We are live on ! Find out more
CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-16.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$435M
AUM Growth
-$716M
Cap. Flow
-$763M
Cap. Flow %
-175.1%
Top 10 Hldgs %
44.16%
Holding
647
New
200
Increased
86
Reduced
96
Closed
246

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$28M
2
MTCH icon
Match Group
MTCH
+$22.1M
3
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.2M
4
AVDL
Avadel Pharmaceuticals
AVDL
+$11.7M
5
ABUS icon
Arbutus Biopharma
ABUS
+$9.21M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$238M
2
AAPL icon
Apple
AAPL
+$158M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$77M
4
FRC
First Republic Bank
FRC
+$42.3M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$37.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.59%
2 Financials 12.01%
3 Communication Services 5.9%
4 Energy 5.73%
5 Consumer Discretionary 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OGI
501
CALL
Organigram Holdings
OGI
$173M
– –
-14,875
Closed -$33K
OXY icon
502
CALL
Occidental Petroleum
OXY
$59B
– –
-184,400
Closed -$3K
OXY icon
503
Occidental Petroleum
OXY
$59B
– –
-18,419
Closed -$605K
PARA
504
DELISTED
Paramount Global Class B
PARA
– –
-17,140
Closed -$719K
PG icon
505
Procter & Gamble
PG
$338B
– –
-50,109
Closed -$6.26M
PG icon
506
PUT
Procter & Gamble
PG
$338B
– –
-50,000
Closed -$76K
PTON icon
507
PUT
Peloton Interactive
PTON
$2.46B
– –
-50,000
Closed -$355K
HTT
508
High Templar Tech Ltd
HTT
$388M
– –
-13,779
Closed -$38.7K
RDNT icon
509
RadNet
RDNT
$6B
– –
-10,456
Closed -$212K
RDNT icon
510
PUT
RadNet
RDNT
$6B
– –
-25,200
Closed -$9K
RMNI icon
511
Rimini Street
RMNI
$449M
– –
-40,545
Closed -$157K
RRC icon
512
Range Resources
RRC
$9.5B
– –
-17,092
Closed -$54.5K
SAGE
513
CALL
DELISTED
Sage Therapeutics
SAGE
– –
-18,000
Closed -$120K
SCHW
514
Charles Schwab
SCHW
$186B
– –
-7,215
Closed -$343K
SCHW
515
PUT
Charles Schwab
SCHW
$186B
– –
-175,000
Closed -$79K
SPLV icon
516
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
– –
-130,600
Closed -$7.62M
SPY icon
517
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$807B
– –
-46,700
Closed -$803K
T icon
518
CALL
AT&T
T
$168B
– –
-66,200
Closed -$22K
TENB icon
519
Tenable Holdings
TENB
$4.17B
– –
-11,572
Closed -$277K
TFC icon
520
Truist Financial
TFC
$63.9B
– –
-320,000
Closed -$18M
TLRY icon
521
Tilray
TLRY
$651M
– –
-252
Closed -$35.2K
TPB icon
522
CALL
Turning Point Brands
TPB
$1.77B
– –
-20,000
Closed -$1K
TRGP icon
523
CALL
Targa Resources
TRGP
$56.9B
– –
-431,700
Closed -$1.36M
TRGP icon
524
Targa Resources
TRGP
$56.9B
– –
-50,441
Closed -$2.06M
TRGP icon
525
PUT
Targa Resources
TRGP
$56.9B
– –
-181,500
Closed -$366K
19 20
21
22 23

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q1 2020 Portfolio in Review

As of Q1 2020, Cowen and Company held 647 positions worth $435M, down 62% from $1.15B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Cowen and Company withdrew a net $763M in Q1 2020, closing 246 positions and reducing 96 holdings. Its most notable exit was Apple, an estimated $158M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 4.9% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Cowen and Company opened a new position in Match Group worth $19.8M.

  • Cowen and Company's largest Q1 2020 buy was Match Group: 300,000 shares worth $19.8M.
  • Cowen and Company added most to ExxonMobil in Q1 2020, an estimated $28M increase.
  • Cowen and Company's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $238M.
  • Cowen and Company fully exited Apple in Q1 2020, selling an estimated $158M.
  • Cowen and Company's ten largest holdings make up 44% of its $435M portfolio in Q1 2020.
  • Cowen and Company opened 200 new positions and closed 246 in Q1 2020.
  • Cowen and Company's portfolio value fell 62% quarter-over-quarter to $435M.

Based on Cowen and Company's 13F filing for Q1 2020, filed 11 May 2020.