We are live on ! Find out more
CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.45B
AUM Growth
+$336M
Cap. Flow
+$603M
Cap. Flow %
41.48%
Top 10 Hldgs %
67.23%
Holding
768
New
375
Increased
70
Reduced
59
Closed
238

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$48.3M
3
ITOS
iTeos Therapeutics
ITOS
+$21.3M
4
QNGY
Quanergy Systems, Inc.
QNGY
+$11.5M
5
FULC icon
Fulcrum Therapeutics
FULC
+$10.9M

Top Sells

Rank Stock Value
1
SMH icon
VanEck Semiconductor ETF
SMH
+$30.8M
2
DIS icon
Walt Disney
DIS
+$23.1M
3
NGHC
National General Holdings Corp
NGHC
+$20.7M
4
STLA icon
Stellantis
STLA
+$19.7M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$16M

Sector Composition

Rank Sector Weight
1 Healthcare 11.15%
2 Financials 9.75%
3 Technology 2.87%
4 Industrials 2.67%
5 Consumer Discretionary 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLF icon
551
PUT
Cleveland-Cliffs
CLF
$7.06B
– –
-43,200
Closed -$1K
CORT icon
552
CALL
Corcept Therapeutics
CORT
$12.1B
– –
-11,500
Closed -$43K
CORT icon
553
PUT
Corcept Therapeutics
CORT
$12.1B
– –
-11,500
Closed -$16K
CVNA icon
554
CALL
Carvana
CVNA
$78.9B
– –
-125,000
Closed -$4.12M
DBRG icon
555
CALL
DigitalBridge
DBRG
$2.95B
– –
-50,525
Closed -$46K
DBRG icon
556
DigitalBridge
DBRG
$2.95B
– –
-17,087
Closed -$329K
DIS icon
557
CALL
Walt Disney
DIS
$178B
– –
-81,000
Closed -$672K
DIS icon
558
Walt Disney
DIS
$178B
– –
-127,295
Closed -$23.1M
DIS icon
559
PUT
Walt Disney
DIS
$178B
– –
-126,700
Closed -$20K
DOW icon
560
PUT
Dow Inc
DOW
$22.6B
– –
-338,700
Closed -$4K
ETWO
561
DELISTED
E2open Parent Holdings
ETWO
– –
-27,000
Closed -$293K
EVGOW
562
DELISTED
EVgo Inc Warrants
EVGOW
– –
-10,000
Closed -$18K
EXEL icon
563
CALL
Exelixis
EXEL
$12.7B
– –
-15,000
Closed -$8K
EXEL icon
564
Exelixis
EXEL
$12.7B
– –
-4,781
Closed -$96K
EXEL icon
565
PUT
Exelixis
EXEL
$12.7B
– –
-15,000
Closed -$22K
FAST icon
566
CALL
Fastenal
FAST
$60.3B
– –
-80,000
Closed -$622K
FAST icon
567
PUT
Fastenal
FAST
$60.3B
– –
-20,000
Closed -$1K
FITB
568
CALL
Fifth Third Bancorp
FITB
$52.2B
– –
-15,000
Closed -$195K
FLEX icon
569
Flex
FLEX
$45.2B
– –
-98,531
Closed -$1.33M
FSLY icon
570
PUT
Fastly Inc
FSLY
$4.61B
– –
-10,000
Closed -$6K
FXI icon
571
iShares China Large-Cap ETF
FXI
$4.25B
– –
-24,928
Closed -$1.24M
GME icon
572
CALL
GameStop
GME
$8.46B
– –
-400,000
Closed -$160K
GNW icon
573
CALL
Genworth Financial
GNW
$3.7B
– –
-16,000
Closed -$4K
GNW icon
574
Genworth Financial
GNW
$3.7B
– –
-2,100
Closed -$8K
GNW icon
575
PUT
Genworth Financial
GNW
$3.7B
– –
-20,000
Closed -$10K
21 22
23
24 25

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q1 2021 Portfolio in Review

As of Q1 2021, Cowen and Company held 768 positions worth $1.45B, up 30% from $1.12B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Cowen and Company deployed $603M of net new capital in Q1 2021, opening 375 new positions and adding to 70 existing holdings. Its largest new stake was iTeos Therapeutics: 588,238 shares worth $20.1M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 4.9% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Freeport-McMoran, an estimated $5.42M trimmed.

  • Cowen and Company's largest Q1 2021 buy was iTeos Therapeutics: 588,238 shares worth $20.1M.
  • Cowen and Company added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2021, an estimated $151M increase.
  • Cowen and Company's biggest Q1 2021 reduction was Freeport-McMoran, cutting an estimated $5.42M.
  • Cowen and Company fully exited VanEck Semiconductor ETF in Q1 2021, selling an estimated $30.8M.
  • Cowen and Company's ten largest holdings make up 67% of its $1.45B portfolio in Q1 2021.
  • Cowen and Company opened 375 new positions and closed 238 in Q1 2021.
  • Cowen and Company's portfolio value rose 30% quarter-over-quarter to $1.45B.

Based on Cowen and Company's 13F filing for Q1 2021, filed 4 May 2021.