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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-16.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$435M
AUM Growth
-$716M
Cap. Flow
-$763M
Cap. Flow %
-175.1%
Top 10 Hldgs %
44.16%
Holding
647
New
200
Increased
86
Reduced
96
Closed
246

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$28M
2
MTCH icon
Match Group
MTCH
+$22.1M
3
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.2M
4
AVDL
Avadel Pharmaceuticals
AVDL
+$11.7M
5
ABUS icon
Arbutus Biopharma
ABUS
+$9.21M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$238M
2
AAPL icon
Apple
AAPL
+$158M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$77M
4
FRC
First Republic Bank
FRC
+$42.3M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$37.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.59%
2 Financials 12.01%
3 Communication Services 5.9%
4 Energy 5.73%
5 Consumer Discretionary 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEPT
551
PUT
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
– –
-114
Closed -$336K
MRTX
552
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
-19,938
Closed -$1.79M
SGEN
553
CALL
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-12,900
Closed -$29K
ICPT
554
CALL
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-1,800
Closed -$12K
ICPT
555
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-5,909
Closed -$732K
ICPT
556
PUT
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-34,900
Closed -$3K
LFLY
557
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
– –
-3,540
Closed -$690K
PHGE.WS
558
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
– –
-21,700
Closed -$10K
BBBY
559
PUT
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-18,800
Closed -$1K
FRC
560
DELISTED
First Republic Bank
FRC
– –
-360,000
Closed -$42.3M
ATCX
561
DELISTED
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
– –
-28,900
Closed -$294K
AUY
562
DELISTED
Yamana Gold, Inc.
AUY
– –
-102,500
Closed -$405K
VVNT
563
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
– –
-108,843
Closed -$1.12M
PAYA
564
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
-34,084
Closed -$345K
AVYA
565
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-7,251
Closed -$86.1K
BRMK.WS
566
DELISTED
Broadmark Realty Capital Inc. Warrants, each exercisable for one fourth (1/4th) share of Common Stock at an exercise price of $2.875 per quarter share
BRMK.WS
– –
-24,744
Closed -$9K
BTRS
567
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
– –
-301,078
Closed -$2.97M
EQOS
568
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
– –
-37,480
Closed -$376K
THCA
569
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
– –
-152,134
Closed -$1.5M
TWTR
570
CALL
DELISTED
Twitter, Inc.
TWTR
– –
-7,500
Closed -$19K
TWTR
571
DELISTED
Twitter, Inc.
TWTR
– –
-63,629
Closed -$2.04M
TWTR
572
PUT
DELISTED
Twitter, Inc.
TWTR
– –
-127,500
Closed -$334K
CERN
573
CALL
DELISTED
Cerner Corp
CERN
– –
-31,300
Closed -$18K
CERN
574
DELISTED
Cerner Corp
CERN
– –
-1,938
Closed -$142K
DISCK
575
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-50,000
Closed -$1.52M
21 22
23
24 25

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Cowen and Company's Q1 2020 Portfolio in Review

As of Q1 2020, Cowen and Company held 647 positions worth $435M, down 62% from $1.15B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Cowen and Company withdrew a net $763M in Q1 2020, closing 246 positions and reducing 96 holdings. Its most notable exit was Apple, an estimated $158M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 4.9% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Cowen and Company opened a new position in Match Group worth $19.8M.

  • Cowen and Company's largest Q1 2020 buy was Match Group: 300,000 shares worth $19.8M.
  • Cowen and Company added most to ExxonMobil in Q1 2020, an estimated $28M increase.
  • Cowen and Company's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $238M.
  • Cowen and Company fully exited Apple in Q1 2020, selling an estimated $158M.
  • Cowen and Company's ten largest holdings make up 44% of its $435M portfolio in Q1 2020.
  • Cowen and Company opened 200 new positions and closed 246 in Q1 2020.
  • Cowen and Company's portfolio value fell 62% quarter-over-quarter to $435M.

Based on Cowen and Company's 13F filing for Q1 2020, filed 11 May 2020.