K ﹤0.01%
34,800
-200
-0.6% -$7
GSDWW
607
DELISTED
Global Systems Dynamics, Inc. Warrant
GSDWW
$1.39K ﹤0.01%
46,482
– –
ALSAR
608
DELISTED
Alpha Star Acquisition Corp Rights
ALSAR
$1.37K ﹤0.01%
13,600
-100
-0.7% -$11
XFINW
609
DELISTED
ExcelFin Acquisition Corp Warrant
XFINW
$1.27K ﹤0.01%
+28,347
New +$1.29K
NIRWW
610
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$1.22K ﹤0.01%
50,680
-100
-0.2% -$9
KRNLW
611
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$1.19K ﹤0.01%
20,000
– –
UPH.WS
612
DELISTED
UpHealth, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $115.00 per share
UPH.WS
$1.14K ﹤0.01%
95,000
-1,797
-2% -$28
FEXDW
613
DELISTED
Fintech Ecosystem Development Corp. Warrant
FEXDW
$1.13K ﹤0.01%
50,000
– –
JUN.WS
614
DELISTED
Juniper II Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
JUN.WS
$1.12K ﹤0.01%
431,813
+259,947
+151% +$13.3K
SLACW
615
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$1.12K ﹤0.01%
24,778
– –
APXIW
616
DELISTED
APx Acquisition Corp. I Warrant
APXIW
$1.09K ﹤0.01%
29,700
+6,000
+25% +$525
BOAC.WS
617
DELISTED
Bluescape Opportunities Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
BOAC.WS
$1.06K ﹤0.01%
10,614,662
-173,077
-2% -$6.82K
OCAXW
618
DELISTED
OCA Acquisition Corp. Warrant
OCAXW
$1.04K ﹤0.01%
+20,000
New +$1.23K
OSI.WS
619
DELISTED
Osiris Acquisition Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OSI.WS
$1.04K ﹤0.01%
34,400
+500
+1% +$29
QVCGA
620
CALL
DELISTED
QVC Group Inc Series A
QVCGA
$1.03K ﹤0.01%
+826
New +$34.8K
PDYNW icon
621
Palladyne AI Corp Warrants
PDYNW
$177K
$1.02K ﹤0.01%
59,600
+300
+0.5% +$10
NOGNW
622
DELISTED
Nogin, Inc. Warrant
NOGNW
$996 ﹤0.01%
50,100
+100
+0.2% +$2
GLLIW
623
DELISTED
Globalink Investment Inc. Warrants
GLLIW
$955 ﹤0.01%
51,116
+100
+0.2% +$2
MRT.WS
624
DELISTED
Marti Technologies, Inc. Warrants, each whole warrant exercisable for one class A ordinary share at an exercise price of $11.50
MRT.WS
$915 ﹤0.01%
+50,574
New +$2.95K
TMPOW
625
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
$818 ﹤0.01%
90,994
– –
23 24
25
26 27

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.