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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCL icon
476
PUT
Carnival Corporation Ltd
CCL
$38B
$8.25K ﹤0.01%
+30,000
New +$497K
LSBPW
477
DELISTED
LakeShore Biopharma Warrants
LSBPW
$8.24K ﹤0.01%
200,099
+100
+0.1% +$5
IPVF.WS
478
DELISTED
InterPrivate III Financial Partners Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
IPVF.WS
$8.24K ﹤0.01%
+102,744
New +$4.46K
ARTEW
479
DELISTED
Artemis Strategic Investment Corporation Warrant
ARTEW
$8.2K ﹤0.01%
268,029
-100
-0% -$5
EXEL icon
480
CALL
Exelixis
EXEL
$12.7B
$8.11K ﹤0.01%
+5,500
New +$115K
ACRO.WS
481
DELISTED
Acropolis Infrastructure Acquisition Corp Warrants
ACRO.WS
$8.02K ﹤0.01%
+133,633
New +$14.3K
PLTNR
482
DELISTED
Plutonian Acquisition Corp. Rights
PLTNR
$7.99K ﹤0.01%
48,759
+90
+0.2% +$15
NFNT.WS
483
DELISTED
Infinite Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
NFNT.WS
$7.87K ﹤0.01%
196,772
+2,100
+1% +$248
NUBIW
484
DELISTED
Nubia Brand International Corp. Warrant
NUBIW
$7.85K ﹤0.01%
70,610
– –
YOTAW
485
DELISTED
Yotta Acquisition Corporation Warrant
YOTAW
$7.7K ﹤0.01%
385,140
+20,100
+6% +$418
HCMAW
486
DELISTED
HCM Acquisition Corp Warrant
HCMAW
$7.69K ﹤0.01%
447,295
+178,834
+67% +$5.01K
SHUAW
487
DELISTED
SHUAA Partners Acquisition Corp I Warrant
SHUAW
$7.64K ﹤0.01%
120,742
-5,100
-4% -$381
MAQCW
488
DELISTED
Maquia Capital Acquisition Corporation Warrant
MAQCW
$7.59K ﹤0.01%
119,549
+800
+0.7% +$44
ABLVW icon
489
Able View Global Warrant
ABLVW
$135K
$7.5K ﹤0.01%
+293,979
New +$14.9K
CITEW
490
DELISTED
Cartica Acquisition Corp Warrant
CITEW
$7.5K ﹤0.01%
149,913
-9,200
-6% -$445
BODY.WS
491
DELISTED
The Beachbody Company, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
BODY.WS
$7.45K ﹤0.01%
391,935
+4,000
+1% +$108
SONDW
492
DELISTED
Sonder Holdings Inc Warrants
SONDW
$7.29K ﹤0.01%
455,644
– –
SOFI icon
493
CALL
SoFi Technologies
SOFI
$23.2B
$7.25K ﹤0.01%
+50,000
New +$440K
CDAQW
494
DELISTED
Compass Digital Acquisition Corp. Warrant
CDAQW
$7.21K ﹤0.01%
+32,733
New +$6.17K
PEGRW
495
DELISTED
Project Energy Reimagined Acquisition Corp. Warrant
PEGRW
$7.2K ﹤0.01%
60,000
+200
+0.3% +$21
SVIIR
496
DELISTED
Spring Valley Acquisition Corp II Rights
SVIIR
$7.11K ﹤0.01%
47,400
– –
PLTNW
497
DELISTED
Plutonian Acquisition Corp. Warrant
PLTNW
$6.92K ﹤0.01%
99,800
-100
-0.1% -$6
ESLAW icon
498
Estrella Immunopharma Warrant
ESLAW
$155K
$6.87K ﹤0.01%
+28,597
New +$4.73K
BRD.WS
499
DELISTED
Beard Energy Transition Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
BRD.WS
$6.77K ﹤0.01%
225,777
+50,000
+28% +$2.48K
APGB.WS
500
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$6.65K ﹤0.01%
84,739
-17,461
-17% -$2.08K
18 19
20
21 22

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.