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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+18.18%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$507M
Cap. Flow
+$424M
Cap. Flow %
37.86%
Top 10 Hldgs %
69.37%
Holding
669
New
238
Increased
59
Reduced
66
Closed
278

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$112M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$111M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$68.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$49.8M

Top Sells

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$40M
2
ALBO
Albireo Pharma Inc
ALBO
+$20M
3
AVPT icon
AvePoint
AVPT
+$14.5M
4
MCD icon
McDonald's
MCD
+$10.2M
5
CMRC
Commerce.com Inc Series 1
CMRC
+$5.84M

Sector Composition

Rank Sector Weight
1 Financials 8.86%
2 Healthcare 4.92%
3 Technology 4.04%
4 Communication Services 3.4%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAZR
476
DELISTED
Luminar Technologies
LAZR
– –
-2,333
Closed -$620K
LTRYW icon
477
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$745
– –
-28,166
Closed -$10K
M icon
478
Macy's
M
$6.27B
– –
-1,436
Closed -$12.3K
MCD icon
479
CALL
McDonald's
MCD
$193B
– –
-75,100
Closed -$149K
MDB icon
480
CALL
MongoDB
MDB
$35.5B
– –
-10,300
Closed -$2K
MESO
481
CALL
Mesoblast
MESO
$2.19B
– –
-50,000
Closed -$365K
MIR icon
482
Mirion Technologies
MIR
$3.77B
– –
-38,320
Closed -$412K
MIST icon
483
Milestone Pharmaceuticals
MIST
$139M
– –
-11,990
Closed -$88K
MIST icon
484
PUT
Milestone Pharmaceuticals
MIST
$139M
– –
-27,600
Closed -$47K
MJ icon
485
CALL
Amplify Alternative Harvest ETF
MJ
$111M
– –
-6,550
Closed -$2K
MJ icon
486
PUT
Amplify Alternative Harvest ETF
MJ
$111M
– –
-6,508
Closed -$129K
MNTS icon
487
Momentus
MNTS
$89.8M
– –
-3
Closed -$316K
MNTSW icon
488
Momentus Inc Warrant
MNTSW
$9
– –
-30,060
Closed -$35K
MRK icon
489
CALL
Merck
MRK
$327B
– –
-2,096
Closed -$2K
MRK icon
490
Merck
MRK
$327B
– –
-12,975
Closed -$1.03M
MRK icon
491
PUT
Merck
MRK
$327B
– –
-7,336
Closed -$9K
MUFG icon
492
Mitsubishi UFJ Financial
MUFG
$258B
– –
-235,213
Closed -$943K
NVVE
493
DELISTED
Nuvve Holding Corp
NVVE
– –
-1
Closed -$1.86M
NVVEW
494
DELISTED
Newborn Acquisition Corp Warrant
NVVEW
– –
-328,689
Closed -$95K
PBR icon
495
Petrobras
PBR
$115B
– –
-6,056
Closed -$53.7K
PFE icon
496
Pfizer
PFE
$150B
– –
-21,080
Closed -$734K
PFE icon
497
PUT
Pfizer
PFE
$150B
– –
-15,810
Closed -$8K
QDEL icon
498
CALL
QuidelOrtho
QDEL
$982M
– –
-1,500
Closed -$27K
QDEL icon
499
QuidelOrtho
QDEL
$982M
– –
-5,676
Closed -$1.25M
QDEL icon
500
PUT
QuidelOrtho
QDEL
$982M
– –
-15,900
Closed -$15K
18 19
20
21 22

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2020 Portfolio in Review

As of Q4 2020, Cowen and Company held 669 positions worth $1.12B, up 83% from $613M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Cowen and Company deployed $424M of net new capital in Q4 2020, opening 238 new positions and adding to 59 existing holdings. Its largest new stake was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, up from 8.4% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was McDonald's, an estimated $10.2M trimmed.

  • Cowen and Company's largest Q4 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2020, an estimated $68.6M increase.
  • Cowen and Company's biggest Q4 2020 reduction was McDonald's, cutting an estimated $10.2M.
  • Cowen and Company fully exited Nikola Corporation Common Stock in Q4 2020, selling an estimated $40M.
  • Cowen and Company's ten largest holdings make up 69% of its $1.12B portfolio in Q4 2020.
  • Cowen and Company opened 238 new positions and closed 278 in Q4 2020.
  • Cowen and Company's portfolio value rose 83% quarter-over-quarter to $1.12B.

Based on Cowen and Company's 13F filing for Q4 2020, filed 8 Feb 2021.