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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AERTW
526
Aeries Technology Warrant
AERTW
$887K
$5.09K ﹤0.01%
118,912
+57,400
+93% +$2.45K
USCTW
527
DELISTED
Roth CH Acquisition Co. Warrant
USCTW
$5.03K ﹤0.01%
+61,800
New +$4.08K
SEDA.WS
528
DELISTED
SDCL EDGE Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A ordinary share at an exercise price of $11.50
SEDA.WS
$5K ﹤0.01%
+50,000
New +$6.18K
BZFDW icon
529
BuzzFeed Inc Warrant
BZFDW
$647K
$4.96K ﹤0.01%
100,200
+3,180
+3% +$221
QDROW
530
DELISTED
Quadro Acquisition One Corp. Warrant
QDROW
$4.95K ﹤0.01%
99,027
+4,499
+5% +$321
ROSEW
531
DELISTED
Rose Hill Acquisition Corporation Warrant
ROSEW
$4.85K ﹤0.01%
+97,075
New +$3.39K
NPABW
532
DELISTED
New Providence Acquisition Corp. II Warrant
NPABW
$4.85K ﹤0.01%
+85,033
New +$6.42K
BTU icon
533
PUT
Peabody Energy
BTU
$2.98B
$4.84K ﹤0.01%
+3,000
New +$67.1K
ORGNW
534
DELISTED
Origin Materials Inc Warrants
ORGNW
$4.84K ﹤0.01%
+50,000
New +$17.9K
GBBKR
535
DELISTED
Global Blockchain Acquisition Corp. Right
GBBKR
$4.82K ﹤0.01%
+26,300
New +$4.33K
ANGHW icon
536
Anghami Inc Warrants
ANGHW
$4.77K ﹤0.01%
161,576
-200
-0.1% -$8
SIRI icon
537
CALL
SiriusXM
SIRI
$9.61B
$4.69K ﹤0.01%
+6,250
New +$291K
IFIN.WS
538
DELISTED
InFinT Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per whole share
IFIN.WS
$4.54K ﹤0.01%
108,645
-100
-0.1% -$4
NCNCW
539
DELISTED
noco-noco Inc. Warrant
NCNCW
$4.4K ﹤0.01%
+88,009
New +$4.99K
CHRW icon
540
CALL
C.H. Robinson
CHRW
$17B
$4.4K ﹤0.01%
+16,100
New +$1.5M
SHAP.WS
541
DELISTED
Spree Acquisition Corp. 1 Limited Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
SHAP.WS
$4.37K ﹤0.01%
149,680
+77,600
+108% +$2.25K
SHFSW icon
542
SHF Holdings Warrants
SHFSW
$241K
$4.23K ﹤0.01%
69,931
-188
-0.3% -$5
BWAQR
543
DELISTED
Blue World Acquisition Corporation Right
BWAQR
$4.23K ﹤0.01%
24,496
-300
-1% -$44
HSPOW
544
DELISTED
Horizon Space Acquisition I Corp Warrant
HSPOW
$4.19K ﹤0.01%
105,050
– –
CEROW
545
DELISTED
CERo Therapeutics Warrants
CEROW
$4.15K ﹤0.01%
58,000
– –
LUNRW
546
DELISTED
Intuitive Machines, Inc. Warrants
LUNRW
$4.13K ﹤0.01%
+14,243
New +$5.96K
SVIIW
547
DELISTED
Spring Valley Acquisition Corp II Warrant
SVIIW
$4.09K ﹤0.01%
+32,448
New +$4.16K
FIACW
548
DELISTED
Focus Impact Acquisition Corp. Warrant
FIACW
$4.09K ﹤0.01%
+51,100
New +$3.81K
OSRHW
549
OSR Health Warrant
OSRHW
$351K
$4.03K ﹤0.01%
85,750
-100
-0.1% -$6
FSRXW
550
DELISTED
FinServ Acquisition Corp. II Warrant
FSRXW
$4.01K ﹤0.01%
132,793
– –
20 21
22
23 24

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.