We are live on ! Find out more
CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-16.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$435M
AUM Growth
-$716M
Cap. Flow
-$763M
Cap. Flow %
-175.1%
Top 10 Hldgs %
44.16%
Holding
647
New
200
Increased
86
Reduced
96
Closed
246

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$28M
2
MTCH icon
Match Group
MTCH
+$22.1M
3
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.2M
4
AVDL
Avadel Pharmaceuticals
AVDL
+$11.7M
5
ABUS icon
Arbutus Biopharma
ABUS
+$9.21M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$238M
2
AAPL icon
Apple
AAPL
+$158M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$77M
4
FRC
First Republic Bank
FRC
+$42.3M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$37.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.59%
2 Financials 12.01%
3 Communication Services 5.9%
4 Energy 5.73%
5 Consumer Discretionary 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIOX.WS
601
DELISTED
Bioceres Crop Solutions Corp Warrants, exercisable for ordinary shares
BIOX.WS
– –
-22,981
Closed -$4K
PACQW
602
DELISTED
Pure Acquisition Corp. Warrant
PACQW
– –
-1,884,928
Closed -$1.86M
PACQU
603
DELISTED
Pure Acquisition Corp. Unit
PACQU
– –
-80,421
Closed -$869K
FSCT
604
CALL
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
– –
-12,500
Closed -$6K
GPAQW
605
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
– –
-13,600
Closed -$5K
CHK
606
CALL
DELISTED
Chesapeake Energy Corporation
CHK
– –
-2,406
Closed -$2K
ACTTU
607
DELISTED
Act II Global Acquisition Corp Unit
ACTTU
– –
-19,880
Closed -$211K
EQM
608
DELISTED
EQM Midstream Partners, LP
EQM
– –
-27,390
Closed -$819K
PAACU
609
DELISTED
Proficient Alpha Acquisition Corp. Unit
PAACU
– –
-125,001
Closed -$1.29M
I
610
DELISTED
INTELSAT S. A.
I
– –
-48,902
Closed -$344K
SPCE.WS
611
DELISTED
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
– –
-805,128
Closed -$2.66M
EDTXW
612
DELISTED
EdtechX Holdings Acquisition Corp. Warrant
EDTXW
– –
-19,800
Closed -$7K
EDTXU
613
DELISTED
EdtechX Holdings Acquisition Corp. Unit
EDTXU
– –
-64,900
Closed -$683K
INST
614
CALL
DELISTED
Instructure, Inc.
INST
– –
-45,000
Closed -$1K
INST
615
DELISTED
Instructure, Inc.
INST
– –
-8,759
Closed -$422K
CCC.WS
616
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
– –
-16,700
Closed -$104K
TIBRW
617
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
– –
-160,300
Closed -$183K
DDMXW
618
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
– –
-38,666
Closed -$17K
ZAYO
619
CALL
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-96,900
Closed -$2K
ZAYO
620
PUT
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-6,300
Closed -$1K
CTACW
621
DELISTED
ChaSerg Technology Acquisition Corp. Warrant
CTACW
– –
-96,362
Closed -$212K
FLLCR
622
DELISTED
Fellazo Inc. Right
FLLCR
– –
-150,000
Closed -$26K
TKKSR
623
DELISTED
TKK Symphony Acquisition Corporation Right
TKKSR
– –
-182,275
Closed -$46K
TKKSW
624
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
– –
-285,100
Closed -$17K
BWMCW
625
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
– –
-148,747
Closed -$92K
22 23 24
25
26

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q1 2020 Portfolio in Review

As of Q1 2020, Cowen and Company held 647 positions worth $435M, down 62% from $1.15B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Cowen and Company withdrew a net $763M in Q1 2020, closing 246 positions and reducing 96 holdings. Its most notable exit was Apple, an estimated $158M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 4.9% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Cowen and Company opened a new position in Match Group worth $19.8M.

  • Cowen and Company's largest Q1 2020 buy was Match Group: 300,000 shares worth $19.8M.
  • Cowen and Company added most to ExxonMobil in Q1 2020, an estimated $28M increase.
  • Cowen and Company's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $238M.
  • Cowen and Company fully exited Apple in Q1 2020, selling an estimated $158M.
  • Cowen and Company's ten largest holdings make up 44% of its $435M portfolio in Q1 2020.
  • Cowen and Company opened 200 new positions and closed 246 in Q1 2020.
  • Cowen and Company's portfolio value fell 62% quarter-over-quarter to $435M.

Based on Cowen and Company's 13F filing for Q1 2020, filed 11 May 2020.