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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+18.1%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.52B
AUM Growth
+$95.3M
Cap. Flow
-$53M
Cap. Flow %
-3.48%
Top 10 Hldgs %
46.4%
Holding
811
New
169
Increased
201
Reduced
172
Closed
223

Top Buys

Rank Stock Value
1
PTCT icon
PTC Therapeutics
PTCT
+$66.9M
2
SAGE
Sage Therapeutics
SAGE
+$26.6M
3
IMO icon
Imperial Oil
IMO
+$24.9M
4
COIN icon
Coinbase
COIN
+$22.5M
5
ANSCU
Agriculture & Natural Solutions Acquisition Corp Unit
ANSCU
+$21.6M

Top Sells

Rank Stock Value
1
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$48.7M
2
AAC
Ares Acquisition Corporation
AAC
+$36.4M
3
PTGX icon
Protagonist Therapeutics
PTGX
+$27.6M
4
HCVIU
Hennessy Capital Investment Corp. VI Unit
HCVIU
+$17.4M
5
NETD
Nabors Energy Transition Corp II
NETD
+$16.9M

Sector Composition

Rank Sector Weight
1 Healthcare 30.8%
2 Financials 24.54%
3 Technology 21.73%
4 Communication Services 4.41%
5 Energy 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BZFDW icon
476
BuzzFeed Inc Warrant
BZFDW
$647K
$4.11K ﹤0.01%
100,000
-200
-0.2% -$7
PRSTW
477
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
$4.09K ﹤0.01%
224,820
+35,900
+19% +$1.31K
NVACW
478
DELISTED
NorthView Acquisition Corporation Warrant
NVACW
$4.09K ﹤0.01%
475,634
+115,666
+32% +$2.92K
CMCAW
479
DELISTED
Capitalworks Emerging Markets Acquisition Corp Warrant
CMCAW
$4.07K ﹤0.01%
202,279
-11,100
-5% -$268
LGVCW
480
DELISTED
LAMF Global Ventures Corp. I Warrant
LGVCW
$4.06K ﹤0.01%
162,565
-12,100
-7% -$682
OAKUW
481
DELISTED
Oak Woods Acquisition Corp Warrant
OAKUW
$4.01K ﹤0.01%
154,190
-6,900
-4% -$233
EVE.WS
482
DELISTED
EVe Mobility Acquisition Corp Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EVE.WS
$4K ﹤0.01%
100,000
-134,404
-57% -$7.39K
JWSM.WS
483
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$3.98K ﹤0.01%
100,291
-31,300
-24% -$701
PPHPW
484
DELISTED
PHP Ventures Acquisition Corp. Warrants
PPHPW
$3.83K ﹤0.01%
547,006
+205,730
+60% +$3.27K
SVIIW
485
DELISTED
Spring Valley Acquisition Corp II Warrant
SVIIW
$3.79K ﹤0.01%
31,423
-1,025
-3% -$103
SZZLW
486
DELISTED
Sizzle Acquisition Corp. Warrant
SZZLW
$3.79K ﹤0.01%
+42,084
New +$3.7K
TRIS.WS
487
DELISTED
Tristar Acquisition I Corp. Redeemable Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
TRIS.WS
$3.75K ﹤0.01%
+159,129
New +$4.49K
SVMHW
488
DELISTED
SRIVARU Holding Limited Warrant
SVMHW
$3.73K ﹤0.01%
+250,500
New +$4.46K
BZAIW
489
Blaize Holdings Warrants
BZAIW
$6.67M
$3.7K ﹤0.01%
+41,103
New +$962
FORLW
490
DELISTED
Four Leaf Acquisition Corp Warrants
FORLW
$3.6K ﹤0.01%
120,094
-1,000
-0.8% -$54
BENFW icon
491
Beneficient Warrant
BENFW
$166K
$3.5K ﹤0.01%
+350,000
New +$4.9K
DECAW
492
DELISTED
Denali Capital Acquisition Corp. Warrant
DECAW
$3.49K ﹤0.01%
+69,724
New +$3.73K
AOGOW
493
DELISTED
Arogo Capital Acquisition Corp. Warrant
AOGOW
$3.39K ﹤0.01%
129,968
+89,968
+225% +$2.19K
SDSTW
494
Stardust Power Inc Warrant
SDSTW
$5.67M
$3.38K ﹤0.01%
134,700
+35,800
+36% +$1.41K
NUBIW
495
DELISTED
Nubia Brand International Corp. Warrant
NUBIW
$3.32K ﹤0.01%
70,710
+100
+0.1% +$7
CRGOW icon
496
Freightos Ltd Warrant
CRGOW
$1.73M
$3.27K ﹤0.01%
+32,650
New +$2.21K
FHLTW
497
DELISTED
Future Health ESG Corp. Warrant
FHLTW
$3.15K ﹤0.01%
114,260
-100
-0.1% -$3
GBBKR
498
DELISTED
Global Blockchain Acquisition Corp. Right
GBBKR
$3.12K ﹤0.01%
26,300
– –
SBXC.WS
499
DELISTED
SilverBox Corp III Redeemable warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SBXC.WS
$3.05K ﹤0.01%
+38,133
New +$4.66K
GRRRW
500
Gorilla Technology Group Warrant
GRRRW
$1.79M
$3K ﹤0.01%
100,100
– –
18 19
20
21 22

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q4 2023 Portfolio in Review

As of Q4 2023, Cowen and Company held 811 positions worth $1.52B, up 6.7% from $1.43B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Cowen and Company withdrew a net $53M in Q4 2023, closing 223 positions and reducing 172 holdings. Its most notable exit was AdvisorShares Pure US Cannabis ETF, an estimated $48.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 31% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Cowen and Company opened a new position in Sage Therapeutics worth $29M.

  • Cowen and Company's largest Q4 2023 buy was Sage Therapeutics: 1,339,971 shares worth $29M.
  • Cowen and Company added most to PTC Therapeutics in Q4 2023, an estimated $66.9M increase.
  • Cowen and Company's biggest Q4 2023 reduction was Nabors Energy Transition Corp II, cutting an estimated $16.9M.
  • Cowen and Company fully exited AdvisorShares Pure US Cannabis ETF in Q4 2023, selling an estimated $48.7M.
  • Cowen and Company's ten largest holdings make up 46% of its $1.52B portfolio in Q4 2023.
  • Cowen and Company opened 169 new positions and closed 223 in Q4 2023.
  • Cowen and Company's portfolio value rose 6.7% quarter-over-quarter to $1.52B.

Based on Cowen and Company's 13F filing for Q4 2023, filed 8 Feb 2024.