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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-2.91%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$394M
AUM Growth
–
Cap. Flow
+$923M
Cap. Flow %
234.23%
Top 10 Hldgs %
47.92%
Holding
448
New
446
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$70M
2
ZM icon
Zoom
ZM
+$38.9M
3
CRWD icon
CrowdStrike
CRWD
+$24M
4
BYND icon
Beyond Meat
BYND
+$18.9M
5
NKLA
Nikola Corporation Common Stock
NKLA
+$12.1M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 28.08%
2 Technology 20%
3 Consumer Discretionary 7.92%
4 Consumer Staples 6.17%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DISCK
26
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$2.46M 0.62%
+100,000
New +$2.7M
RPLA
27
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$2.38M 0.6%
+239,494
New +$2.36M
SJ icon
28
Scienjoy Holding
SJ
$38.3M
$2.35M 0.6%
+231,322
New +$2.33M
PVT
29
DELISTED
Pivotal Acquisition Corp.
PVT
$2.33M 0.59%
+229,249
New +$2.33M
CELG
30
DELISTED
Celgene Corp
CELG
$2.32M 0.59%
+23,364
New +$2.22M
MCK icon
31
McKesson
MCK
$101B
$2.3M 0.58%
+16,800
New +$2.38M
THCA
32
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$2.29M 0.58%
+232,991
New +$2.28M
TLRY icon
33
Tilray
TLRY
$622M
$2.22M 0.56%
+8,960
New +$3.27M
MUR icon
34
Murphy Oil
MUR
$4.78B
$2.21M 0.56%
+99,805
New +$2.15M
VVNT
35
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
$2.07M 0.52%
+200,000
New +$2.05M
AGNC icon
36
AGNC Investment
AGNC
$12.9B
$1.99M 0.51%
+123,900
New +$2.03M
NFH
37
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
$1.83M 0.46%
+179,350
New +$1.82M
TDACU
38
DELISTED
Trident Acquisitions Corp. Units
TDACU
$1.73M 0.44%
+163,733
New +$1.73M
PACQW
39
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$1.67M 0.42%
+1,586,969
New +$1.72M
CHS
40
DELISTED
Chicos FAS, Inc.
CHS
$1.63M 0.41%
+405,200
New +$1.37M
ALAC
41
DELISTED
Alberton Acquisition Corp
ALAC
$1.58M 0.4%
+154,116
New +$1.56M
SCPE
42
DELISTED
SC Health Corporation
SCPE
$1.55M 0.39%
+157,664
New +$1.56M
T icon
43
AT&T
T
$163B
$1.55M 0.39%
+54,279
New +$1.44M
CLNN icon
44
Clene
CLNN
$67.5M
$1.51M 0.38%
+7,324
New +$1.51M
NFINU
45
DELISTED
Netfin Acquisition Corp. Unit
NFINU
$1.5M 0.38%
+148,465
New +$1.49M
RMNI icon
46
Rimini Street
RMNI
$471M
$1.3M 0.33%
+296,401
New +$1.44M
FSR
47
DELISTED
Fisker Inc.
FSR
$1.29M 0.33%
+127,481
New +$1.28M
QQQ icon
48
Invesco QQQ Trust
QQQ
$484B
$1.26M 0.32%
+6,653
New +$1.26M
BFYT
49
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$1.25M 0.32%
+50,000
New +$1.05M
DB icon
50
Deutsche Bank
DB
$71.5B
$1.2M 0.3%
+160,000
New +$1.22M
1
2
3 4 5

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PWLP
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FPCG
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CIM
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PRO
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Cowen and Company's Q3 2019 Portfolio in Review

Q3 2019 is the first quarter with a 13F filing on record for Cowen and Company, which disclosed 448 positions worth $394M. Its ten largest holdings account for 48% of the portfolio.

Its largest position is Sumitomo Mitsui Financial: 10,251,605 shares worth $70.1M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, followed by Technology and Consumer Discretionary.

  • Cowen and Company's largest Q3 2019 buy was Sumitomo Mitsui Financial: 10,251,605 shares worth $70.1M.
  • Cowen and Company's ten largest holdings make up 48% of its $394M portfolio in Q3 2019.
  • Cowen and Company disclosed 448 positions in Q3 2019, its first 13F filing on record.

Based on Cowen and Company's 13F filing for Q3 2019, filed 12 Nov 2019.