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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+16.41%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$757M
Cap. Flow
+$1.77B
Cap. Flow %
153.77%
Top 10 Hldgs %
71.98%
Holding
716
New
268
Increased
91
Reduced
64
Closed
268

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
2
AAPL icon
Apple
AAPL
+$138M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.2M
4
FRC
First Republic Bank
FRC
+$38.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$36.5M

Top Sells

Rank Stock Value
1
ZM icon
Zoom
ZM
+$32.9M
2
CRWD icon
CrowdStrike
CRWD
+$17.6M
3
BYND icon
Beyond Meat
BYND
+$17.1M
4
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$12M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 17.86%
2 Financials 13.13%
3 Healthcare 4.9%
4 Consumer Discretionary 2.63%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBL
26
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$4.27M 0.37%
90,868
– –
NIHD
27
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$4.18M 0.36%
+1,924,557
New +$3.72M
CHNGU
28
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$3.89M 0.34%
64,820
+13,000
+25% +$668K
VRT icon
29
Vertiv
VRT
$105B
$3.63M 0.32%
329,093
+244,632
+290% +$2.55M
AMRN
30
Amarin Corp
AMRN
$303M
$3.48M 0.3%
8,103
+7,393
+1,041% +$2.81M
VTIQU
31
DELISTED
VectoIQ Acquisition Corp. Unit
VTIQU
$3.4M 0.3%
313,801
+16,734
+6% +$182K
EHTH icon
32
CALL
eHealth
EHTH
$43.9M
$3.39M 0.29%
+90,200
New +$7M
ESTA icon
33
Establishment Labs
ESTA
$2.28B
$3.31M 0.29%
+119,754
New +$2.65M
SMH icon
34
VanEck Semiconductor ETF
SMH
$73.2B
$2.98M 0.26%
+42,144
New +$2.76M
BTRS
35
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$2.97M 0.26%
301,078
-20,983
-7% -$207K
DKNG icon
36
DraftKings
DKNG
$11.9B
$2.85M 0.25%
266,650
+245,560
+1,164% +$2.49M
HCA icon
37
HCA Healthcare
HCA
$89.5B
$2.84M 0.25%
+19,211
New +$2.58M
ADVM
38
DELISTED
Adverum Biotechnologies
ADVM
$2.73M 0.24%
+23,658
New +$2.09M
HOFV
39
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$2.72M 0.24%
16,561
+9,908
+149% +$1.61M
EIDX
40
DELISTED
Eidos Therapeutics, Inc. Common Stock
EIDX
$2.69M 0.23%
+46,949
New +$2.32M
SPCE.WS
41
DELISTED
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
$2.66M 0.23%
+805,128
New +$1.93M
TIF
42
DELISTED
Tiffany & Co.
TIF
$2.65M 0.23%
+19,867
New +$2.35M
ALUS.U
43
DELISTED
Alussa Energy Acquisition Corp
ALUS.U
$2.63M 0.23%
+260,500
New +$2.62M
ABUS icon
44
Arbutus Biopharma
ABUS
$915M
$2.58M 0.22%
+926,200
New +$1.5M
MRTX
45
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$2.57M 0.22%
+19,938
New +$1.92M
QQQ icon
46
CALL
Invesco QQQ Trust
QQQ
$484B
$2.5M 0.22%
+528,900
New +$106M
SRTA
47
Strata Critical Medical Inc
SRTA
$512M
$2.49M 0.22%
+253,498
New +$2.48M
KSS icon
48
PUT
Kohl's
KSS
$2.19B
$2.31M 0.2%
+482,400
New +$24.5M
PTON icon
49
Peloton Interactive
PTON
$2.49B
$2.2M 0.19%
+77,400
New +$2.09M
ARKO icon
50
ARKO Corp
ARKO
$635M
$2.2M 0.19%
+218,500
New +$2.17M
1
2
3 4 5

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q4 2019 Portfolio in Review

As of Q4 2019, Cowen and Company held 716 positions worth $1.15B, up 192% from $394M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Cowen and Company deployed $1.77B of net new capital in Q4 2019, opening 268 new positions and adding to 91 existing holdings. Its largest new stake was Apple: 2,148,000 shares worth $158M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Sports Entertainment Gaming Global Corp, an estimated $12M trimmed.

  • Cowen and Company's largest Q4 2019 buy was Apple: 2,148,000 shares worth $158M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2019, an estimated $285M increase.
  • Cowen and Company's biggest Q4 2019 reduction was Sports Entertainment Gaming Global Corp, cutting an estimated $12M.
  • Cowen and Company fully exited Zoom in Q4 2019, selling an estimated $32.9M.
  • Cowen and Company's ten largest holdings make up 72% of its $1.15B portfolio in Q4 2019.
  • Cowen and Company opened 268 new positions and closed 268 in Q4 2019.
  • Cowen and Company's portfolio value rose 192% quarter-over-quarter to $1.15B.

Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.