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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$851M
AUM Growth
-$105M
Cap. Flow
+$44.2M
Cap. Flow %
5.19%
Top 10 Hldgs %
47.53%
Holding
835
New
170
Increased
157
Reduced
172
Closed
270

Top Buys

Rank Stock Value
1
KVSC
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
+$24.3M
2
STOK icon
Stoke Therapeutics
STOK
+$22.8M
3
TIOA
Tio Tech A Class A Ordinary Share
TIOA
+$22.1M
4
SCPH
scPharmaceuticals
SCPH
+$20.6M
5
AAC
Ares Acquisition Corporation
AAC
+$13.3M

Top Sells

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.8M
2
SCPL
SciPlay Corporation Class A Common Stock
SCPL
+$25.2M
3
CTLP
Cantaloupe
CTLP
+$12.3M
4
INVZ icon
Innoviz Technologies
INVZ
+$10.9M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$8.76M

Sector Composition

Rank Sector Weight
1 Healthcare 38.46%
2 Financials 25.66%
3 Materials 12.69%
4 Consumer Discretionary 4.54%
5 Technology 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBSTW
501
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$3.12K ﹤0.01%
69,593
– –
LBBBW
502
DELISTED
Lakeshore Acquisition II Corp. Warrants
LBBBW
$3.02K ﹤0.01%
100,912
-100
-0.1% -$4
ENTFW
503
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Warrant
ENTFW
$2.96K ﹤0.01%
74,100
+50,000
+207% +$1.95K
WE.WS
504
DELISTED
WeWork Inc. Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
WE.WS
$2.9K ﹤0.01%
30,000
-3,531
-11% -$575
GSDWW
505
DELISTED
Global Systems Dynamics, Inc. Warrant
GSDWW
$2.86K ﹤0.01%
46,482
– –
CSTA.WS
506
DELISTED
Constellation Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CSTA.WS
$2.75K ﹤0.01%
29,000
-326
-1% -$25
MBAC.WS
507
DELISTED
M3-Brigade Acquisition II Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MBAC.WS
$2.75K ﹤0.01%
+25,000
New +$2.41K
PGRWW
508
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$2.68K ﹤0.01%
48,791
+999
+2% +$65
SPCMW
509
DELISTED
Sound Point Acquisition Corp I, Ltd Warrant
SPCMW
$2.56K ﹤0.01%
25,301
+301
+1% +$37
APGB.WS
510
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$2.54K ﹤0.01%
+26,000
New +$4.12K
BPACW
511
DELISTED
Bullpen Parlay Acquisition Company Warrant
BPACW
$2.51K ﹤0.01%
70,500
+100
+0.1% +$6
PROCW
512
DELISTED
Procaps Group, S.A. Warrants
PROCW
$2.5K ﹤0.01%
10,000
– –
PRPL icon
513
PUT
Purple Innovation
PRPL
$31.6M
$2.5K ﹤0.01%
800
-28
-3% -$3.12K
RADI
514
CALL
DELISTED
Radius Global Infrastructure, Inc. Class A Common Stock
RADI
$2.5K ﹤0.01%
40,000
– –
GRNAW
515
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$2.44K ﹤0.01%
+47,681
New +$4.26K
AOGOW
516
DELISTED
Arogo Capital Acquisition Corp. Warrant
AOGOW
$2.4K ﹤0.01%
40,000
-6,802
-15% -$272
PNST.WS
517
DELISTED
Pinstripes Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
PNST.WS
$2.33K ﹤0.01%
+51,670
New +$1.81K
CEROW
518
DELISTED
CERo Therapeutics Warrants
CEROW
$2.32K ﹤0.01%
58,000
-905
-2% -$41
MAQCW
519
DELISTED
Maquia Capital Acquisition Corporation Warrant
MAQCW
$2.22K ﹤0.01%
118,849
– –
VCXB.WS
520
DELISTED
10X Capital Venture Acquisition Corp III Warrants
VCXB.WS
$2.2K ﹤0.01%
26,000
– –
CLOER
521
DELISTED
Clover Leaf Capital Corp. Rights
CLOER
$2.15K ﹤0.01%
23,900
-800
-3% -$74
SCAQW
522
DELISTED
Stratim Cloud Acquisition Corp. Warrant
SCAQW
$2.12K ﹤0.01%
+10,617
New +$801
GBBKW
523
DELISTED
Global Blockchain Acquisition Corp. Warrant
GBBKW
$2.1K ﹤0.01%
64,500
– –
ABPWW
524
DELISTED
Abpro Holdings Warrant
ABPWW
$2.07K ﹤0.01%
29,700
-3,374
-10% -$318
PSFE.WS
525
DELISTED
Paysafe Ltd Warrants
PSFE.WS
$2.07K ﹤0.01%
22,300
-25,000
-53% -$2.61K
19 20
21
22 23

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CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q1 2023 Portfolio in Review

As of Q1 2023, Cowen and Company held 835 positions worth $851M, down 11% from $956M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Cowen and Company deployed $44.2M of net new capital in Q1 2023, opening 170 new positions and adding to 157 existing holdings. Its largest new stake was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.

By sector, the portfolio is most concentrated in Healthcare at 38% of assets, up from 37% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was SciPlay Corporation Class A Common Stock, an estimated $25.2M trimmed.

  • Cowen and Company's largest Q1 2023 buy was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.
  • Cowen and Company added most to Stoke Therapeutics in Q1 2023, an estimated $22.8M increase.
  • Cowen and Company's biggest Q1 2023 reduction was SciPlay Corporation Class A Common Stock, cutting an estimated $25.2M.
  • Cowen and Company fully exited DCP Midstream, LP in Q1 2023, selling an estimated $58.8M.
  • Cowen and Company's ten largest holdings make up 48% of its $851M portfolio in Q1 2023.
  • Cowen and Company opened 170 new positions and closed 270 in Q1 2023.
  • Cowen and Company's portfolio value fell 11% quarter-over-quarter to $851M.

Based on Cowen and Company's 13F filing for Q1 2023, filed 9 May 2023.