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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+18.1%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.52B
AUM Growth
+$95.3M
Cap. Flow
-$53M
Cap. Flow %
-3.48%
Top 10 Hldgs %
46.4%
Holding
811
New
169
Increased
201
Reduced
172
Closed
223

Top Buys

Rank Stock Value
1
PTCT icon
PTC Therapeutics
PTCT
+$66.9M
2
SAGE
Sage Therapeutics
SAGE
+$26.6M
3
IMO icon
Imperial Oil
IMO
+$24.9M
4
COIN icon
Coinbase
COIN
+$22.5M
5
ANSCU
Agriculture & Natural Solutions Acquisition Corp Unit
ANSCU
+$21.6M

Top Sells

Rank Stock Value
1
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$48.7M
2
AAC
Ares Acquisition Corporation
AAC
+$36.4M
3
PTGX icon
Protagonist Therapeutics
PTGX
+$27.6M
4
HCVIU
Hennessy Capital Investment Corp. VI Unit
HCVIU
+$17.4M
5
NETD
Nabors Energy Transition Corp II
NETD
+$16.9M

Sector Composition

Rank Sector Weight
1 Healthcare 30.8%
2 Financials 24.54%
3 Technology 21.73%
4 Communication Services 4.41%
5 Energy 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROSS.WS
451
DELISTED
Ross Acquisition Corp II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
ROSS.WS
$5.6K ﹤0.01%
100,000
-49,800
-33% -$3.21K
IGTAW
452
DELISTED
Inception Growth Acquisition Limited Warrants
IGTAW
$5.48K ﹤0.01%
322,198
-7,700
-2% -$397
ATMCR
453
DELISTED
AlphaTime Acquisition Corp Right
ATMCR
$5.46K ﹤0.01%
54,110
– –
YOTAW
454
DELISTED
Yotta Acquisition Corporation Warrant
YOTAW
$5.43K ﹤0.01%
390,540
+5,400
+1% +$78
ENCPW
455
DELISTED
Energem Corp Warrant
ENCPW
$5.3K ﹤0.01%
353,574
+227,956
+181% +$6.68K
APCA.WS
456
DELISTED
AP Acquisition Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
APCA.WS
$5.06K ﹤0.01%
176,198
– –
GODNR
457
DELISTED
Golden Star Acquisition Corporation Rights
GODNR
$4.93K ﹤0.01%
29,900
-30,040
-50% -$7.84K
QOMOW
458
DELISTED
Qomolangma Acquisition Corp. Warrant
QOMOW
$4.9K ﹤0.01%
278,515
+176,200
+172% +$3.51K
BKSY.WS icon
459
BlackSky Technology Inc Warrants
BKSY.WS
$4.89K ﹤0.01%
+97,730
New +$6.42K
MITAW
460
DELISTED
Coliseum Acquisition Corp. Warrant
MITAW
$4.87K ﹤0.01%
121,803
+100
+0.1% +$6
ZLSWW
461
DELISTED
Zalatoris II Acquisition Corp Warrant
ZLSWW
$4.75K ﹤0.01%
92,695
-7,182
-7% -$593
PFTAW
462
DELISTED
Perception Capital Corp. III Warrant
PFTAW
$4.71K ﹤0.01%
39,298
– –
CEROW
463
DELISTED
CERo Therapeutics Warrants
CEROW
$4.7K ﹤0.01%
200,090
+142,090
+245% +$4.43K
CFFSW
464
DELISTED
CF Acquisition Corp. VII Warrant
CFFSW
$4.66K ﹤0.01%
160,771
+123,788
+335% +$5.52K
STIXW
465
DELISTED
Semantix, Inc. Warrant
STIXW
$4.66K ﹤0.01%
387,966
– –
OIOWW
466
OIO Group Warrants
OIOWW
$4.65K ﹤0.01%
1,224,531
+200
+0% +$1
MPLN.WS
467
DELISTED
MultiPlan Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MPLN.WS
$4.65K ﹤0.01%
+464,916
New +$14.7K
CITEW
468
DELISTED
Cartica Acquisition Corp Warrant
CITEW
$4.6K ﹤0.01%
148,067
-1,846
-1% -$120
VLD.WS
469
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$4.6K ﹤0.01%
152,820
-456
-0.3% -$39
SHAP.WS
470
DELISTED
Spree Acquisition Corp. 1 Limited Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
SHAP.WS
$4.36K ﹤0.01%
145,480
-4,200
-3% -$98
LLAP.WS
471
DELISTED
Terran Orbital Corporation Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
LLAP.WS
$4.31K ﹤0.01%
+66,250
New +$6.19K
BLUA.WS
472
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$4.22K ﹤0.01%
106,200
-100
-0.1% -$3
NPABW
473
DELISTED
New Providence Acquisition Corp. II Warrant
NPABW
$4.21K ﹤0.01%
85,033
– –
TGAAW
474
DELISTED
Target Global Acquisition I Corp. Warrant
TGAAW
$4.19K ﹤0.01%
59,866
– –
GDSTW
475
DELISTED
Goldenstone Acquisition Limited Warrants
GDSTW
$4.17K ﹤0.01%
208,519
+700
+0.3% +$26
17 18
19
20 21

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q4 2023 Portfolio in Review

As of Q4 2023, Cowen and Company held 811 positions worth $1.52B, up 6.7% from $1.43B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Cowen and Company withdrew a net $53M in Q4 2023, closing 223 positions and reducing 172 holdings. Its most notable exit was AdvisorShares Pure US Cannabis ETF, an estimated $48.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 31% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Cowen and Company opened a new position in Sage Therapeutics worth $29M.

  • Cowen and Company's largest Q4 2023 buy was Sage Therapeutics: 1,339,971 shares worth $29M.
  • Cowen and Company added most to PTC Therapeutics in Q4 2023, an estimated $66.9M increase.
  • Cowen and Company's biggest Q4 2023 reduction was Nabors Energy Transition Corp II, cutting an estimated $16.9M.
  • Cowen and Company fully exited AdvisorShares Pure US Cannabis ETF in Q4 2023, selling an estimated $48.7M.
  • Cowen and Company's ten largest holdings make up 46% of its $1.52B portfolio in Q4 2023.
  • Cowen and Company opened 169 new positions and closed 223 in Q4 2023.
  • Cowen and Company's portfolio value rose 6.7% quarter-over-quarter to $1.52B.

Based on Cowen and Company's 13F filing for Q4 2023, filed 8 Feb 2024.