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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCAA
26
DELISTED
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
$13.7M 0.96%
1,284,289
+408,374
+47% +$4.32M
SCPH
27
DELISTED
scPharmaceuticals
SCPH
$12.8M 0.89%
1,795,647
-42,271
-2% -$333K
SCRM
28
DELISTED
Screaming Eagle Acquisition Corp. Class A Ordinary Shares
SCRM
$12.7M 0.89%
1,217,211
+506,693
+71% +$5.27M
COIN icon
29
Coinbase
COIN
$39.2B
$12.4M 0.87%
165,076
+5,724
+4% +$482K
INVZ icon
30
Innoviz Technologies
INVZ
$114M
$12.4M 0.87%
6,348,824
+1,332,991
+27% +$3.58M
PRLH
31
DELISTED
Pearl Holdings Acquisition Corp Class A Ordinary Shares
PRLH
$11.9M 0.83%
1,113,091
+56,918
+5% +$605K
SKGR
32
DELISTED
SK Growth Opportunities Corporation Class A Common Stock
SKGR
$11.8M 0.82%
1,095,223
+971,115
+782% +$10.4M
GNK icon
33
Genco Shipping & Trading
GNK
$1.09B
$11.7M 0.82%
+838,641
New +$11.6M
BABA icon
34
Alibaba
BABA
$317B
$11.1M 0.78%
127,896
+54,631
+75% +$5M
HYAC
35
DELISTED
Haymaker Acquisition Corp 4
HYAC
$11M 0.77%
+1,082,115
New +$11M
CCVI
36
DELISTED
Churchill Capital Corp VI
CCVI
$10.3M 0.72%
+987,071
New +$10.3M
CCV
37
DELISTED
Churchill Capital Corp V
CCV
$9.24M 0.65%
888,885
-173,137
-16% -$1.78M
KVAC
38
DELISTED
Keen Vision Acquisition Corp
KVAC
$9.09M 0.64%
+893,438
New +$9.08M
AAPL icon
39
Apple
AAPL
$4.5T
$8.81M 0.62%
51,430
+19,725
+62% +$3.62M
FLD
40
Fold Holdings
FLD
$22.9M
$8.75M 0.61%
836,369
+800,986
+2,264% +$8.34M
FRBN
41
DELISTED
Forbion European Acquisition Corp. Class A Ordinary Shares
FRBN
$8.1M 0.57%
739,320
+684,960
+1,260% +$7.44M
LOCC
42
DELISTED
Live Oak Crestview Climate Acquisition Corp.
LOCC
$7.74M 0.54%
749,474
+730,773
+3,908% +$7.54M
CNDA
43
DELISTED
Concord Acquisition Corp II
CNDA
$7.65M 0.54%
+744,054
New +$7.65M
BIOS
44
DELISTED
BioPlus Acquisition Corp. Class A Ordinary Shares
BIOS
$7.36M 0.52%
+679,393
New +$7.29M
HCVI
45
DELISTED
Hennessy Capital Investment Corp. VI Class A Common Stock
HCVI
$7.26M 0.51%
702,475
+627,475
+837% +$6.48M
USAR
46
USA Rare Earth Inc
USAR
$4.66B
$7.1M 0.5%
+694,954
New +$7.05M
PHYT
47
DELISTED
Pyrophyte Acquisition Corp.
PHYT
$6.71M 0.47%
614,875
+79,875
+15% +$863K
CEF icon
48
Sprott Physical Gold and Silver Trust
CEF
$8.3B
$6.31M 0.44%
364,132
+62,168
+21% +$1.13M
RENE
49
DELISTED
Cartesian Growth Corp II
RENE
$6.11M 0.43%
562,526
+542,845
+2,758% +$5.82M
ATVI
50
DELISTED
Activision Blizzard
ATVI
$6.02M 0.42%
+64,379
New +$5.87M
1
2
3 4 5

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.