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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JAQCW
451
DELISTED
Jupiter Acquisition Corporation Warrants
JAQCW
$10.6K ﹤0.01%
311,249
+100
+0% +$4
TLGYW
452
DELISTED
TLGY Acquisition Corporation Warrant
TLGYW
$10.4K ﹤0.01%
241,944
– –
AIMAW
453
DELISTED
Aimfinity Investment Corp I Warrant
AIMAW
$10.3K ﹤0.01%
208,195
– –
CLOER
454
DELISTED
Clover Leaf Capital Corp. Rights
CLOER
$10.2K ﹤0.01%
100,961
+77,161
+324% +$9.34K
RFACW
455
DELISTED
RF Acquisition Corp. Warrants
RFACW
$10.1K ﹤0.01%
389,354
– –
NBSTW
456
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$10K ﹤0.01%
68,993
-500
-0.7% -$83
GDSTW
457
DELISTED
Goldenstone Acquisition Limited Warrants
GDSTW
$10K ﹤0.01%
207,819
-100
-0% -$4
FZT.WS
458
DELISTED
FAST Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FZT.WS
$9.9K ﹤0.01%
+19,800
New +$10.8K
PRLHW
459
DELISTED
Pearl Holdings Acquisition Corp Warrant
PRLHW
$9.9K ﹤0.01%
153,575
+999
+0.7% +$86
LSB
460
DELISTED
LakeShore Biopharma
LSB
$9.88K ﹤0.01%
+1,236
New +$14.3K
FRLAW
461
DELISTED
Fortune Rise Acquisition Corporation Warrant
FRLAW
$9.82K ﹤0.01%
122,804
– –
HCVIW
462
DELISTED
Hennessy Capital Investment Corp. VI Warrant
HCVIW
$9.67K ﹤0.01%
+80,600
New +$10.9K
HIPO.WS
463
DELISTED
Hippo Holdings Inc. Redeemable warrants, each whole warrant exercisable for one twenty-fifth (1/25) share of Common Stock at an exercise price of $287.50 per full share
HIPO.WS
$9.53K ﹤0.01%
497,074
+300
+0.1% +$8
PRSTW
464
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
$9.43K ﹤0.01%
188,920
-64,863
-26% -$5.97K
EVE.WS
465
DELISTED
EVe Mobility Acquisition Corp Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EVE.WS
$9.4K ﹤0.01%
234,404
+469
+0.2% +$37
LIBYW
466
DELISTED
Liberty Resources Acquisition Corp. Warrant
LIBYW
$9.28K ﹤0.01%
+246,734
New +$11.5K
FORLW
467
DELISTED
Four Leaf Acquisition Corp Warrants
FORLW
$9.26K ﹤0.01%
121,094
+100
+0.1% +$7
TCOA.WS
468
DELISTED
Zalatoris Acquisition Corp. Public warrants, each whole public warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
TCOA.WS
$9.24K ﹤0.01%
49,600
-400
-0.8% -$74
ATMCR
469
DELISTED
AlphaTime Acquisition Corp Right
ATMCR
$9.2K ﹤0.01%
54,110
-200
-0.4% -$27
SOAR.WS
470
DELISTED
Volato Group, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SOAR.WS
$9.07K ﹤0.01%
83,800
– –
APCA.WS
471
DELISTED
AP Acquisition Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
APCA.WS
$8.81K ﹤0.01%
176,198
+112,600
+177% +$5.78K
OAKUW
472
DELISTED
Oak Woods Acquisition Corp Warrant
OAKUW
$8.68K ﹤0.01%
161,090
– –
VSEEW
473
DELISTED
VSEE HEALTH INC WTS 29
VSEEW
$8.33K ﹤0.01%
376,872
– –
DMYY.WS
474
DELISTED
dMY Squared Technology Group Warrants
DMYY.WS
$8.31K ﹤0.01%
33,248
– –
SWSSW
475
DELISTED
Clean Energy Special Situations Corp. Warrant
SWSSW
$8.27K ﹤0.01%
92,417
-200
-0.2% -$10
17 18
19
20 21

Similar funds

CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.