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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.45B
AUM Growth
+$336M
Cap. Flow
+$603M
Cap. Flow %
41.48%
Top 10 Hldgs %
67.23%
Holding
768
New
375
Increased
70
Reduced
59
Closed
238

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$48.3M
3
ITOS
iTeos Therapeutics
ITOS
+$21.3M
4
QNGY
Quanergy Systems, Inc.
QNGY
+$11.5M
5
FULC icon
Fulcrum Therapeutics
FULC
+$10.9M

Top Sells

Rank Stock Value
1
SMH icon
VanEck Semiconductor ETF
SMH
+$30.8M
2
DIS icon
Walt Disney
DIS
+$23.1M
3
NGHC
National General Holdings Corp
NGHC
+$20.7M
4
STLA icon
Stellantis
STLA
+$19.7M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$16M

Sector Composition

Rank Sector Weight
1 Healthcare 11.15%
2 Financials 9.75%
3 Technology 2.87%
4 Industrials 2.67%
5 Consumer Discretionary 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGRWW
476
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$14K ﹤0.01%
+31,250
New +$16.1K
CLGX
477
CALL
DELISTED
Corelogic, Inc.
CLGX
$14K ﹤0.01%
+47,500
New +$3.79M
BAND
478
PUT
Bandwidth Inc
BAND
$1.66B
$13K ﹤0.01%
+2,700
New +$418K
GSMGW
479
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
$13K ﹤0.01%
85,000
-115,000
-58% -$17.8K
DISH
480
CALL
DELISTED
DISH Network Corp.
DISH
$13K ﹤0.01%
50,000
+100
+0.2% +$3.33K
PIAI.WS
481
DELISTED
Prime Impact Acquisition I Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PIAI.WS
$12K ﹤0.01%
15,000
-20,000
-57% -$30.2K
ARGX icon
482
CALL
argenx
ARGX
$54.1B
$11K ﹤0.01%
4,500
-500
-10% -$158K
DFNSW
483
T3 Defense Inc Warrants
DFNSW
$627K
$11K ﹤0.01%
+19,601
New +$15.6K
TVRD
484
PUT
Tvardi Therapeutics
TVRD
$22.1M
$11K ﹤0.01%
+592
New +$405K
KRNLW
485
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$11K ﹤0.01%
+12,515
New +$10.6K
AMGN icon
486
PUT
Amgen
AMGN
$224B
$10K ﹤0.01%
+4,500
New +$1.07M
RL icon
487
CALL
Ralph Lauren
RL
$23.7B
$10K ﹤0.01%
+21,900
New +$2.5M
ACB
488
CALL
Aurora Cannabis
ACB
$216M
$9K ﹤0.01%
9,640
-20,300
-68% -$2.27M
COHR icon
489
CALL
Coherent
COHR
$64.3B
$9K ﹤0.01%
+23,500
New +$1.93M
MOTV.WS
490
DELISTED
Motive Capital Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an ex
MOTV.WS
$9K ﹤0.01%
+10,000
New +$16K
MIK
491
CALL
DELISTED
Michaels Stores, Inc
MIK
$9K ﹤0.01%
+378,700
New +$6.69M
CHRS icon
492
PUT
Coherus Oncology
CHRS
$187M
$8K ﹤0.01%
+15,300
New +$260K
DOV icon
493
PUT
Dover
DOV
$28.1B
$8K ﹤0.01%
+3,800
New +$484K
WING icon
494
PUT
Wingstop
WING
$3.03B
$8K ﹤0.01%
+10,300
New +$1.45M
AJRD
495
CALL
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$8K ﹤0.01%
+33,200
New +$1.69M
MDH.WS
496
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$8K ﹤0.01%
+12,500
New +$7.92K
DRNA
497
PUT
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
$8K ﹤0.01%
+10,000
New +$255K
ZGYHR
498
DELISTED
Yunhong International Right
ZGYHR
$8K ﹤0.01%
18,138
-31,862
-64% -$13.5K
ABUS icon
499
CALL
Arbutus Biopharma
ABUS
$923M
$7K ﹤0.01%
+32,400
New +$125K
EDIT icon
500
CALL
Editas Medicine
EDIT
$453M
$7K ﹤0.01%
+24,200
New +$1.38M
18 19
20
21 22

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q1 2021 Portfolio in Review

As of Q1 2021, Cowen and Company held 768 positions worth $1.45B, up 30% from $1.12B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Cowen and Company deployed $603M of net new capital in Q1 2021, opening 375 new positions and adding to 70 existing holdings. Its largest new stake was iTeos Therapeutics: 588,238 shares worth $20.1M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 4.9% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Freeport-McMoran, an estimated $5.42M trimmed.

  • Cowen and Company's largest Q1 2021 buy was iTeos Therapeutics: 588,238 shares worth $20.1M.
  • Cowen and Company added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2021, an estimated $151M increase.
  • Cowen and Company's biggest Q1 2021 reduction was Freeport-McMoran, cutting an estimated $5.42M.
  • Cowen and Company fully exited VanEck Semiconductor ETF in Q1 2021, selling an estimated $30.8M.
  • Cowen and Company's ten largest holdings make up 67% of its $1.45B portfolio in Q1 2021.
  • Cowen and Company opened 375 new positions and closed 238 in Q1 2021.
  • Cowen and Company's portfolio value rose 30% quarter-over-quarter to $1.45B.

Based on Cowen and Company's 13F filing for Q1 2021, filed 4 May 2021.