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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCACW
501
DELISTED
Monterey Capital Acquisition Corporation Warrants
MCACW
$6.63K ﹤0.01%
165,893
-100
-0.1% -$3
SATX.WS.A
502
DELISTED
SatixFy Communications Ltd.
SATX.WS.A
$6.63K ﹤0.01%
419,849
+682
+0.2% +$52
BCSAW
503
DELISTED
Blockchain Coinvestors Acquisition Corp. I Warrant
BCSAW
$6.55K ﹤0.01%
+150,000
New +$4.93K
ZEOWW
504
Zeo Energy Corp Warrants
ZEOWW
$93.1K
$6.52K ﹤0.01%
181,068
– –
GOSS icon
505
CALL
Gossamer Bio
GOSS
$88.9M
$6.49K ﹤0.01%
+159,600
New +$184K
ZVSA
506
DELISTED
ZyVersa Therapeutics
ZVSA
$6.47K ﹤0.01%
143
– –
ALSAW
507
DELISTED
Alpha Star Acquisition Corp Warrants
ALSAW
$6.42K ﹤0.01%
642,224
– –
COOLW
508
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$6.37K ﹤0.01%
79,661
-100
-0.1% -$11
PHYT.WS
509
DELISTED
Pyrophyte Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
PHYT.WS
$6.35K ﹤0.01%
97,700
-300
-0.3% -$32
WINVW
510
DELISTED
WinVest Acquisition Corp. Warrant
WINVW
$6.25K ﹤0.01%
601,031
– –
ZLSWW
511
DELISTED
Zalatoris II Acquisition Corp Warrant
ZLSWW
$6.19K ﹤0.01%
99,877
+3,761
+4% +$247
CMCAW
512
DELISTED
Capitalworks Emerging Markets Acquisition Corp Warrant
CMCAW
$6.14K ﹤0.01%
213,379
– –
ATEK.WS
513
DELISTED
Athena Technology Acquisition Corp. II Redeemable Warrants
ATEK.WS
$6.14K ﹤0.01%
47,243
– –
ELIQ.WS
514
DELISTED
Electriq Power Holdings, Inc. Warrants, each exercisable for one share of Class A common stock at an exercise price of $6.57 per share
ELIQ.WS
$6.06K ﹤0.01%
+213,007
New +$23.5K
LOCC.WS
515
DELISTED
Live Oak Crestview Climate Acquisition Corp. Warrants, exercisable for one share of Class A common stock at an exercise price of $11.50 per share
LOCC.WS
$6.04K ﹤0.01%
+79,099
New +$8.99K
IMVT icon
516
CALL
Immunovant
IMVT
$8.45B
$6.04K ﹤0.01%
+11,500
New +$260K
ENCPW
517
DELISTED
Energem Corp Warrant
ENCPW
$5.97K ﹤0.01%
125,618
+100
+0.1% +$5
SPECW
518
DELISTED
Spectaire Holdings, Inc. Warrant
SPECW
$5.94K ﹤0.01%
62,500
+25,000
+67% +$2.44K
GRRRW
519
Gorilla Technology Group Warrant
GRRRW
$1.79M
$5.88K ﹤0.01%
+100,100
New +$12.6K
BSLKW
520
DELISTED
Bolt Projects Holdings Warrant
BSLKW
$5.45K ﹤0.01%
150,629
-36,342
-19% -$1.92K
AFARW
521
DELISTED
Aura FAT Projects Acquisition Corp Warrant
AFARW
$5.36K ﹤0.01%
178,630
+200
+0.1% +$6
ADEX.WS
522
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$5.33K ﹤0.01%
53,801
+3,801
+8% +$290
SPY icon
523
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$5.3K ﹤0.01%
+12,500
New +$5.56M
JWSM.WS
524
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$5.26K ﹤0.01%
131,591
-18,800
-13% -$946
BLUA.WS
525
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$5.13K ﹤0.01%
106,300
+7,302
+7% +$412
19 20
21
22 23

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.