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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+16.41%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$757M
Cap. Flow
+$1.77B
Cap. Flow %
153.77%
Top 10 Hldgs %
71.98%
Holding
716
New
268
Increased
91
Reduced
64
Closed
268

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
2
AAPL icon
Apple
AAPL
+$138M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.2M
4
FRC
First Republic Bank
FRC
+$38.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$36.5M

Top Sells

Rank Stock Value
1
ZM icon
Zoom
ZM
+$32.9M
2
CRWD icon
CrowdStrike
CRWD
+$17.6M
3
BYND icon
Beyond Meat
BYND
+$17.1M
4
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$12M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 17.86%
2 Financials 13.13%
3 Healthcare 4.9%
4 Consumer Discretionary 2.63%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQR icon
501
Equity Residential
EQR
$25.1B
– –
-4,250
Closed -$367K
EWH icon
502
PUT
iShares MSCI Hong Kong ETF
EWH
$1.22B
– –
-244,000
Closed -$108K
EXC icon
503
CALL
Exelon
EXC
$47B
– –
-69,259
Closed -$84K
EXC icon
504
Exelon
EXC
$47B
– –
-6,805
Closed -$234K
EXC icon
505
PUT
Exelon
EXC
$47B
– –
-28,881
Closed -$2K
FBNC icon
506
CALL
First Bancorp
FBNC
$2.68B
– –
-42,900
Closed -$11K
FBRX icon
507
CALL
Forte Biosciences
FBRX
$1.57B
– –
-51
Closed -$3K
FFIV icon
508
F5
FFIV
$22.7B
– –
-2,800
Closed -$393K
FNF icon
509
Fidelity National Financial
FNF
$13.5B
– –
-8,476
Closed -$362K
FOLD
510
CALL
DELISTED
Amicus Therapeutics
FOLD
– –
-32,800
Closed -$1K
FSLY icon
511
Fastly Inc
FSLY
$3.66B
– –
-150,000
Closed -$3.6M
GM icon
512
CALL
General Motors
GM
$76.8B
– –
-65,500
Closed -$15K
HE icon
513
Hawaiian Electric Industries
HE
$2.14B
– –
-8,100
Closed -$369K
HEI icon
514
HEICO Corp
HEI
$51.4B
– –
-2,500
Closed -$312K
HST icon
515
Host Hotels & Resorts
HST
$16B
– –
-50,000
Closed -$865K
ICE icon
516
Intercontinental Exchange
ICE
$84.4B
– –
-3,850
Closed -$355K
IRM icon
517
PUT
Iron Mountain
IRM
$36.1B
– –
-10,000
Closed -$79K
IWM icon
518
CALL
iShares Russell 2000 ETF
IWM
$81.9B
– –
-8,800
Closed -$56K
IWM icon
519
PUT
iShares Russell 2000 ETF
IWM
$81.9B
– –
-43,100
Closed -$27K
KKR icon
520
KKR & Co
KKR
$92.3B
– –
-7,737
Closed -$208K
KKR icon
521
PUT
KKR & Co
KKR
$92.3B
– –
-85,000
Closed -$100K
KN icon
522
Knowles
KN
$3.34B
– –
-800
Closed -$16K
KN icon
523
PUT
Knowles
KN
$3.34B
– –
-10,000
Closed -$1K
KO icon
524
Coca-Cola
KO
$375B
– –
-6,550
Closed -$357K
KR icon
525
CALL
Kroger
KR
$34.8B
– –
-50,000
Closed -$152K
19 20
21
22 23

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2019 Portfolio in Review

As of Q4 2019, Cowen and Company held 716 positions worth $1.15B, up 192% from $394M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Cowen and Company deployed $1.77B of net new capital in Q4 2019, opening 268 new positions and adding to 91 existing holdings. Its largest new stake was Apple: 2,148,000 shares worth $158M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Sports Entertainment Gaming Global Corp, an estimated $12M trimmed.

  • Cowen and Company's largest Q4 2019 buy was Apple: 2,148,000 shares worth $158M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2019, an estimated $285M increase.
  • Cowen and Company's biggest Q4 2019 reduction was Sports Entertainment Gaming Global Corp, cutting an estimated $12M.
  • Cowen and Company fully exited Zoom in Q4 2019, selling an estimated $32.9M.
  • Cowen and Company's ten largest holdings make up 72% of its $1.15B portfolio in Q4 2019.
  • Cowen and Company opened 268 new positions and closed 268 in Q4 2019.
  • Cowen and Company's portfolio value rose 192% quarter-over-quarter to $1.15B.

Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.