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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
501
PUT
McDonald's
MCD
$193B
$15K ﹤0.01%
15,000
– –
TSPQ.WS
502
DELISTED
TCW Special Purpose Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TSPQ.WS
$15K ﹤0.01%
+24,230
New +$19.2K
SAFM
503
CALL
DELISTED
Sanderson Farms Inc
SAFM
$15K ﹤0.01%
+20,300
New +$3.83M
CTLP
504
CALL
DELISTED
Cantaloupe
CTLP
$14K ﹤0.01%
140,000
+125,700
+879% +$1.3M
VTRS icon
505
CALL
Viatris
VTRS
$18.8B
$14K ﹤0.01%
+25,000
New +$355K
POWRW
506
DELISTED
Powered Brands Warrants
POWRW
$14K ﹤0.01%
+22,111
New +$17.1K
PSAGW
507
DELISTED
Property Solutions Acquisition Corporation II Warrant
PSAGW
$14K ﹤0.01%
20,000
-770
-4% -$760
STRDW
508
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$14K ﹤0.01%
98,190
-9,844
-9% -$1.17K
NOVVR
509
DELISTED
Nova Vision Acquisition Corp. Rights
NOVVR
$14K ﹤0.01%
+40,000
New +$14K
DELL icon
510
PUT
Dell
DELL
$288B
$13K ﹤0.01%
24,465
-32,160
-57% -$1.6M
HYG icon
511
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$13K ﹤0.01%
+240,200
New +$21.1M
IONS icon
512
CALL
Ionis Pharmaceuticals
IONS
$9.36B
$13K ﹤0.01%
+14,700
New +$554K
VIR icon
513
PUT
Vir Biotechnology
VIR
$1.5B
$13K ﹤0.01%
+3,000
New +$130K
CPTK.WS
514
DELISTED
Crown PropTech Acquisitions Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CPTK.WS
$13K ﹤0.01%
25,000
-1,036
-4% -$734
IIAC.WS
515
DELISTED
Investindustrial Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class
IIAC.WS
$13K ﹤0.01%
10,000
-3,334
-25% -$4.16K
EHC icon
516
CALL
Encompass Health
EHC
$12.4B
$12K ﹤0.01%
+6,285
New +$395K
EHC icon
517
PUT
Encompass Health
EHC
$12.4B
$12K ﹤0.01%
+6,285
New +$395K
AEON.WS
518
DELISTED
AEON Biopharma Inc
AEON.WS
$12K ﹤0.01%
20,782
-4,218
-17% -$3.09K
HCNEW
519
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
$12K ﹤0.01%
+10,219
New +$11.4K
KSU
520
PUT
DELISTED
Kansas City Southern
KSU
$12K ﹤0.01%
5,100
-120,300
-96% -$33.5M
KURA icon
521
CALL
Kura Oncology
KURA
$871M
$11K ﹤0.01%
+14,000
New +$264K
OMER icon
522
CALL
Omeros
OMER
$983M
$11K ﹤0.01%
+29,200
New +$437K
ATA.WS
523
DELISTED
Americas Technology Acquisition Corp.Redeemable Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50
ATA.WS
$11K ﹤0.01%
23,132
-15,056
-39% -$9.59K
MDP
524
CALL
DELISTED
Meredith Corporation
MDP
$11K ﹤0.01%
+15,200
New +$663K
MSOS icon
525
CALL
AdvisorShares Pure US Cannabis ETF
MSOS
$900M
$10K ﹤0.01%
35,600
+23,100
+185% +$800K
19 20
21
22 23

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.