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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+151.03%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$601M
AUM Growth
+$166M
Cap. Flow
+$564M
Cap. Flow %
93.74%
Top 10 Hldgs %
55.84%
Holding
582
New
177
Increased
66
Reduced
116
Closed
191

Top Buys

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$23.3M
2
CCL icon
Carnival Corporation Ltd
CCL
+$22.1M
3
BLU
BELLUS Health Inc.
BLU
+$15.7M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
+$9.48M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$8.14M

Top Sells

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$19.8M
2
XOM icon
ExxonMobil
XOM
+$19.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.1M
4
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.9M
5
BHP icon
BHP
BHP
+$7.19M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 28.9%
2 Healthcare 14.37%
3 Financials 8.14%
4 Industrials 2.53%
5 Technology 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNIT
476
PUT
Uniti Group
UNIT
$2.27B
– –
-121,400
Closed -$147K
UPS icon
477
CALL
United Parcel Service
UPS
$88.7B
– –
-112,300
Closed -$415K
UPS icon
478
PUT
United Parcel Service
UPS
$88.7B
– –
-60,300
Closed -$167K
UTZ icon
479
Utz Brands
UTZ
$1.25B
– –
-65,595
Closed -$671K
X
480
DELISTED
US Steel
X
– –
-38,763
Closed -$302K
XBI icon
481
CALL
State Street SPDR S&P Biotech ETF
XBI
$10.4B
– –
-7,200
Closed -$35K
XOM icon
482
CALL
ExxonMobil
XOM
$657B
– –
-3,100
Closed -$4K
XOM icon
483
ExxonMobil
XOM
$657B
– –
-517,946
Closed -$19.7M
XOM icon
484
PUT
ExxonMobil
XOM
$657B
– –
-581,800
Closed -$5.35M
YOLO icon
485
CALL
AdvisorShares Pure Cannabis ETF
YOLO
$32.7M
– –
-39,800
Closed -$5K
ZLAB icon
486
CALL
Zai Lab
ZLAB
$2.93B
– –
-17,500
Closed -$210K
ZLAB icon
487
PUT
Zai Lab
ZLAB
$2.93B
– –
-17,500
Closed -$114K
ONC
488
CALL
BeOne Medicines Ltd
ONC
$40.9B
– –
-10,800
Closed -$34K
BFIIW
489
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
– –
-191,809
Closed -$10K
ID
490
DELISTED
PARTS iD, Inc.
ID
– –
-208,446
Closed -$2.16M
LVOX
491
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
– –
-22,001
Closed -$217K
TTCF
492
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
-40,628
Closed -$418K
ACOR
493
CALL
DELISTED
Acorda Therapeutics
ACOR
– –
-208
Closed -$1K
CLVS
494
CALL
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-180,000
Closed -$18K
CLVS
495
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-465,132
Closed -$2.96M
CLVS
496
PUT
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-160,200
Closed -$229K
SWCH
497
DELISTED
Switch, Inc. Class A Common Stock
SWCH
– –
-17,649
Closed -$309K
AGBAR
498
DELISTED
AGBA Acquisition Ltd Right
AGBAR
– –
-116,403
Closed -$17K
CHNG
499
CALL
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-25,000
Closed -$3K
CHNG
500
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-19,714
Closed -$197K
18 19
20
21 22

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Cowen and Company's Q2 2020 Portfolio in Review

As of Q2 2020, Cowen and Company held 582 positions worth $601M, up 38% from $435M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen and Company deployed $564M of net new capital in Q2 2020, opening 177 new positions and adding to 66 existing holdings. Its largest new stake was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 29% of assets, up from 4.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $16.1M trimmed.

  • Cowen and Company's largest Q2 2020 buy was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.
  • Cowen and Company added most to Nikola Corporation Common Stock in Q2 2020, an estimated $23.3M increase.
  • Cowen and Company's biggest Q2 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.1M.
  • Cowen and Company fully exited Match Group in Q2 2020, selling an estimated $19.8M.
  • Cowen and Company's ten largest holdings make up 56% of its $601M portfolio in Q2 2020.
  • Cowen and Company opened 177 new positions and closed 191 in Q2 2020.
  • Cowen and Company's portfolio value rose 38% quarter-over-quarter to $601M.

Based on Cowen and Company's 13F filing for Q2 2020, filed 13 Aug 2020.