We are live on ! Find out more
CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$851M
AUM Growth
-$105M
Cap. Flow
+$44.2M
Cap. Flow %
5.19%
Top 10 Hldgs %
47.53%
Holding
835
New
170
Increased
157
Reduced
172
Closed
270

Top Buys

Rank Stock Value
1
KVSC
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
+$24.3M
2
STOK icon
Stoke Therapeutics
STOK
+$22.8M
3
TIOA
Tio Tech A Class A Ordinary Share
TIOA
+$22.1M
4
SCPH
scPharmaceuticals
SCPH
+$20.6M
5
AAC
Ares Acquisition Corporation
AAC
+$13.3M

Top Sells

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.8M
2
SCPL
SciPlay Corporation Class A Common Stock
SCPL
+$25.2M
3
CTLP
Cantaloupe
CTLP
+$12.3M
4
INVZ icon
Innoviz Technologies
INVZ
+$10.9M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$8.76M

Sector Composition

Rank Sector Weight
1 Healthcare 38.46%
2 Financials 25.66%
3 Materials 12.69%
4 Consumer Discretionary 4.54%
5 Technology 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIIB icon
576
Biogen
BIIB
$30.1B
– –
-2,500
Closed -$692K
BIIB icon
577
PUT
Biogen
BIIB
$30.1B
– –
-4,300
Closed -$5.25K
BKLN icon
578
Invesco Senior Loan ETF
BKLN
$6.75B
– –
-6,492
Closed -$133K
BKLN icon
579
PUT
Invesco Senior Loan ETF
BKLN
$6.75B
– –
-50,000
Closed -$1.25K
BLNK icon
580
Blink Charging
BLNK
$85.5M
– –
-103,000
Closed -$1.13M
BMY icon
581
Bristol-Myers Squibb
BMY
$130B
– –
-5,349
Closed -$385K
BNZIW
582
DELISTED
Banzai International Warrant
BNZIW
– –
-44,800
Closed -$3.14K
BTMWW
583
DELISTED
Bitcoin Depot Inc Warrant
BTMWW
– –
-111,101
Closed -$7.1K
BWAY
584
Brainsway
BWAY
$601M
– –
-690,002
Closed -$852K
BZFD icon
585
BuzzFeed
BZFD
$93.3M
– –
-5,876
Closed -$16.2K
C icon
586
CALL
Citigroup
C
$228B
– –
-67,400
Closed -$337
C icon
587
Citigroup
C
$228B
– –
-65,704
Closed -$2.97M
C icon
588
PUT
Citigroup
C
$228B
– –
-65,100
Closed -$1.12M
CBL
589
CBL Properties
CBL
$1.76B
– –
-250,000
Closed -$5.77M
CCJ icon
590
CALL
Cameco
CCJ
$43B
– –
-160,000
Closed -$19.9K
CCJ icon
591
PUT
Cameco
CCJ
$43B
– –
-65,000
Closed -$20.8K
CGC
592
CALL
Canopy Growth
CGC
$422M
– –
-5,000
Closed -$7.25K
CGC
593
PUT
Canopy Growth
CGC
$422M
– –
-5,000
Closed -$37.3K
CNK icon
594
Cinemark Holdings
CNK
$4.25B
– –
-33,273
Closed -$288K
CNK icon
595
PUT
Cinemark Holdings
CNK
$4.25B
– –
-33,500
Closed -$51.1K
CTLP
596
DELISTED
Cantaloupe
CTLP
– –
-2,821,409
Closed -$12.3M
CTLP
597
PUT
DELISTED
Cantaloupe
CTLP
– –
-974,100
Closed -$852K
CVS icon
598
CVS Health
CVS
$120B
– –
-3,181
Closed -$296K
DAVE icon
599
Dave Inc
DAVE
$3.95B
– –
-2,188
Closed -$20.3K
DXCM icon
600
DexCom
DXCM
$33.8B
– –
-2,355
Closed -$267K
22 23
24
25 26

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q1 2023 Portfolio in Review

As of Q1 2023, Cowen and Company held 835 positions worth $851M, down 11% from $956M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Cowen and Company deployed $44.2M of net new capital in Q1 2023, opening 170 new positions and adding to 157 existing holdings. Its largest new stake was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.

By sector, the portfolio is most concentrated in Healthcare at 38% of assets, up from 37% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was SciPlay Corporation Class A Common Stock, an estimated $25.2M trimmed.

  • Cowen and Company's largest Q1 2023 buy was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.
  • Cowen and Company added most to Stoke Therapeutics in Q1 2023, an estimated $22.8M increase.
  • Cowen and Company's biggest Q1 2023 reduction was SciPlay Corporation Class A Common Stock, cutting an estimated $25.2M.
  • Cowen and Company fully exited DCP Midstream, LP in Q1 2023, selling an estimated $58.8M.
  • Cowen and Company's ten largest holdings make up 48% of its $851M portfolio in Q1 2023.
  • Cowen and Company opened 170 new positions and closed 270 in Q1 2023.
  • Cowen and Company's portfolio value fell 11% quarter-over-quarter to $851M.

Based on Cowen and Company's 13F filing for Q1 2023, filed 9 May 2023.