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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMCGW
551
DELISTED
Embrace Change Acquisition Corp Warrants
EMCGW
$3.99K ﹤0.01%
159,641
-200
-0.1% -$4
FLFVW
552
DELISTED
Feutune Light Acquisition Corporation Warrant
FLFVW
$3.99K ﹤0.01%
159,464
– –
DISTW
553
DELISTED
Distoken Acquisition Corporation Warrant
DISTW
$3.88K ﹤0.01%
129,457
-693
-0.5% -$47
SLV icon
554
CALL
iShares Silver Trust
SLV
$31.5B
$3.75K ﹤0.01%
+70,000
New +$1.51M
OPTXW icon
555
Syntec Optics Holdings Warrant
OPTXW
$22.9M
$3.72K ﹤0.01%
79,590
-100
-0.1% -$5
NRACW
556
DELISTED
Northern Revival Acquisition Corporation Warrant
NRACW
$3.65K ﹤0.01%
139,831
+1,200
+0.9% +$52
SBCWW
557
SBC Medical Group Warrants
SBCWW
$2.65M
$3.6K ﹤0.01%
60,093
-100
-0.2% -$5
TGAAW
558
DELISTED
Target Global Acquisition I Corp. Warrant
TGAAW
$3.44K ﹤0.01%
+59,866
New +$3.49K
PFTAW
559
DELISTED
Perception Capital Corp. III Warrant
PFTAW
$3.39K ﹤0.01%
39,298
-500
-1% -$44
DPCSW
560
DELISTED
DP Cap Acquisition Corp I Warrants
DPCSW
$3.32K ﹤0.01%
+71,767
New +$3.77K
CLRCW
561
DELISTED
ClimateRock Warrant
CLRCW
$3.2K ﹤0.01%
100,000
– –
BHACW
562
DELISTED
Focus Impact BH3 Acquisition Company Warrants
BHACW
$3.14K ﹤0.01%
62,622
+11,300
+22% +$357
ECDAW
563
DELISTED
ECD Automotive Design Warrant
ECDAW
$3.12K ﹤0.01%
100,147
– –
MBAC.WS
564
DELISTED
M3-Brigade Acquisition II Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MBAC.WS
$3.05K ﹤0.01%
67,096
-300
-0.4% -$15
FTIIW
565
DELISTED
FutureTech II Acquisition Corp. Warrant
FTIIW
$3.05K ﹤0.01%
44,463
-200
-0.4% -$13
ITAQW
566
DELISTED
Industrial Tech Acquisitions II, Inc. Warrants
ITAQW
$3.02K ﹤0.01%
+47,324
New +$2.44K
NOVVW
567
DELISTED
Nova Vision Acquisition Corp. Warrant
NOVVW
$3K ﹤0.01%
+175,600
New +$3.28K
CXAC.WS
568
DELISTED
C5 Acquisition Corporation Public warrants, each whole public warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
CXAC.WS
$2.96K ﹤0.01%
79,888
+50,000
+167% +$1.9K
VHAQ.WS
569
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
$2.96K ﹤0.01%
113,700
– –
FHLTW
570
DELISTED
Future Health ESG Corp. Warrant
FHLTW
$2.93K ﹤0.01%
114,360
– –
FAASW
571
DELISTED
DigiAsia Corp Warrant
FAASW
$2.88K ﹤0.01%
110,610
-100
-0.1% -$3
GLSTW
572
DELISTED
Global Star Acquisition, Inc. Warrants
GLSTW
$2.87K ﹤0.01%
100,755
– –
BOCNW
573
DELISTED
Blue Ocean Acquisition Corp Warrants
BOCNW
$2.87K ﹤0.01%
51,100
+1,000
+2% +$51
QBTS.WS
574
DELISTED
D-Wave Quantum Inc Warrants
QBTS.WS
$2.85K ﹤0.01%
25,000
-67,631
-73% -$13.2K
ADOCW
575
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
$2.84K ﹤0.01%
98,000
+16,600
+20% +$289
21 22
23
24 25

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.