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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+16.41%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$757M
Cap. Flow
+$1.77B
Cap. Flow %
153.77%
Top 10 Hldgs %
71.98%
Holding
716
New
268
Increased
91
Reduced
64
Closed
268

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
2
AAPL icon
Apple
AAPL
+$138M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.2M
4
FRC
First Republic Bank
FRC
+$38.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$36.5M

Top Sells

Rank Stock Value
1
ZM icon
Zoom
ZM
+$32.9M
2
CRWD icon
CrowdStrike
CRWD
+$17.6M
3
BYND icon
Beyond Meat
BYND
+$17.1M
4
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$12M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 17.86%
2 Financials 13.13%
3 Healthcare 4.9%
4 Consumer Discretionary 2.63%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRE icon
526
PUT
State Street SPDR S&P Regional Banking ETF
KRE
$4.57B
– –
-75,000
Closed -$43K
LAZR
527
DELISTED
Luminar Technologies
LAZR
– –
-1,801
Closed -$273K
LGHL
528
Lion Group Holding
LGHL
$831K
– –
0
– -$399K
LH icon
529
CALL
Labcorp
LH
$25.9B
– –
-110,347
Closed -$598K
LH icon
530
PUT
Labcorp
LH
$25.9B
– –
-195,552
Closed -$261K
LKQ icon
531
CALL
LKQ Corp
LKQ
$6.29B
– –
-25,000
Closed -$159K
LKQ icon
532
LKQ Corp
LKQ
$6.29B
– –
-20,136
Closed -$633K
LMT icon
533
Lockheed Martin
LMT
$136B
– –
-950
Closed -$371K
LOB icon
534
CALL
Live Oak Bancshares
LOB
$1.97B
– –
-80,000
Closed -$40K
LTRYW icon
535
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$644
– –
-187,512
Closed -$28K
MCD icon
536
McDonald's
MCD
$195B
– –
-1,650
Closed -$354K
MCK icon
537
McKesson
MCK
$101B
– –
-16,800
Closed -$2.3M
MCK icon
538
PUT
McKesson
MCK
$101B
– –
-44,500
Closed -$392K
MDT icon
539
Medtronic
MDT
$112B
– –
-29,150
Closed -$3.17M
MET icon
540
CALL
MetLife
MET
$62.1B
– –
-170,000
Closed -$72K
MORN icon
541
Morningstar
MORN
$7.53B
– –
-2,250
Closed -$329K
MPC icon
542
Marathon Petroleum
MPC
$83.7B
– –
-6,627
Closed -$415K
MRK icon
543
Merck
MRK
$318B
– –
-4,349
Closed -$349K
MSFT icon
544
Microsoft
MSFT
$3.71T
– –
-2,650
Closed -$368K
MSI icon
545
Motorola Solutions
MSI
$77.4B
– –
-2,000
Closed -$341K
MUFG icon
546
Mitsubishi UFJ Financial
MUFG
$254B
– –
-551,800
Closed -$2.8M
MUR icon
547
Murphy Oil
MUR
$4.78B
– –
-99,805
Closed -$2.21M
MUR icon
548
PUT
Murphy Oil
MUR
$4.78B
– –
-217,500
Closed -$250K
NEE icon
549
NextEra Energy
NEE
$177B
– –
-6,600
Closed -$384K
NFLX icon
550
PUT
Netflix
NFLX
$309B
– –
-900,000
Closed -$1.17M
20 21
22
23 24

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2019 Portfolio in Review

As of Q4 2019, Cowen and Company held 716 positions worth $1.15B, up 192% from $394M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Cowen and Company deployed $1.77B of net new capital in Q4 2019, opening 268 new positions and adding to 91 existing holdings. Its largest new stake was Apple: 2,148,000 shares worth $158M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Sports Entertainment Gaming Global Corp, an estimated $12M trimmed.

  • Cowen and Company's largest Q4 2019 buy was Apple: 2,148,000 shares worth $158M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2019, an estimated $285M increase.
  • Cowen and Company's biggest Q4 2019 reduction was Sports Entertainment Gaming Global Corp, cutting an estimated $12M.
  • Cowen and Company fully exited Zoom in Q4 2019, selling an estimated $32.9M.
  • Cowen and Company's ten largest holdings make up 72% of its $1.15B portfolio in Q4 2019.
  • Cowen and Company opened 268 new positions and closed 268 in Q4 2019.
  • Cowen and Company's portfolio value rose 192% quarter-over-quarter to $1.15B.

Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.