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Cowen and Company Portfolio holdings
AUM
$2.97B
1-Year Est. Return
105.26%
This Fund
S&P 500
This Quarter
Est. Return
+16.41%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$757M
(+192%)
Cap. Flow
+$1.77B
Cap. Flow
% of AUM
153.77%
Top 10 Holdings %
Top 10 Hldgs %
71.98%
Holding
716
New
268
Increased
91
Reduced
64
Closed
268
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$285M |
| 2 |
Apple
AAPL
|
+$138M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$98.2M |
| 4 |
FRC
First Republic Bank
FRC
|
+$38.9M |
| 5 |
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
|
+$36.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Zoom
ZM
|
+$32.9M |
| 2 |
CrowdStrike
CRWD
|
+$17.6M |
| 3 |
Beyond Meat
BYND
|
+$17.1M |
| 4 |
SEGG
Sports Entertainment Gaming Global Corp
SEGG
|
+$12M |
| 5 |
BFI
BurgerFi International, Inc. Common Stock
BFI
|
+$10.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.86% |
| 2 | Financials | 13.13% |
| 3 | Healthcare | 4.9% |
| 4 | Consumer Discretionary | 2.63% |
| 5 | Communication Services | 1.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
Service Corp International
SCI
$11.6B
| – | – |
-7,800
| Closed | -$373K |
|
577
SiriusXM
SIRI
$10.1B
| – | – |
-2,650
| Closed | -$166K |
|
|
578
PUT
SiriusXM
SIRI
$10.1B
| – | – |
-13,980
| Closed | -$6K |
|
579
Scienjoy Holding
SJ
$38.3M
| – | – |
-231,322
| Closed | -$2.35M |
|
580
Skillsoft
SKIL
$81.6M
| – | – |
-517
| Closed | -$104K |
|
581
Spruce Power Holding Corp
SPRU
$39.9M
| – | – |
-9,007
| Closed | -$712K |
|
582
Stryker
SYK
$130B
| – | – |
-1,650
| Closed | -$357K |
|
583
AT&T
T
$163B
| – | – |
-54,279
| Closed | -$1.57M |
|
584
TFS Financial
TFSL
$4.93B
| – | – |
-20,650
| Closed | -$372K |
|
585
Turning Point Brands
TPB
$1.74B
| – | – |
-19,114
| Closed | -$479K |
|
|
586
PUT
Turning Point Brands
TPB
$1.74B
| – | – |
-20,000
| Closed | -$342K |
|
587
CALL
Tyson Foods
TSN
$20.4B
| – | – |
-25,700
| Closed | -$1K |
|
|
588
Tyson Foods
TSN
$20.4B
| – | – |
-7,845
| Closed | -$676K |
|
|
589
PUT
Tyson Foods
TSN
$20.4B
| – | – |
-45,000
| Closed | -$16K |
|
590
TotalEnergies
TTE
$190B
| – | – |
-5,566
| Closed | -$289K |
|
591
TherapeuticsMD
TXMD
$24M
| – | – |
-262
| Closed | -$48K |
|
592
Tyler Technologies
TYL
$12.8B
| – | – |
-1,400
| Closed | -$368K |
|
593
Visa
V
$677B
| – | – |
-2,000
| Closed | -$344K |
|
594
Verisk Analytics
VRSK
$25B
| – | – |
-2,200
| Closed | -$348K |
|
595
CALL
NCR Voyix
VYX
$1.14B
| – | – |
-40,750
| Closed | -$1K |
|
596
Verizon
VZ
$196B
| – | – |
-6,250
| Closed | -$377K |
|
|
597
PUT
Verizon
VZ
$196B
| – | – |
-35,000
| Closed | -$12K |
|
598
CALL
Wells Fargo
WFC
$264B
| – | – |
-80,000
| Closed | -$286K |
|
599
PUT
Wyndham Hotels & Resorts
WH
$5.48B
| – | – |
-32,400
| Closed | -$86K |
|
600
Waste Management
WM
$91B
| – | – |
-3,000
| Closed | -$345K |
|
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Cowen and Company's Q4 2019 Portfolio in Review
As of Q4 2019, Cowen and Company held 716 positions worth $1.15B, up 192% from $394M the previous quarter. Its ten largest holdings account for 72% of the portfolio.
Cowen and Company deployed $1.77B of net new capital in Q4 2019, opening 268 new positions and adding to 91 existing holdings. Its largest new stake was Apple: 2,148,000 shares worth $158M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Sports Entertainment Gaming Global Corp, an estimated $12M trimmed.
- Cowen and Company's largest Q4 2019 buy was Apple: 2,148,000 shares worth $158M.
- Cowen and Company added most to Invesco QQQ Trust in Q4 2019, an estimated $285M increase.
- Cowen and Company's biggest Q4 2019 reduction was Sports Entertainment Gaming Global Corp, cutting an estimated $12M.
- Cowen and Company fully exited Zoom in Q4 2019, selling an estimated $32.9M.
- Cowen and Company's ten largest holdings make up 72% of its $1.15B portfolio in Q4 2019.
- Cowen and Company opened 268 new positions and closed 268 in Q4 2019.
- Cowen and Company's portfolio value rose 192% quarter-over-quarter to $1.15B.
Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.