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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-16.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$435M
AUM Growth
-$716M
Cap. Flow
-$763M
Cap. Flow %
-175.1%
Top 10 Hldgs %
44.16%
Holding
647
New
200
Increased
86
Reduced
96
Closed
246

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$28M
2
MTCH icon
Match Group
MTCH
+$22.1M
3
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.2M
4
AVDL
Avadel Pharmaceuticals
AVDL
+$11.7M
5
ABUS icon
Arbutus Biopharma
ABUS
+$9.21M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$238M
2
AAPL icon
Apple
AAPL
+$158M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$77M
4
FRC
First Republic Bank
FRC
+$42.3M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$37.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.59%
2 Financials 12.01%
3 Communication Services 5.9%
4 Energy 5.73%
5 Consumer Discretionary 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HWM icon
476
Howmet Aerospace
HWM
$112B
– –
-2,002
Closed -$47K
HYG icon
477
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-62,300
Closed -$15K
HYLN icon
478
Hyliion Holdings
HYLN
$699M
– –
-11,767
Closed -$118K
PPLI
479
People Inc
PPLI
$2.97B
– –
-187,446
Closed -$8.35M
IBB icon
480
CALL
iShares Biotechnology ETF
IBB
$9.81B
– –
-50,000
Closed -$129K
IBB icon
481
PUT
iShares Biotechnology ETF
IBB
$9.81B
– –
-80,000
Closed -$6K
IQ icon
482
PUT
iQIYI
IQ
$1.3B
– –
-59,800
Closed -$1K
IRM icon
483
CALL
Iron Mountain
IRM
$36.4B
– –
-111,800
Closed -$3K
IYR icon
484
CALL
iShares US Real Estate ETF
IYR
$4.48B
– –
-75,000
Closed -$5K
JNJ icon
485
CALL
Johnson & Johnson
JNJ
$626B
– –
-7,700
Closed -$49K
JNJ icon
486
PUT
Johnson & Johnson
JNJ
$626B
– –
-7,700
Closed -$4K
KGC icon
487
CALL
Kinross Gold
KGC
$32.3B
– –
-190,000
Closed -$258K
KSS icon
488
CALL
Kohl's
KSS
$2.1B
– –
-33,300
Closed -$13K
LNC icon
489
Lincoln National
LNC
$8.51B
– –
-2,942
Closed -$174K
LNC icon
490
PUT
Lincoln National
LNC
$8.51B
– –
-110,000
Closed -$27K
MHK icon
491
Mohawk Industries
MHK
$9.26B
– –
-433
Closed -$59K
MHK icon
492
PUT
Mohawk Industries
MHK
$9.26B
– –
-15,400
Closed -$7K
MJ icon
493
CALL
Amplify Alternative Harvest ETF
MJ
$109M
– –
-13,092
Closed -$26K
MJ icon
494
Amplify Alternative Harvest ETF
MJ
$109M
– –
-8,157
Closed -$1.68M
MJ icon
495
PUT
Amplify Alternative Harvest ETF
MJ
$109M
– –
-12,500
Closed -$34K
MPC icon
496
CALL
Marathon Petroleum
MPC
$94.5B
– –
-150,000
Closed -$267K
MPC icon
497
PUT
Marathon Petroleum
MPC
$94.5B
– –
-50,000
Closed -$249K
MTZ icon
498
CALL
MasTec
MTZ
$21.9B
– –
-21,100
Closed -$25K
MU icon
499
PUT
Micron Technology
MU
$981B
– –
-56,100
Closed -$281K
MVST icon
500
Microvast
MVST
$332M
– –
-43,700
Closed -$435K
18 19
20
21 22

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q1 2020 Portfolio in Review

As of Q1 2020, Cowen and Company held 647 positions worth $435M, down 62% from $1.15B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Cowen and Company withdrew a net $763M in Q1 2020, closing 246 positions and reducing 96 holdings. Its most notable exit was Apple, an estimated $158M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 4.9% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Cowen and Company opened a new position in Match Group worth $19.8M.

  • Cowen and Company's largest Q1 2020 buy was Match Group: 300,000 shares worth $19.8M.
  • Cowen and Company added most to ExxonMobil in Q1 2020, an estimated $28M increase.
  • Cowen and Company's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $238M.
  • Cowen and Company fully exited Apple in Q1 2020, selling an estimated $158M.
  • Cowen and Company's ten largest holdings make up 44% of its $435M portfolio in Q1 2020.
  • Cowen and Company opened 200 new positions and closed 246 in Q1 2020.
  • Cowen and Company's portfolio value fell 62% quarter-over-quarter to $435M.

Based on Cowen and Company's 13F filing for Q1 2020, filed 11 May 2020.