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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMW
26
DELISTED
VMware, Inc
VMW
$14.9M 0.71%
100,232
+99,503
+13,649% +$15.1M
XOP icon
27
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.57B
$14.4M 0.68%
149,000
– –
BWAY
28
Brainsway
BWAY
$612M
$11.3M 0.53%
2,794,818
+42,482
+2% +$180K
TARS icon
29
Tarsus Pharmaceuticals
TARS
$2.87B
$11.1M 0.53%
514,289
– –
FLNA
30
Filana Therapeutics
FLNA
$49.3M
$10.9M 0.51%
+175,000
New +$14.6M
STMP
31
DELISTED
Stamps.com, Inc.
STMP
$9.51M 0.45%
+28,848
New +$9.15M
BHP icon
32
BHP
BHP
$230B
$8.3M 0.39%
173,755
+112,100
+182% +$6.85M
ARYD
33
DELISTED
ARYA Sciences Acquisition Corp IV Class A Odinary Shares
ARYD
$8.19M 0.39%
+814,589
New +$8.23M
CNI icon
34
Canadian National Railway
CNI
$75.7B
$7.45M 0.35%
64,387
-41,619
-39% -$4.6M
SNCE
35
DELISTED
Science 37 Holdings, Inc. Common Stock
SNCE
$7.18M 0.34%
36,618
+368
+1% +$73.4K
ALPAU
36
DELISTED
Alpha Healthcare Acquisition Corp III Units
ALPAU
$6.95M 0.33%
+700,000
New +$6.96M
NICE icon
37
Nice
NICE
$5.99B
$6.93M 0.33%
24,400
-26,600
-52% -$7.38M
PFTA
38
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
$6.89M 0.33%
+700,000
New +$6.75M
BBVA icon
39
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$6.59M 0.31%
1,000,000
– –
BRSL
40
Brightstar Lottery PLC
BRSL
$2.02B
$6.39M 0.3%
242,651
+214,893
+774% +$4.55M
MRNA icon
41
Moderna
MRNA
$24B
$5.75M 0.27%
+14,936
New +$5.51M
NOK icon
42
Nokia
NOK
$51.4B
$5.45M 0.26%
1,000,000
– –
HFRO
43
Highland Opportunities and Income Fund
HFRO
$407M
$5.38M 0.26%
+500,000
New +$5.35M
TELA icon
44
TELA Bio
TELA
$43M
$5.36M 0.25%
392,100
+815
+0.2% +$11.4K
BSX icon
45
Boston Scientific
BSX
$73.2B
$5.34M 0.25%
123,005
-3,360
-3% -$149K
INVZ icon
46
Innoviz Technologies
INVZ
$114M
$5.33M 0.25%
925,018
+775,018
+517% +$6.11M
HOOD icon
47
Robinhood
HOOD
$83.8B
$5.12M 0.24%
+121,600
New +$5.53M
CRM icon
48
Salesforce
CRM
$160B
$5.12M 0.24%
18,858
+15,174
+412% +$3.85M
EJFAU
49
DELISTED
EJF Acquisition Corp. Unit
EJFAU
$4.32M 0.2%
+415,058
New +$4.16M
RLMD icon
50
Relmada Therapeutics
RLMD
$514M
$4.18M 0.2%
159,633
– –
1
2
3 4 5

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
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CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.