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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+151.03%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$601M
AUM Growth
+$166M
Cap. Flow
+$564M
Cap. Flow %
93.74%
Top 10 Hldgs %
55.84%
Holding
582
New
177
Increased
66
Reduced
116
Closed
191

Top Buys

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$23.3M
2
CCL icon
Carnival Corporation Ltd
CCL
+$22.1M
3
BLU
BELLUS Health Inc.
BLU
+$15.7M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
+$9.48M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$8.14M

Top Sells

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$19.8M
2
XOM icon
ExxonMobil
XOM
+$19.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.1M
4
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.9M
5
BHP icon
BHP
BHP
+$7.19M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 28.9%
2 Healthcare 14.37%
3 Financials 8.14%
4 Industrials 2.53%
5 Technology 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLR
26
DELISTED
Kaleyra, Inc.
KLR
$3.36M 0.56%
237,888
+61,287
+35% +$1.37M
ADVM
27
DELISTED
Adverum Biotechnologies
ADVM
$3.35M 0.56%
16,022
-5,840
-27% -$1.03M
BABA icon
28
Alibaba
BABA
$308B
$3.34M 0.56%
15,495
-129
-0.8% -$26.9K
HECCU
29
DELISTED
Hudson Executive Investment Corp. Units
HECCU
$3.31M 0.55%
+323,384
New +$3.3M
FICO icon
30
Fair Isaac
FICO
$22.5B
$3.22M 0.54%
+7,701
New +$2.81M
BBL
31
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$3.17M 0.53%
+77,070
New +$2.8M
CGC
32
Canopy Growth
CGC
$410M
$3.12M 0.52%
19,310
+4,310
+29% +$698K
PTON icon
33
CALL
Peloton Interactive
PTON
$2.49B
$3.12M 0.52%
152,300
+20,000
+15% +$828K
AAPL icon
34
CALL
Apple
AAPL
$4.57T
$3.07M 0.51%
+300,000
New +$23.2M
RPV icon
35
Invesco S&P 500 Pure Value ETF
RPV
$1.71B
$2.91M 0.48%
+61,000
New +$2.78M
UK icon
36
Ucommune International Ltd Class A Ordinary Shares
UK
$1.44M
$2.84M 0.47%
+117
New +$2.82M
DMYT.U
37
DELISTED
dMY Technology Group, Inc. Units, each consisting of one share of Class A Common Stock and one-half
DMYT.U
$2.8M 0.47%
276,400
+157,500
+132% +$1.59M
CCL icon
38
PUT
Carnival Corporation Ltd
CCL
$39.7B
$2.78M 0.46%
+226,800
New +$3.4M
SAN icon
39
Banco Santander
SAN
$210B
$2.76M 0.46%
1,196,855
– –
SPCE icon
40
Virgin Galactic
SPCE
$398M
$2.73M 0.45%
8,341
+5,451
+189% +$1.79M
RPG icon
41
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$2.66M 0.44%
+181,500
New +$4.33M
VRT.WS
42
DELISTED
Vertiv Holdings Co Warrants, each whole warrant exercisable for one share of Class A Common Stock at
VRT.WS
$2.64M 0.44%
661,070
-461,519
-41% -$1.49M
FUSE.U
43
DELISTED
Fusion Acquisition Corp. Units, each consisting of one share of Class A common stock, $0.0001 par va
FUSE.U
$2.54M 0.42%
+250,000
New +$2.54M
APYX icon
44
Apyx Medical
APYX
$171M
$2.52M 0.42%
453,298
+98,419
+28% +$409K
CLF icon
45
Cleveland-Cliffs
CLF
$6.99B
$2.43M 0.4%
+440,215
New +$2.14M
BWAY
46
Brainsway
BWAY
$622M
$2.42M 0.4%
817,752
+129,044
+19% +$485K
UN
47
DELISTED
Unilever NV New York Registry Shares
UN
$2.33M 0.39%
+43,678
New +$2.22M
STLA icon
48
Stellantis
STLA
$20.8B
$2.14M 0.36%
+208,937
New +$1.81M
CHNGU
49
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$2.06M 0.34%
42,796
+2,055
+5% +$91.5K
TRIT
50
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$2.04M 0.34%
189,715
+157,824
+495% +$1.58M
1
2
3 4 5

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PWLP
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FPCG
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SI
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BC
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Cowen and Company's Q2 2020 Portfolio in Review

As of Q2 2020, Cowen and Company held 582 positions worth $601M, up 38% from $435M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen and Company deployed $564M of net new capital in Q2 2020, opening 177 new positions and adding to 66 existing holdings. Its largest new stake was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 29% of assets, up from 4.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $16.1M trimmed.

  • Cowen and Company's largest Q2 2020 buy was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.
  • Cowen and Company added most to Nikola Corporation Common Stock in Q2 2020, an estimated $23.3M increase.
  • Cowen and Company's biggest Q2 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.1M.
  • Cowen and Company fully exited Match Group in Q2 2020, selling an estimated $19.8M.
  • Cowen and Company's ten largest holdings make up 56% of its $601M portfolio in Q2 2020.
  • Cowen and Company opened 177 new positions and closed 191 in Q2 2020.
  • Cowen and Company's portfolio value rose 38% quarter-over-quarter to $601M.

Based on Cowen and Company's 13F filing for Q2 2020, filed 13 Aug 2020.