CAC

Cowen and Company Portfolio holdings

AUM $2.9B
This Quarter Return
+136.51%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$546M
AUM Growth
+$546M
Cap. Flow
+$24.4M
Cap. Flow %
4.47%
Top 10 Hldgs %
61.47%
Holding
434
New
100
Increased
41
Reduced
86
Closed
115

Top Buys

1
NKLA
Nikola Corporation Common Stock
NKLA
$49.1M
2
CCL icon
Carnival Corp
CCL
$24.2M
3
BLU
BELLUS Health Inc.
BLU
$15.9M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
$11M
5
XBI icon
SPDR S&P Biotech ETF
XBI
$8.96M

Top Sells

1
MTCH icon
Match Group
MTCH
$19.8M
2
XOM icon
Exxon Mobil
XOM
$19.7M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$17M
4
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
$14.2M
5
BHP icon
BHP
BHP
$8.15M

Sector Composition

1 Consumer Discretionary 31.82%
2 Healthcare 15.77%
3 Financials 8.96%
4 Industrials 2.78%
5 Technology 2.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HECCU
26
DELISTED
Hudson Executive Investment Corp. Units
HECCU
$3.32M 0.55%
+323,384
New +$3.32M
FICO icon
27
Fair Isaac
FICO
$36.5B
$3.22M 0.54%
+7,701
New +$3.22M
BBL
28
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$3.17M 0.53%
+77,070
New +$3.17M
CGC
29
Canopy Growth
CGC
$437M
$3.12M 0.52%
193,100
+43,100
+29% +$696K
RPV icon
30
Invesco S&P 500 Pure Value ETF
RPV
$1.35B
$2.91M 0.48%
+61,000
New +$2.91M
UK icon
31
Ucommune International
UK
$2.2M
$2.84M 0.47%
+280,000
New +$2.84M
DMYT.U
32
DELISTED
dMY Technology Group, Inc. Units, each consisting of one share of Class A Common Stock and one-half
DMYT.U
$2.8M 0.47%
276,400
+157,500
+132% +$1.6M
SAN icon
33
Banco Santander
SAN
$140B
$2.76M 0.46%
1,146,986
– –
SPCE icon
34
Virgin Galactic
SPCE
$177M
$2.73M 0.45%
166,820
+109,015
+189% +$1.78M
RPG icon
35
Invesco S&P 500 Pure Growth ETF
RPG
$1.71B
$2.66M 0.44%
+36,300
New +$2.66M
VRT.WS
36
DELISTED
Vertiv Holdings Co Warrants, each whole warrant exercisable for one share of Class A Common Stock at
VRT.WS
$2.64M 0.44%
661,070
-461,519
-41% -$1.84M
FUSE.U
37
DELISTED
Fusion Acquisition Corp. Units, each consisting of one share of Class A common stock, $0.0001 par va
FUSE.U
$2.54M 0.42%
+250,000
New +$2.54M
APYX icon
38
Apyx Medical
APYX
$71.9M
$2.52M 0.42%
453,298
+98,419
+28% +$546K
CLF icon
39
Cleveland-Cliffs
CLF
$5.18B
$2.43M 0.4%
+440,215
New +$2.43M
BWAY
40
Brainsway
BWAY
$296M
$2.42M 0.4%
408,876
+64,522
+19% +$382K
UN
41
DELISTED
Unilever NV New York Registry Shares
UN
$2.33M 0.39%
+43,678
New +$2.33M
STLA icon
42
Stellantis
STLA
$26.4B
$2.14M 0.36%
+208,937
New +$2.14M
CHNGU
43
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$2.06M 0.34%
42,796
+2,055
+5% +$98.9K
TRIT
44
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$2.04M 0.34%
189,715
+157,824
+495% +$1.7M
CHAQ.U
45
DELISTED
Chardan Healthcare Acquisition 2 Corp. Units, each consisting of one share of Common Stock, and one
CHAQ.U
$2.04M 0.34%
+194,090
New +$2.04M
QTTB icon
46
Q32 Bio
QTTB
$20.9M
$2M 0.33%
131,633
-344,855
-72% -$5.24M
GB
47
DELISTED
Global Blue Group Holding
GB
$1.95M 0.32%
+190,802
New +$1.95M
GOEV
48
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$1.92M 0.32%
178,910
+165,074
+1,193% +$1.77M
GRUB
49
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$1.84M 0.31%
26,218
-14,119
-35% -$993K
NVVE icon
50
Nuvve Holding Corp
NVVE
$6.48M
$1.83M 0.3%
+184,000
New +$1.83M
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