CAC

Cowen and Company Portfolio holdings

AUM $2.9B
This Quarter Return
+3.48%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$2.07B
AUM Growth
+$2.07B
Cap. Flow
+$206M
Cap. Flow %
9.92%
Top 10 Hldgs %
59.14%
Holding
662
New
190
Increased
90
Reduced
62
Closed
196

Top Buys

1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
$48.3M
2
FTAI icon
FTAI Aviation
FTAI
$38.8M
3
CLDX icon
Celldex Therapeutics
CLDX
$33.5M
4
ESTA icon
Establishment Labs
ESTA
$17M
5
HCVIU
Hennessy Capital Investment Corp. VI Unit
HCVIU
$15M

Top Sells

1
WPF
Foley Trasimene Acquisition Corp.
WPF
$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
$12.6M
4
SST icon
System1
SST
$9.91M
5
NICE icon
Nice
NICE
$7.56M

Sector Composition

1 Healthcare 15.29%
2 Consumer Discretionary 11.25%
3 Financials 5.63%
4 Technology 3.68%
5 Industrials 2.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KDMN
576
DELISTED
Kadmon Holdings, Inc.
KDMN
– –
0
– –
MDLA
577
DELISTED
Medallia, Inc.
MDLA
– –
0
– –
TMTS
578
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
– –
-46,874
Closed -$471K
CLDR
579
DELISTED
Cloudera, Inc.
CLDR
– –
0
– –
SBBP
580
DELISTED
Strongbridge Biopharma plc.
SBBP
– –
-154,634
Closed -$459K
SPFR.WS
581
DELISTED
Jaws Spitfire Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Cl
SPFR.WS
– –
-34,996
Closed -$67K
LATNW
582
DELISTED
Union Acquisition Corp. II Warrant
LATNW
– –
-65,863
Closed -$60K
PTK
583
DELISTED
PTK Acquisition Corp.
PTK
– –
-260,000
Closed -$2.58M
STEM.WS
584
DELISTED
Stem, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise pri
STEM.WS
– –
-57,937
Closed -$1.38M
SRNGW
585
DELISTED
Soaring Eagle Acquisition Corp. Warrant
SRNGW
– –
-10,000
Closed -$33K
CHAQ.WS
586
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
– –
-20,000
Closed -$13K
SOFI icon
587
SoFi Technologies
SOFI
$29.3B
– –
-231,600
Closed -$4.44M
SPCE icon
588
Virgin Galactic
SPCE
$177M
– –
-7,659
Closed -$352K
SPWH icon
589
Sportsman's Warehouse
SPWH
$101M
– –
0
– –
FFAI
590
Faraday Future Intelligent Electric Inc. Common Stock
FFAI
$307M
– –
0
– –
AMPS
591
DELISTED
Altus Power, Inc.
AMPS
– –
-134,075
Closed -$1.3M
TLIS
592
DELISTED
Talis Biomedical Corporation Common Stock
TLIS
– –
0
– –
SLAMW
593
DELISTED
Slam Corp. warrant
SLAMW
– –
-20,307
Closed -$22K
MMAT
594
DELISTED
Meta Materials Inc. Common Stock
MMAT
– –
-319
Closed -$2K
CVIIU
595
DELISTED
Churchill Capital Corp VII Units
CVIIU
– –
-15,009
Closed -$150K
CVIIW
596
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
– –
-23,740
Closed -$33K
GPACU
597
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
– –
-50,000
Closed -$495K
AKLI
598
DELISTED
Akili, Inc. Common Stock
AKLI
– –
-33,915
Closed -$343K
ZFOXW
599
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
– –
-11,500
Closed -$10K
BCEL
600
DELISTED
Atreca, Inc. Class A Common Stock
BCEL
– –
0
– –
22 23
24
25 26