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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$851M
AUM Growth
-$105M
Cap. Flow
+$44.2M
Cap. Flow %
5.19%
Top 10 Hldgs %
47.53%
Holding
835
New
170
Increased
157
Reduced
172
Closed
270

Top Buys

Rank Stock Value
1
KVSC
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
+$24.3M
2
STOK icon
Stoke Therapeutics
STOK
+$22.8M
3
TIOA
Tio Tech A Class A Ordinary Share
TIOA
+$22.1M
4
SCPH
scPharmaceuticals
SCPH
+$20.6M
5
AAC
Ares Acquisition Corporation
AAC
+$13.3M

Top Sells

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.8M
2
SCPL
SciPlay Corporation Class A Common Stock
SCPL
+$25.2M
3
CTLP
Cantaloupe
CTLP
+$12.3M
4
INVZ icon
Innoviz Technologies
INVZ
+$10.9M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$8.76M

Sector Composition

Rank Sector Weight
1 Healthcare 38.46%
2 Financials 25.66%
3 Materials 12.69%
4 Consumer Discretionary 4.54%
5 Technology 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHAIW
551
DELISTED
DIH Holding US Inc Warrants
DHAIW
$1.27K ﹤0.01%
50,855
+11,355
+29% +$234
FTIIW
552
DELISTED
FutureTech II Acquisition Corp. Warrant
FTIIW
$1.12K ﹤0.01%
+44,450
New +$1.02K
CXAC.WS
553
DELISTED
C5 Acquisition Corporation Public warrants, each whole public warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
CXAC.WS
$1.12K ﹤0.01%
28,000
+5,000
+22% +$175
ALORW
554
DELISTED
ALSP Orchid Acquisition Corp I Warrant
ALORW
$1.1K ﹤0.01%
+22,000
New +$851
AONCW
555
DELISTED
American Oncology Network, Inc. Warrant
AONCW
$1.02K ﹤0.01%
10,387
+100
+1% +$7
XFINW
556
DELISTED
ExcelFin Acquisition Corp Warrant
XFINW
$1K ﹤0.01%
17,043
-48,672
-74% -$3.6K
NSTB.WS
557
DELISTED
Northern Star Investment Corp. II Redeemable warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTB.WS
$952 ﹤0.01%
38,100
-2,009
-5% -$103
BZAIW
558
Blaize Holdings Warrants
BZAIW
$6.67M
$926 ﹤0.01%
20,000
-3,453
-15% -$98
ACI icon
559
CALL
Albertsons Companies
ACI
$5.95B
$900 ﹤0.01%
+4,000
New +$82.6K
WEJOW
560
DELISTED
Wejo Group Limited Warrant
WEJOW
$617 ﹤0.01%
12,250
-4
-0% –
GLLIW
561
DELISTED
Globalink Investment Inc. Warrants
GLLIW
$522 ﹤0.01%
50,200
– –
CANO
562
CALL
DELISTED
Cano Health, Inc.
CANO
$408 ﹤0.01%
272
+136
+100% +$18.5K
TIOAW
563
DELISTED
Tio Tech A Warrants
TIOAW
$263 ﹤0.01%
62,800
-2,700
-4% -$48
PLM.RT
564
DELISTED
PolyMet Mining Corp Rights (expiring April 4, 2023)
PLM.RT
$54 ﹤0.01%
+20,000
New +$334
REVEW
565
DELISTED
Alpine Acquisition Corp Warrant
REVEW
$49 ﹤0.01%
49,589
-800
-2% -$79
ADP icon
566
Automatic Data Processing
ADP
$108B
– –
-378
Closed -$90.3K
ADP icon
567
PUT
Automatic Data Processing
ADP
$108B
– –
-37,700
Closed -$5.66K
AMZN icon
568
Amazon
AMZN
$2.94T
– –
-37,127
Closed -$3.12M
AMZN icon
569
PUT
Amazon
AMZN
$2.94T
– –
-30,000
Closed -$508K
APLS
570
CALL
DELISTED
Apellis Pharmaceuticals
APLS
– –
-4,800
Closed -$2.22K
APLS
571
DELISTED
Apellis Pharmaceuticals
APLS
– –
-5,000
Closed -$259K
APLS
572
PUT
DELISTED
Apellis Pharmaceuticals
APLS
– –
-5,700
Closed -$16.4K
ATMCU
573
DELISTED
AlphaTime Acquisition Corp Unit
ATMCU
– –
-100,000
Closed -$1.01M
AWAY icon
574
Amplify Travel Tech ETF
AWAY
$32.3M
– –
-28,490
Closed -$470K
BIIB icon
575
CALL
Biogen
BIIB
$30.1B
– –
-10,900
Closed -$43.3K
21 22
23
24 25

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q1 2023 Portfolio in Review

As of Q1 2023, Cowen and Company held 835 positions worth $851M, down 11% from $956M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Cowen and Company deployed $44.2M of net new capital in Q1 2023, opening 170 new positions and adding to 157 existing holdings. Its largest new stake was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.

By sector, the portfolio is most concentrated in Healthcare at 38% of assets, up from 37% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was SciPlay Corporation Class A Common Stock, an estimated $25.2M trimmed.

  • Cowen and Company's largest Q1 2023 buy was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.
  • Cowen and Company added most to Stoke Therapeutics in Q1 2023, an estimated $22.8M increase.
  • Cowen and Company's biggest Q1 2023 reduction was SciPlay Corporation Class A Common Stock, cutting an estimated $25.2M.
  • Cowen and Company fully exited DCP Midstream, LP in Q1 2023, selling an estimated $58.8M.
  • Cowen and Company's ten largest holdings make up 48% of its $851M portfolio in Q1 2023.
  • Cowen and Company opened 170 new positions and closed 270 in Q1 2023.
  • Cowen and Company's portfolio value fell 11% quarter-over-quarter to $851M.

Based on Cowen and Company's 13F filing for Q1 2023, filed 9 May 2023.