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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFLY icon
601
Butterfly Network
BFLY
$2.58B
– –
-5,200
Closed -$75K
BFLY icon
602
PUT
Butterfly Network
BFLY
$2.58B
– –
-5,200
Closed -$25K
BIIB icon
603
CALL
Biogen
BIIB
$30.6B
– –
-3,000
Closed -$19K
BIIB icon
604
Biogen
BIIB
$30.6B
– –
-3,907
Closed -$1.35M
BIIB icon
605
PUT
Biogen
BIIB
$30.6B
– –
-3,200
Closed -$39K
BMRN icon
606
CALL
BioMarin Pharmaceuticals
BMRN
$13.3B
– –
-10,000
Closed -$12K
BMRN icon
607
BioMarin Pharmaceuticals
BMRN
$13.3B
– –
-5,145
Closed -$429K
BMRN icon
608
PUT
BioMarin Pharmaceuticals
BMRN
$13.3B
– –
-13,800
Closed -$38K
CHPT icon
609
ChargePoint
CHPT
$158M
– –
-2,575
Closed -$1.79M
CHPT icon
610
PUT
ChargePoint
CHPT
$158M
– –
-2,575
Closed -$108K
CLOV icon
611
PUT
Clover Health Investments
CLOV
$2.43B
– –
-35,500
Closed -$3K
CNC icon
612
Centene
CNC
$32.9B
– –
-17,805
Closed -$1.3M
CNC icon
613
PUT
Centene
CNC
$32.9B
– –
-10,000
Closed -$38K
CNI icon
614
CALL
Canadian National Railway
CNI
$75.7B
– –
-28,700
Closed -$31K
COF icon
615
Capital One
COF
$134B
– –
-172
Closed -$28.1K
COHR icon
616
CALL
Coherent
COHR
$63.6B
– –
-60,700
Closed -$223K
CP icon
617
PUT
Canadian Pacific Kansas City
CP
$79.6B
– –
-5,000
Closed -$19K
CPNG icon
618
Coupang
CPNG
$29.1B
– –
-50,000
Closed -$2.09M
CPNG icon
619
PUT
Coupang
CPNG
$29.1B
– –
-50,000
Closed -$515K
CPRI icon
620
Capri Holdings
CPRI
$1.75B
– –
-17,880
Closed -$1.02M
CUK
621
DELISTED
Carnival PLC
CUK
– –
-100,000
Closed -$2.33M
DELL icon
622
CALL
Dell
DELL
$296B
– –
-221,371
Closed -$289K
DOV icon
623
CALL
Dover
DOV
$28.3B
– –
-19,000
Closed -$100K
DOV icon
624
PUT
Dover
DOV
$28.3B
– –
-3,600
Closed -$8K
DXC icon
625
DXC Technology
DXC
$1.74B
– –
-10,967
Closed -$427K
23 24
25
26 27

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.