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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.03%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$613M
AUM Growth
+$11.1M
Cap. Flow
+$98.2M
Cap. Flow %
16.02%
Top 10 Hldgs %
52.71%
Holding
630
New
243
Increased
56
Reduced
99
Closed
199

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$60.6M
2
ALBO
Albireo Pharma Inc
ALBO
+$17.5M
3
AVPT icon
AvePoint
AVPT
+$14.1M
4
SST icon
System1
SST
+$10.2M
5
MCD icon
McDonald's
MCD
+$10M

Top Sells

Rank Stock Value
1
CCL icon
Carnival Corporation Ltd
CCL
+$24.2M
2
BLU
BELLUS Health Inc.
BLU
+$16.7M
3
ABUS icon
Arbutus Biopharma
ABUS
+$11.7M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
+$11M
5
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
+$5.79M

Sector Composition

Rank Sector Weight
1 Healthcare 14.03%
2 Consumer Discretionary 13.24%
3 Financials 8.37%
4 Technology 6.29%
5 Industrials 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HP icon
476
Helmerich & Payne
HP
$4.25B
– –
-4,481
Closed -$87K
HP icon
477
PUT
Helmerich & Payne
HP
$4.25B
– –
-17,800
Closed -$11K
HUN icon
478
CALL
Huntsman Corp
HUN
$1.83B
– –
-3,800
Closed -$2K
HUN icon
479
Huntsman Corp
HUN
$1.83B
– –
-32,538
Closed -$585K
HUN icon
480
PUT
Huntsman Corp
HUN
$1.83B
– –
-60,000
Closed -$6K
HYG icon
481
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-89,600
Closed -$12K
HYG icon
482
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-14,400
Closed -$6K
IHRT icon
483
CALL
iHeartMedia
IHRT
$455M
– –
-211,500
Closed -$42K
IHRT icon
484
iHeartMedia
IHRT
$455M
– –
-39,487
Closed -$330K
INVA icon
485
PUT
Innoviva
INVA
$1.5B
– –
-300,000
Closed -$293K
LUV icon
486
CALL
Southwest Airlines
LUV
$22.3B
– –
-25,000
Closed -$163K
MAPSW
487
DELISTED
WM TECHNOLOGY INC WTS
MAPSW
– –
-77,857
Closed -$39K
MAPS
488
DELISTED
WM TECHNOLOGY INC A
MAPS
– –
-126,531
Closed -$1.28M
MFG icon
489
Mizuho Financial
MFG
$127B
– –
-250,000
Closed -$618K
MJ icon
490
Amplify Alternative Harvest ETF
MJ
$109M
– –
-357
Closed -$53.2K
MT icon
491
ArcelorMittal
MT
$55.6B
– –
-104,300
Closed -$1.12M
MT icon
492
PUT
ArcelorMittal
MT
$55.6B
– –
-104,300
Closed -$109K
MVST icon
493
Microvast
MVST
$332M
– –
-23,490
Closed -$240K
MVSTW
494
DELISTED
Microvast Holdings Warrants
MVSTW
– –
-40,770
Closed -$24K
NIO icon
495
NIO
NIO
$11.6B
– –
-500,000
Closed -$3.86M
NIO icon
496
PUT
NIO
NIO
$11.6B
– –
-500,000
Closed -$193K
OXY icon
497
CALL
Occidental Petroleum
OXY
$59B
– –
-81,400
Closed -$120K
OXY icon
498
PUT
Occidental Petroleum
OXY
$59B
– –
-306,200
Closed -$118K
PFE icon
499
CALL
Pfizer
PFE
$152B
– –
-43,952
Closed -$8K
PRTH icon
500
Priority Technology Holdings
PRTH
$430M
– –
-11,293
Closed -$29K
18 19
20
21 22

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CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2020 Portfolio in Review

As of Q3 2020, Cowen and Company held 630 positions worth $613M, up 1.8% from $601M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Cowen and Company deployed $98.2M of net new capital in Q3 2020, opening 243 new positions and adding to 56 existing holdings. Its largest new stake was Albireo Pharma Inc: 600,000 shares worth $20M.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Arbutus Biopharma, an estimated $11.7M trimmed.

  • Cowen and Company's largest Q3 2020 buy was Albireo Pharma Inc: 600,000 shares worth $20M.
  • Cowen and Company added most to Invesco QQQ Trust in Q3 2020, an estimated $60.6M increase.
  • Cowen and Company's biggest Q3 2020 reduction was Arbutus Biopharma, cutting an estimated $11.7M.
  • Cowen and Company fully exited Carnival Corporation Ltd in Q3 2020, selling an estimated $24.2M.
  • Cowen and Company's ten largest holdings make up 53% of its $613M portfolio in Q3 2020.
  • Cowen and Company opened 243 new positions and closed 199 in Q3 2020.
  • Cowen and Company's portfolio value rose 1.8% quarter-over-quarter to $613M.

Based on Cowen and Company's 13F filing for Q3 2020, filed 3 Nov 2020.