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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PUCKW
576
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$2.79K ﹤0.01%
100,841
+700
+0.7% +$18
BURU.WS
577
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$2.73K ﹤0.01%
126,600
+10,471
+9% +$354
NSTB.WS
578
DELISTED
Northern Star Investment Corp. II Redeemable warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTB.WS
$2.66K ﹤0.01%
38,000
– –
GBBKW
579
DELISTED
Global Blockchain Acquisition Corp. Warrant
GBBKW
$2.56K ﹤0.01%
85,013
+17,166
+25% +$448
ATMCW
580
DELISTED
AlphaTime Acquisition Corp Warrant
ATMCW
$2.54K ﹤0.01%
43,007
– –
SHPWW
581
DELISTED
Shapeways Holdings, Inc. Warrants
SHPWW
$2.47K ﹤0.01%
353,121
-100
-0% -$1
ARBEW icon
582
Arbe Robotics Warrant
ARBEW
$317K
$2.45K ﹤0.01%
11,653
– –
EQR icon
583
CALL
Equity Residential
EQR
$24.4B
$2.44K ﹤0.01%
+19,500
New +$1.26M
TBCPW
584
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$2.37K ﹤0.01%
33,900
-1,700
-5% -$165
KYCHR
585
DELISTED
Keyarch Acquisition Corporation Rights
KYCHR
$2.37K ﹤0.01%
19,700
+3,300
+20% +$423
DISAW
586
DELISTED
Disruptive Acquisition Corporation I Warrant
DISAW
$2.34K ﹤0.01%
49,600
-400
-0.8% -$20
QOMOW
587
DELISTED
Qomolangma Acquisition Corp. Warrant
QOMOW
$2.28K ﹤0.01%
102,315
– –
SWVLW icon
588
Swvl Holdings Corp Warrant
SWVLW
$2.28K ﹤0.01%
232,703
– –
VOD icon
589
CALL
Vodafone
VOD
$36.7B
$2.25K ﹤0.01%
+25,000
New +$237K
ASCAW
590
DELISTED
A SPAC I Acquisition Corp. Warrant
ASCAW
$2.2K ﹤0.01%
100,000
– –
SUAC.WS
591
DELISTED
ShoulderUp Technology Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SUAC.WS
$2.17K ﹤0.01%
86,955
+100
+0.1% +$4
IRAAW
592
DELISTED
Iris Acquisition Corp Warrant
IRAAW
$2.16K ﹤0.01%
54,000
+3,100
+6% +$117
CFFSW
593
DELISTED
CF Acquisition Corp. VII Warrant
CFFSW
$2.07K ﹤0.01%
+36,983
New +$4.06K
AOGOW
594
DELISTED
Arogo Capital Acquisition Corp. Warrant
AOGOW
$2.01K ﹤0.01%
40,000
– –
CNGLW
595
DELISTED
Canna-Global Acquisition Corp Warrant
CNGLW
$2K ﹤0.01%
113,636
– –
AWINW
596
DELISTED
AERWINS Technologies Inc Warrant
AWINW
$1.97K ﹤0.01%
70,392
-200
-0.3% -$7
HAIAW
597
DELISTED
Healthcare AI Acquisition Corp. Warrants
HAIAW
$1.91K ﹤0.01%
43,321
-400
-0.9% -$25
MLECW icon
598
Moolec Science SA Warrant
MLECW
$180K
$1.75K ﹤0.01%
50,000
– –
ASPAW
599
DELISTED
Abri SPAC I Inc Warrant
ASPAW
$1.74K ﹤0.01%
45,153
+100
+0.2% +$6
LBBBW
600
DELISTED
Lakeshore Acquisition II Corp. Warrants
LBBBW
$1.73K ﹤0.01%
102,012
-100
-0.1% -$2
22 23
24
25 26

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.