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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+16.41%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$757M
Cap. Flow
+$1.77B
Cap. Flow %
153.77%
Top 10 Hldgs %
71.98%
Holding
716
New
268
Increased
91
Reduced
64
Closed
268

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
2
AAPL icon
Apple
AAPL
+$138M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.2M
4
FRC
First Republic Bank
FRC
+$38.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$36.5M

Top Sells

Rank Stock Value
1
ZM icon
Zoom
ZM
+$32.9M
2
CRWD icon
CrowdStrike
CRWD
+$17.6M
3
BYND icon
Beyond Meat
BYND
+$17.1M
4
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$12M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 17.86%
2 Financials 13.13%
3 Healthcare 4.9%
4 Consumer Discretionary 2.63%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBBY
476
PUT
Bed Bath & Beyond
BBBY
$423M
– –
-89,843
Closed -$875K
C icon
477
CALL
Citigroup
C
$227B
– –
-28,000
Closed -$540K
CGC
478
CALL
Canopy Growth
CGC
$402M
– –
-25,000
Closed -$29K
CHDN icon
479
CALL
Churchill Downs
CHDN
$6.02B
– –
-31,000
Closed -$84K
CLNN icon
480
Clene
CLNN
$65.9M
– –
-7,324
Closed -$1.51M
CMCSA icon
481
PUT
Comcast
CMCSA
$89.4B
– –
-78,000
Closed -$16K
CME icon
482
CME Group
CME
$94.8B
– –
-1,650
Closed -$349K
CNC icon
483
CALL
Centene
CNC
$32.9B
– –
-223,500
Closed -$79K
CPRT icon
484
Copart
CPRT
$27.4B
– –
-19,200
Closed -$386K
CROX icon
485
Crocs
CROX
$6.63B
– –
-26,310
Closed -$730K
CRWD icon
486
CrowdStrike
CRWD
$229B
– –
-1,208,400
Closed -$17.6M
CRWD icon
487
PUT
CrowdStrike
CRWD
$229B
– –
-208,400
Closed -$732K
CVX icon
488
Chevron
CVX
$382B
– –
-3,100
Closed -$368K
DAL icon
489
CALL
Delta Air Lines
DAL
$58.7B
– –
-27,200
Closed -$5K
DAL icon
490
Delta Air Lines
DAL
$58.7B
– –
-10,200
Closed -$588K
DAL icon
491
PUT
Delta Air Lines
DAL
$58.7B
– –
-27,200
Closed -$32K
DB icon
492
Deutsche Bank
DB
$71.9B
– –
-160,000
Closed -$1.2M
DB icon
493
PUT
Deutsche Bank
DB
$71.9B
– –
-160,000
Closed -$250K
DFS
494
CALL
DELISTED
Discover Financial Services
DFS
– –
-14,300
Closed -$15K
DHR icon
495
Danaher
DHR
$147B
– –
-2,876
Closed -$368K
DOX icon
496
Amdocs
DOX
$6.22B
– –
-5,550
Closed -$367K
ECL icon
497
Ecolab
ECL
$79.7B
– –
-1,750
Closed -$347K
EMR icon
498
CALL
Emerson Electric
EMR
$88.5B
– –
-28,400
Closed -$25K
EMR icon
499
Emerson Electric
EMR
$88.5B
– –
-17,936
Closed -$1.2M
EMR icon
500
PUT
Emerson Electric
EMR
$88.5B
– –
-28,400
Closed -$28K
18 19
20
21 22

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2019 Portfolio in Review

As of Q4 2019, Cowen and Company held 716 positions worth $1.15B, up 192% from $394M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Cowen and Company deployed $1.77B of net new capital in Q4 2019, opening 268 new positions and adding to 91 existing holdings. Its largest new stake was Apple: 2,148,000 shares worth $158M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Sports Entertainment Gaming Global Corp, an estimated $12M trimmed.

  • Cowen and Company's largest Q4 2019 buy was Apple: 2,148,000 shares worth $158M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2019, an estimated $285M increase.
  • Cowen and Company's biggest Q4 2019 reduction was Sports Entertainment Gaming Global Corp, cutting an estimated $12M.
  • Cowen and Company fully exited Zoom in Q4 2019, selling an estimated $32.9M.
  • Cowen and Company's ten largest holdings make up 72% of its $1.15B portfolio in Q4 2019.
  • Cowen and Company opened 268 new positions and closed 268 in Q4 2019.
  • Cowen and Company's portfolio value rose 192% quarter-over-quarter to $1.15B.

Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.