We are live on ! Find out more
CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$851M
AUM Growth
-$105M
Cap. Flow
+$44.2M
Cap. Flow %
5.19%
Top 10 Hldgs %
47.53%
Holding
835
New
170
Increased
157
Reduced
172
Closed
270

Top Buys

Rank Stock Value
1
KVSC
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
+$24.3M
2
STOK icon
Stoke Therapeutics
STOK
+$22.8M
3
TIOA
Tio Tech A Class A Ordinary Share
TIOA
+$22.1M
4
SCPH
scPharmaceuticals
SCPH
+$20.6M
5
AAC
Ares Acquisition Corporation
AAC
+$13.3M

Top Sells

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.8M
2
SCPL
SciPlay Corporation Class A Common Stock
SCPL
+$25.2M
3
CTLP
Cantaloupe
CTLP
+$12.3M
4
INVZ icon
Innoviz Technologies
INVZ
+$10.9M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$8.76M

Sector Composition

Rank Sector Weight
1 Healthcare 38.46%
2 Financials 25.66%
3 Materials 12.69%
4 Consumer Discretionary 4.54%
5 Technology 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLAM
26
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$8.25M 0.97%
+800,000
New +$8.17M
LCAA
27
DELISTED
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
$8.07M 0.95%
+789,433
New +$8.06M
ALPAU
28
DELISTED
Alpha Healthcare Acquisition Corp III Units
ALPAU
$7.16M 0.84%
700,000
– –
BABA icon
29
Alibaba
BABA
$317B
$6.66M 0.78%
65,177
+50,875
+356% +$5.1M
FULC icon
30
Fulcrum Therapeutics
FULC
$286M
$6.2M 0.73%
2,176,045
+814,876
+60% +$7.3M
LL
31
DELISTED
LL Flooring Holdings, Inc.
LL
$6.16M 0.72%
1,622,000
– –
CEF icon
32
Sprott Physical Gold and Silver Trust
CEF
$8.3B
$5.92M 0.7%
+313,051
New +$5.62M
HTZWW
33
Hertz Global Holdings Warrants
HTZWW
$89.4M
$5.85M 0.69%
658,791
-41,564
-6% -$387K
BNT
34
Brookfield Wealth Solutions
BNT
$12.2B
$5.61M 0.66%
255,347
-23,403
-8% -$528K
JUN
35
DELISTED
Juniper II Corp.
JUN
$5.47M 0.64%
+527,437
New +$5.43M
TRAQ
36
DELISTED
Trine II Acquisition Corp.
TRAQ
$5.38M 0.63%
+514,043
New +$5.34M
SKGR
37
DELISTED
SK Growth Opportunities Corporation Class A Common Stock
SKGR
$5.25M 0.62%
+503,750
New +$5.2M
PNTM
38
DELISTED
Pontem Corporation
PNTM
$5.17M 0.61%
500,000
+474,717
+1,878% +$4.86M
APGB
39
DELISTED
Apollo Strategic Growth Capital II
APGB
$5.13M 0.6%
500,577
+312,118
+166% +$3.17M
APYX icon
40
Apyx Medical
APYX
$146M
$5.11M 0.6%
1,775,793
– –
SIRE
41
DELISTED
Sisecam Resources LP
SIRE
$4.94M 0.58%
+196,816
New +$4.82M
DEVS
42
DELISTED
DevvStream Corp
DEVS
$3.52M 0.41%
+33,882
New +$3.49M
ZPTA
43
DELISTED
Zapata Computing Holdings Inc. Common Stock
ZPTA
$3.51M 0.41%
+334,236
New +$3.48M
AGAC
44
DELISTED
African Gold Acquisition Corp
AGAC
$3.39M 0.4%
330,000
+313,620
+1,915% +$3.19M
META icon
45
Meta Platforms (Facebook)
META
$1.52T
$3.2M 0.38%
15,112
-8,798
-37% -$1.5M
SGII
46
DELISTED
Seaport Global Acquisition II Corp. Class A Common Stock
SGII
$3.13M 0.37%
307,270
+243,417
+381% +$2.49M
CCVI
47
DELISTED
Churchill Capital Corp VI
CCVI
$3.11M 0.37%
+307,734
New +$3.09M
ADER
48
DELISTED
26 Capital Acquisition Corp
ADER
$3.1M 0.36%
300,000
+25,000
+9% +$257K
AAPL icon
49
Apple
AAPL
$4.5T
$2.78M 0.33%
16,853
+8,607
+104% +$1.27M
BREZ
50
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
$2.66M 0.31%
250,000
– –
1
2
3 4 5

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q1 2023 Portfolio in Review

As of Q1 2023, Cowen and Company held 835 positions worth $851M, down 11% from $956M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Cowen and Company deployed $44.2M of net new capital in Q1 2023, opening 170 new positions and adding to 157 existing holdings. Its largest new stake was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.

By sector, the portfolio is most concentrated in Healthcare at 38% of assets, up from 37% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was SciPlay Corporation Class A Common Stock, an estimated $25.2M trimmed.

  • Cowen and Company's largest Q1 2023 buy was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.
  • Cowen and Company added most to Stoke Therapeutics in Q1 2023, an estimated $22.8M increase.
  • Cowen and Company's biggest Q1 2023 reduction was SciPlay Corporation Class A Common Stock, cutting an estimated $25.2M.
  • Cowen and Company fully exited DCP Midstream, LP in Q1 2023, selling an estimated $58.8M.
  • Cowen and Company's ten largest holdings make up 48% of its $851M portfolio in Q1 2023.
  • Cowen and Company opened 170 new positions and closed 270 in Q1 2023.
  • Cowen and Company's portfolio value fell 11% quarter-over-quarter to $851M.

Based on Cowen and Company's 13F filing for Q1 2023, filed 9 May 2023.