CAC

Cowen and Company Portfolio holdings

AUM $2.9B
This Quarter Return
+3.48%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$2.07B
AUM Growth
+$190M
Cap. Flow
+$204M
Cap. Flow %
9.85%
Top 10 Hldgs %
59.14%
Holding
662
New
190
Increased
90
Reduced
62
Closed
196

Top Buys

1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
$48.3M
2
FTAI icon
FTAI Aviation
FTAI
$38.8M
3
CLDX icon
Celldex Therapeutics
CLDX
$33.5M
4
ESTA icon
Establishment Labs
ESTA
$17M
5
HCVIU
Hennessy Capital Investment Corp. VI Unit
HCVIU
$15M

Top Sells

1
WPF
Foley Trasimene Acquisition Corp.
WPF
$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
$12.6M
4
SST icon
System1
SST
$9.91M
5
NICE icon
Nice
NICE
$7.56M

Sector Composition

1 Healthcare 15.29%
2 Consumer Discretionary 11.25%
3 Financials 5.63%
4 Technology 3.68%
5 Industrials 2.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PTK
526
DELISTED
PTK Acquisition Corp.
PTK
– –
-260,000
Closed -$2.58M
STEM.WS
527
DELISTED
Stem, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise pri
STEM.WS
– –
-57,937
Closed -$1.38M
SRNGW
528
DELISTED
Soaring Eagle Acquisition Corp. Warrant
SRNGW
– –
-10,000
Closed -$33K
CHAQ.WS
529
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
– –
-20,000
Closed -$13K
QTS
530
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
0
– –
TWCTW
531
DELISTED
TWC Tech Holdings II Corp. Warrant
TWCTW
– –
-35,580
Closed -$62K
RMGB
532
DELISTED
RMG Acquisition Corp. II Class A Ordinary Shares
RMGB
– –
-80,788
Closed -$804K
PDAC
533
DELISTED
Peridot Acquisition Corp.
PDAC
– –
-50,000
Closed -$609K
SOFI icon
534
SoFi Technologies
SOFI
$29.3B
– –
-231,600
Closed -$4.44M
SPCE icon
535
Virgin Galactic
SPCE
$177M
– –
-383
Closed -$352K
SPWH icon
536
Sportsman's Warehouse
SPWH
$101M
– –
0
– –
FFAI
537
Faraday Future Intelligent Electric Inc. Common Stock
FFAI
$307M
– –
0
– –
AMPS
538
DELISTED
Altus Power, Inc.
AMPS
– –
-134,075
Closed -$1.3M
TLIS
539
DELISTED
Talis Biomedical Corporation Common Stock
TLIS
– –
0
– –
SLAMW
540
DELISTED
Slam Corp. warrant
SLAMW
– –
-20,307
Closed -$22K
MMAT
541
DELISTED
Meta Materials Inc. Common Stock
MMAT
– –
-3
Closed -$2K
CVIIU
542
DELISTED
Churchill Capital Corp VII Units
CVIIU
– –
-15,009
Closed -$150K
CVIIW
543
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
– –
-23,740
Closed -$33K
GPACU
544
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
– –
-50,000
Closed -$495K
AKLI
545
DELISTED
Akili, Inc. Common Stock
AKLI
– –
-33,915
Closed -$343K
ZFOXW
546
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
– –
-11,500
Closed -$10K
BCEL
547
DELISTED
Atreca, Inc. Class A Common Stock
BCEL
– –
0
– –
ROSS.U
548
DELISTED
Ross Acquisition Corp II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ROSS.U
– –
-25,000
Closed -$250K
FAZE
549
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
– –
-31,448
Closed -$307K
GOEV
550
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-2
Closed -$7K
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