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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+16.41%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$757M
Cap. Flow
+$1.77B
Cap. Flow %
153.77%
Top 10 Hldgs %
71.98%
Holding
716
New
268
Increased
91
Reduced
64
Closed
268

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
2
AAPL icon
Apple
AAPL
+$138M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.2M
4
FRC
First Republic Bank
FRC
+$38.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$36.5M

Top Sells

Rank Stock Value
1
ZM icon
Zoom
ZM
+$32.9M
2
CRWD icon
CrowdStrike
CRWD
+$17.6M
3
BYND icon
Beyond Meat
BYND
+$17.1M
4
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$12M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 17.86%
2 Financials 13.13%
3 Healthcare 4.9%
4 Consumer Discretionary 2.63%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVR icon
551
NVR
NVR
$17B
– –
-100
Closed -$372K
NXPI icon
552
NXP Semiconductors
NXPI
$60.4B
– –
-3,400
Closed -$371K
ODP
553
DELISTED
ODP
ODP
– –
-14,531
Closed -$255K
ODP
554
PUT
DELISTED
ODP
ODP
– –
-42,080
Closed -$21K
OIH icon
555
CALL
VanEck Oil Services ETF
OIH
$1.84B
– –
-1,000
Closed -$42K
OKE icon
556
Oneok
OKE
$54.5B
– –
-5,100
Closed -$376K
OXY icon
557
PUT
Occidental Petroleum
OXY
$55.9B
– –
-11,800
Closed -$1K
PACB icon
558
CALL
Pacific Biosciences
PACB
$370M
– –
-51,900
Closed -$9K
PAYS icon
559
Paysign
PAYS
$705M
– –
-100,000
Closed -$1.01M
PCG icon
560
PUT
PG&E
PCG
$38.5B
– –
-52,500
Closed -$228K
PCRX icon
561
CALL
Pacira BioSciences
PCRX
$997M
– –
-15,000
Closed -$55K
PCRX icon
562
Pacira BioSciences
PCRX
$997M
– –
-3,979
Closed -$151K
PD icon
563
PagerDuty
PD
$902M
– –
-110,000
Closed -$3.11M
PRDO icon
564
Perdoceo Education
PRDO
$2.12B
– –
-14,417
Closed -$229K
PRDO icon
565
PUT
Perdoceo Education
PRDO
$2.12B
– –
-61,300
Closed -$179K
PSA icon
566
Public Storage
PSA
$61.3B
– –
-1,350
Closed -$331K
QDEL icon
567
QuidelOrtho
QDEL
$838M
– –
-16,605
Closed -$1.02M
QNST icon
568
CALL
QuinStreet
QNST
$1.21B
– –
-40,300
Closed -$44K
REAL icon
569
The RealReal
REAL
$1.5B
– –
-15,700
Closed -$351K
REAL icon
570
PUT
The RealReal
REAL
$1.5B
– –
-15,700
Closed -$39K
RMD icon
571
ResMed
RMD
$30.7B
– –
-2,600
Closed -$351K
RSG icon
572
Republic Services
RSG
$65.7B
– –
-4,050
Closed -$351K
RVLV icon
573
Revolve Group
RVLV
$1.73B
– –
-50,000
Closed -$1.17M
RVLV icon
574
PUT
Revolve Group
RVLV
$1.73B
– –
-50,000
Closed -$230K
RVPH
575
DELISTED
REVIVA PHARMA HLDGS INC
RVPH
– –
-5,406
Closed -$1.12M
21 22
23
24 25

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2019 Portfolio in Review

As of Q4 2019, Cowen and Company held 716 positions worth $1.15B, up 192% from $394M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Cowen and Company deployed $1.77B of net new capital in Q4 2019, opening 268 new positions and adding to 91 existing holdings. Its largest new stake was Apple: 2,148,000 shares worth $158M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Sports Entertainment Gaming Global Corp, an estimated $12M trimmed.

  • Cowen and Company's largest Q4 2019 buy was Apple: 2,148,000 shares worth $158M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2019, an estimated $285M increase.
  • Cowen and Company's biggest Q4 2019 reduction was Sports Entertainment Gaming Global Corp, cutting an estimated $12M.
  • Cowen and Company fully exited Zoom in Q4 2019, selling an estimated $32.9M.
  • Cowen and Company's ten largest holdings make up 72% of its $1.15B portfolio in Q4 2019.
  • Cowen and Company opened 268 new positions and closed 268 in Q4 2019.
  • Cowen and Company's portfolio value rose 192% quarter-over-quarter to $1.15B.

Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.