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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
526
CALL
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$10K ﹤0.01%
+35,600
New +$3.66M
BREZW
527
DELISTED
Breeze Holdings Acquisition Corp. Warrant
BREZW
$10K ﹤0.01%
20,000
-600
-3% -$356
RIGL icon
528
Rigel Pharmaceuticals
RIGL
$778M
$9K ﹤0.01%
239
-5,888
-96% -$232K
FZT.WS
529
DELISTED
FAST Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FZT.WS
$9K ﹤0.01%
+10,102
New +$11.1K
LHC.WS
530
DELISTED
Leo Holdings Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
LHC.WS
$9K ﹤0.01%
14,400
-5,600
-28% -$4.36K
FVT.WS
531
DELISTED
Fortress Value Acquisition Corp. III Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVT.WS
$9K ﹤0.01%
11,730
-38,270
-77% -$41.9K
SPWH icon
532
PUT
Sportsman's Warehouse
SPWH
$46.4M
$8K ﹤0.01%
+100,100
New +$1.77M
VIEW
533
CALL
DELISTED
View, Inc. Class A Common Stock
VIEW
$8K ﹤0.01%
+1,290
New +$453K
LGACW
534
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
$8K ﹤0.01%
10,000
-178,020
-95% -$183K
LIII.WS
535
DELISTED
Leo Holdings III Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary s
LIII.WS
$8K ﹤0.01%
+10,000
New +$8.92K
AAL icon
536
PUT
American Airlines Group
AAL
$9.93B
$7K ﹤0.01%
121,400
– –
HAIN icon
537
CALL
Hain Celestial
HAIN
$53.4M
$6K ﹤0.01%
+6,500
New +$257K
MNTS icon
538
CALL
Momentus
MNTS
$88.3M
$6K ﹤0.01%
1
– –
TGTX icon
539
CALL
TG Therapeutics
TGTX
$7.52B
$6K ﹤0.01%
+7,800
New +$241K
MACAW
540
DELISTED
Moringa Acquisition Corp Warrant
MACAW
$6K ﹤0.01%
10,000
– –
GFX.WS
541
DELISTED
Golden Falcon Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
GFX.WS
$6K ﹤0.01%
+10,000
New +$7.69K
RIGL icon
542
PUT
Rigel Pharmaceuticals
RIGL
$778M
$5K ﹤0.01%
1,000
-7,530
-88% -$296K
VMW
543
CALL
DELISTED
VMware, Inc
VMW
$5K ﹤0.01%
2,200
-13,300
-86% -$2.02M
MDLA
544
CALL
DELISTED
Medallia, Inc.
MDLA
$5K ﹤0.01%
+38,000
New +$1.27M
CORT icon
545
CALL
Corcept Therapeutics
CORT
$12.3B
$4K ﹤0.01%
20,700
-28,000
-57% -$586K
MCRB icon
546
CALL
Seres Therapeutics
MCRB
$50.2M
$4K ﹤0.01%
+655
New +$128K
MVST icon
547
CALL
Microvast
MVST
$291M
$4K ﹤0.01%
+47,100
New +$493K
WHR icon
548
CALL
Whirlpool
WHR
$2.75B
$4K ﹤0.01%
10,000
– –
XME icon
549
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.55B
$4K ﹤0.01%
+1,500
New +$64.9K
FFAI
550
CALL
Faraday Future Intelligent Electric
FFAI
$11.2M
– –
0
– –
20 21
22
23 24

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.