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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+151.03%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$601M
AUM Growth
+$166M
Cap. Flow
+$564M
Cap. Flow %
93.74%
Top 10 Hldgs %
55.84%
Holding
582
New
177
Increased
66
Reduced
116
Closed
191

Top Buys

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$23.3M
2
CCL icon
Carnival Corporation Ltd
CCL
+$22.1M
3
BLU
BELLUS Health Inc.
BLU
+$15.7M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
+$9.48M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$8.14M

Top Sells

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$19.8M
2
XOM icon
ExxonMobil
XOM
+$19.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.1M
4
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.9M
5
BHP icon
BHP
BHP
+$7.19M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 28.9%
2 Healthcare 14.37%
3 Financials 8.14%
4 Industrials 2.53%
5 Technology 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHNG
501
PUT
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-102,500
Closed -$268K
RDUS
502
CALL
DELISTED
Radius Health, Inc.
RDUS
– –
-6,000
Closed -$1K
RDUS
503
DELISTED
Radius Health, Inc.
RDUS
– –
-4,433
Closed -$58K
RDUS
504
PUT
DELISTED
Radius Health, Inc.
RDUS
– –
-4,000
Closed -$47K
CHPMW
505
DELISTED
CHP Merger Corp. Warrant
CHPMW
– –
-80,293
Closed -$43K
SCVX.U
506
DELISTED
SCVX Corp. Units, each consisting of one Class A ordinary share, $0.0001 par value per share, and on
SCVX.U
– –
-139,419
Closed -$1.39M
CCAC.U
507
DELISTED
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
– –
-144,420
Closed -$1.42M
MDP
508
DELISTED
Meredith Corporation
MDP
– –
-6,468
Closed -$79K
MDP
509
PUT
DELISTED
Meredith Corporation
MDP
– –
-69,500
Closed -$490K
LATNW
510
DELISTED
Union Acquisition Corp. II Warrant
LATNW
– –
-50,391
Closed -$13K
LATN
511
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
– –
-118,395
Closed -$1.16M
SFTW.U
512
DELISTED
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
– –
-16,432
Closed -$160K
LIVK
513
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
– –
-72,500
Closed -$690K
GRNVR
514
DELISTED
GreenVision Acquisition Corp Rights
GRNVR
– –
-25,000
Closed -$6K
GXGXU
515
DELISTED
GX Acquisiton Corp. Unit
GXGXU
– –
-29,259
Closed -$296K
NAV
516
DELISTED
Navistar International
NAV
– –
-165,458
Closed -$3.93M
GNRSU
517
DELISTED
Greenrose Acquisition Corp. Unit
GNRSU
– –
-11,250
Closed -$109K
FSRVU
518
DELISTED
FinServ Acquisition Corp. Unit, 1 Com, 1/2 Wt.
FSRVU
– –
-107,653
Closed -$1.08M
JIH.U
519
DELISTED
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
– –
-73,356
Closed -$745K
BRPAR
520
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
– –
-118,618
Closed -$15K
VAR
521
CALL
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-2,000
Closed -$1K
VAR
522
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-1,940
Closed -$199K
VAR
523
PUT
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-2,000
Closed -$66K
NPAUU
524
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
– –
-100,000
Closed -$1.03M
CIICU
525
DELISTED
CIIG Merger Corp. Units
CIICU
– –
-16,665
Closed -$163K
19 20
21
22 23

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Cowen and Company's Q2 2020 Portfolio in Review

As of Q2 2020, Cowen and Company held 582 positions worth $601M, up 38% from $435M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen and Company deployed $564M of net new capital in Q2 2020, opening 177 new positions and adding to 66 existing holdings. Its largest new stake was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 29% of assets, up from 4.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $16.1M trimmed.

  • Cowen and Company's largest Q2 2020 buy was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.
  • Cowen and Company added most to Nikola Corporation Common Stock in Q2 2020, an estimated $23.3M increase.
  • Cowen and Company's biggest Q2 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.1M.
  • Cowen and Company fully exited Match Group in Q2 2020, selling an estimated $19.8M.
  • Cowen and Company's ten largest holdings make up 56% of its $601M portfolio in Q2 2020.
  • Cowen and Company opened 177 new positions and closed 191 in Q2 2020.
  • Cowen and Company's portfolio value rose 38% quarter-over-quarter to $601M.

Based on Cowen and Company's 13F filing for Q2 2020, filed 13 Aug 2020.