We are live on ! Find out more
CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+16.41%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$757M
Cap. Flow
+$1.77B
Cap. Flow %
153.77%
Top 10 Hldgs %
71.98%
Holding
716
New
268
Increased
91
Reduced
64
Closed
268

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
2
AAPL icon
Apple
AAPL
+$138M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.2M
4
FRC
First Republic Bank
FRC
+$38.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$36.5M

Top Sells

Rank Stock Value
1
ZM icon
Zoom
ZM
+$32.9M
2
CRWD icon
CrowdStrike
CRWD
+$17.6M
3
BYND icon
Beyond Meat
BYND
+$17.1M
4
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$12M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 17.86%
2 Financials 13.13%
3 Healthcare 4.9%
4 Consumer Discretionary 2.63%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPC icon
601
W.P. Carey
WPC
$16.4B
– –
-4,084
Closed -$358K
WRB icon
602
W.R. Berkley
WRB
$26.6B
– –
-11,363
Closed -$365K
XHB icon
603
CALL
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
– –
-81,700
Closed -$143K
XLF icon
604
PUT
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
– –
-101,300
Closed -$3K
XLU icon
605
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
– –
-200,000
Closed -$305K
XOP icon
606
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.43B
– –
-10,000
Closed -$1K
XOP icon
607
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.43B
– –
-5,825
Closed -$521K
XOP icon
608
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.43B
– –
-11,950
Closed -$78K
XRT icon
609
CALL
State Street SPDR S&P Retail ETF
XRT
$654M
– –
-31,900
Closed -$27K
XRT icon
610
PUT
State Street SPDR S&P Retail ETF
XRT
$654M
– –
-55,500
Closed -$205K
YUM icon
611
Yum! Brands
YUM
$41.1B
– –
-3,050
Closed -$346K
ZM icon
612
Zoom
ZM
$30.6B
– –
-431,400
Closed -$32.9M
ZM icon
613
PUT
Zoom
ZM
$30.6B
– –
-126,400
Closed -$3.95M
GAP
614
PUT
The Gap Inc
GAP
$7.37B
– –
-20,000
Closed -$11K
XYZ
615
CALL
Block Inc
XYZ
$47.5B
– –
-67,500
Closed -$101K
GOEVW
616
DELISTED
Canoo Inc. Warrant
GOEVW
– –
-129,205
Closed -$102K
BFI
617
DELISTED
BurgerFi International, Inc. Common Stock
BFI
– –
-973,539
Closed -$10.1M
LSXMA
618
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
– –
-229,980
Closed -$6.91M
TWOU
619
CALL
DELISTED
2U Inc
TWOU
– –
-477
Closed -$3K
TWOU
620
DELISTED
2U Inc
TWOU
– –
-1,621
Closed -$792K
TWOU
621
PUT
DELISTED
2U Inc
TWOU
– –
-1,980
Closed -$104K
FREE
622
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
– –
-51,295
Closed -$505K
CPE
623
CALL
DELISTED
Callon Petroleum Company
CPE
– –
-6,000
Closed -$2K
FSR
624
DELISTED
Fisker Inc.
FSR
– –
-127,481
Closed -$1.29M
GOEV
625
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-29
Closed -$135K
23 24
25
26 27

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2019 Portfolio in Review

As of Q4 2019, Cowen and Company held 716 positions worth $1.15B, up 192% from $394M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Cowen and Company deployed $1.77B of net new capital in Q4 2019, opening 268 new positions and adding to 91 existing holdings. Its largest new stake was Apple: 2,148,000 shares worth $158M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Sports Entertainment Gaming Global Corp, an estimated $12M trimmed.

  • Cowen and Company's largest Q4 2019 buy was Apple: 2,148,000 shares worth $158M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2019, an estimated $285M increase.
  • Cowen and Company's biggest Q4 2019 reduction was Sports Entertainment Gaming Global Corp, cutting an estimated $12M.
  • Cowen and Company fully exited Zoom in Q4 2019, selling an estimated $32.9M.
  • Cowen and Company's ten largest holdings make up 72% of its $1.15B portfolio in Q4 2019.
  • Cowen and Company opened 268 new positions and closed 268 in Q4 2019.
  • Cowen and Company's portfolio value rose 192% quarter-over-quarter to $1.15B.

Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.