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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+151.03%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$601M
AUM Growth
+$166M
Cap. Flow
+$564M
Cap. Flow %
93.74%
Top 10 Hldgs %
55.84%
Holding
582
New
177
Increased
66
Reduced
116
Closed
191

Top Buys

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$23.3M
2
CCL icon
Carnival Corporation Ltd
CCL
+$22.1M
3
BLU
BELLUS Health Inc.
BLU
+$15.7M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
+$9.48M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$8.14M

Top Sells

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$19.8M
2
XOM icon
ExxonMobil
XOM
+$19.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.1M
4
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.9M
5
BHP icon
BHP
BHP
+$7.19M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 28.9%
2 Healthcare 14.37%
3 Financials 8.14%
4 Industrials 2.53%
5 Technology 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBACU
526
DELISTED
Newborn Acquisition Corp. Unit
NBACU
– –
-221,350
Closed -$2.15M
VVNT.WS
527
DELISTED
Vivint Smart Home, Inc. Warrants, each exercisable for one Class A Common Stock at an exercise price
VVNT.WS
– –
-44,552
Closed -$62K
MFAC.WS
528
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
– –
-198,182
Closed -$44K
BMY.RT
529
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-50,000
Closed -$190K
TOTAR
530
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
– –
-188,479
Closed -$21K
FEAC.U
531
DELISTED
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
– –
-45,356
Closed -$452K
HCCHW
532
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
– –
-91,082
Closed -$5K
ORSNU
533
DELISTED
Orisun Acquisition Corp. Unit
ORSNU
– –
-80,000
Closed -$816K
HCCOU
534
DELISTED
Healthcare Merger Corp. Units
HCCOU
– –
-31,582
Closed -$325K
DPHCW
535
DELISTED
DiamondPeak Holdings Corp. Warrant
DPHCW
– –
-157,258
Closed -$71K
FMCIW
536
DELISTED
Forum Merger II Corporation Warrant
FMCIW
– –
-707,929
Closed -$191K
FMCIU
537
DELISTED
Forum Merger II Corporation Unit
FMCIU
– –
-21,952
Closed -$227K
INSUW
538
DELISTED
Insurance Acquisition Corp. Warrant
INSUW
– –
-19,172
Closed -$19K
ETFC
539
CALL
DELISTED
E*Trade Financial Corporation
ETFC
– –
-99,900
Closed -$3K
SHLL.WS
540
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
– –
-80,000
Closed -$22K
BREW
541
DELISTED
Craft Brew Alliance, Inc.
BREW
– –
-23,932
Closed -$357K
GRAF.WS
542
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
– –
-181,209
Closed -$18K
LOGM
543
DELISTED
LogMein, Inc.
LOGM
– –
-8,519
Closed -$709K
FSCT
544
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
– –
-3,135
Closed -$85.3K
CHAP
545
DELISTED
Chaparral Energy, Inc.
CHAP
– –
-32,692
Closed -$15K
PTLA
546
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
-26,081
Closed -$186K
PTLA
547
PUT
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
-40,000
Closed -$144K
ARYAW
548
DELISTED
ARYA Sciences Acquisiton Corp. Warrant
ARYAW
– –
-229,212
Closed -$422K
ACTTW
549
DELISTED
Act II Global Acquisition Corp Warrant
ACTTW
– –
-345,636
Closed -$242K
PAACR
550
DELISTED
Proficient Alpha Acquisition Corp. Rights
PAACR
– –
-831,731
Closed -$166K
20 21
22
23 24

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Cowen and Company's Q2 2020 Portfolio in Review

As of Q2 2020, Cowen and Company held 582 positions worth $601M, up 38% from $435M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen and Company deployed $564M of net new capital in Q2 2020, opening 177 new positions and adding to 66 existing holdings. Its largest new stake was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 29% of assets, up from 4.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $16.1M trimmed.

  • Cowen and Company's largest Q2 2020 buy was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.
  • Cowen and Company added most to Nikola Corporation Common Stock in Q2 2020, an estimated $23.3M increase.
  • Cowen and Company's biggest Q2 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.1M.
  • Cowen and Company fully exited Match Group in Q2 2020, selling an estimated $19.8M.
  • Cowen and Company's ten largest holdings make up 56% of its $601M portfolio in Q2 2020.
  • Cowen and Company opened 177 new positions and closed 191 in Q2 2020.
  • Cowen and Company's portfolio value rose 38% quarter-over-quarter to $601M.

Based on Cowen and Company's 13F filing for Q2 2020, filed 13 Aug 2020.