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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+18.18%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$507M
Cap. Flow
+$424M
Cap. Flow %
37.86%
Top 10 Hldgs %
69.37%
Holding
669
New
238
Increased
59
Reduced
66
Closed
278

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$112M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$111M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$68.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$49.8M

Top Sells

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$40M
2
ALBO
Albireo Pharma Inc
ALBO
+$20M
3
AVPT icon
AvePoint
AVPT
+$14.5M
4
MCD icon
McDonald's
MCD
+$10.2M
5
CMRC
Commerce.com Inc Series 1
CMRC
+$5.84M

Sector Composition

Rank Sector Weight
1 Financials 8.86%
2 Healthcare 4.92%
3 Technology 4.04%
4 Communication Services 3.4%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QGEN icon
501
Qiagen
QGEN
$8.81B
– –
-74,543
Closed -$4.13M
QQQ icon
502
PUT
Invesco QQQ Trust
QQQ
$478B
– –
-7,400
Closed -$28K
RBOT
503
DELISTED
Vicarious Surgical
RBOT
– –
-4,569
Closed -$1.34M
RF icon
504
Regions Financial
RF
$26.9B
– –
-6,057
Closed -$87.6K
RPV icon
505
Invesco S&P 500 Pure Value ETF
RPV
$1.73B
– –
-51,000
Closed -$2.5M
RSI icon
506
Rush Street Interactive
RSI
$2.91B
– –
-15,000
Closed -$191K
RVPH
507
DELISTED
REVIVA PHARMA HLDGS INC
RVPH
– –
-1,230
Closed -$264K
SGRY icon
508
CALL
Surgery Partners
SGRY
$1.96B
– –
-25,000
Closed -$51K
SIRI icon
509
SiriusXM
SIRI
$9.61B
– –
-10,270
Closed -$550K
SKIL icon
510
Skillsoft
SKIL
$84.4M
– –
-9,168
Closed -$1.94M
SNDX icon
511
Syndax Pharmaceuticals
SNDX
$1.81B
– –
-12,946
Closed -$191K
SNDX icon
512
PUT
Syndax Pharmaceuticals
SNDX
$1.81B
– –
-20,200
Closed -$61K
SPY icon
513
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$807B
– –
-25,500
Closed -$866K
TARA icon
514
Protara Therapeutics
TARA
$220M
– –
-124,171
Closed -$2.09M
TEVA icon
515
CALL
Teva Pharmaceuticals
TEVA
$42.5B
– –
-61,100
Closed -$11K
TGNA
516
CALL
DELISTED
TEGNA Inc
TGNA
– –
-50,000
Closed -$3K
TOL icon
517
CALL
Toll Brothers
TOL
$14.3B
– –
-115,200
Closed -$60K
TOL icon
518
Toll Brothers
TOL
$14.3B
– –
-6,334
Closed -$308K
UK icon
519
Ucommune International Ltd Class A Ordinary Shares
UK
$1.52M
– –
-33
Closed -$814K
UNP icon
520
Union Pacific
UNP
$174B
– –
-18,155
Closed -$3.57M
UNP icon
521
PUT
Union Pacific
UNP
$174B
– –
-32,400
Closed -$88K
USB icon
522
CALL
US Bancorp
USB
$100B
– –
-254,900
Closed -$99K
V icon
523
CALL
Visa
V
$677B
– –
-13,600
Closed -$3K
V icon
524
Visa
V
$677B
– –
-87
Closed -$17K
WFC icon
525
CALL
Wells Fargo
WFC
$264B
– –
-100,000
Closed -$3K
19 20
21
22 23

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2020 Portfolio in Review

As of Q4 2020, Cowen and Company held 669 positions worth $1.12B, up 83% from $613M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Cowen and Company deployed $424M of net new capital in Q4 2020, opening 238 new positions and adding to 59 existing holdings. Its largest new stake was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, up from 8.4% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was McDonald's, an estimated $10.2M trimmed.

  • Cowen and Company's largest Q4 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2020, an estimated $68.6M increase.
  • Cowen and Company's biggest Q4 2020 reduction was McDonald's, cutting an estimated $10.2M.
  • Cowen and Company fully exited Nikola Corporation Common Stock in Q4 2020, selling an estimated $40M.
  • Cowen and Company's ten largest holdings make up 69% of its $1.12B portfolio in Q4 2020.
  • Cowen and Company opened 238 new positions and closed 278 in Q4 2020.
  • Cowen and Company's portfolio value rose 83% quarter-over-quarter to $1.12B.

Based on Cowen and Company's 13F filing for Q4 2020, filed 8 Feb 2021.