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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOLD
451
CALL
DELISTED
Amicus Therapeutics
FOLD
$27K ﹤0.01%
71,600
-49,500
-41% -$506K
PTGX icon
452
CALL
Protagonist Therapeutics
PTGX
$9.66B
$27K ﹤0.01%
+15,000
New +$640K
TSM icon
453
PUT
TSMC
TSM
$2.18T
$27K ﹤0.01%
+4,100
New +$481K
HIPO.WS
454
DELISTED
Hippo Holdings Inc. Redeemable warrants, each whole warrant exercisable for one twenty-fifth (1/25) share of Common Stock at an exercise price of $287.50 per full share
HIPO.WS
$27K ﹤0.01%
+29,862
New +$31.4K
EUCRW
455
DELISTED
Eucrates Biomedical Acquisition Corp. Warrant
EUCRW
$27K ﹤0.01%
37,478
– –
AEACW
456
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
$27K ﹤0.01%
40,001
+5,267
+15% +$3.93K
CLVS
457
PUT
DELISTED
Clovis Oncology, Inc.
CLVS
$27K ﹤0.01%
72,200
+66,800
+1,237% +$322K
SEAH.WS
458
DELISTED
Sports Entertainment Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one s
SEAH.WS
$27K ﹤0.01%
11,267
-188,387
-94% -$360K
AAL icon
459
American Airlines Group
AAL
$10.2B
$26K ﹤0.01%
1,252
-841
-40% -$17K
VRRM icon
460
CALL
Verra Mobility
VRRM
$725M
$26K ﹤0.01%
+26,200
New +$400K
VTRS icon
461
Viatris
VTRS
$18.6B
$26K ﹤0.01%
+1,948
New +$27.6K
XME icon
462
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.55B
$26K ﹤0.01%
+18,500
New +$800K
SPWRW
463
SunPower Inc Warrants
SPWRW
$1.34M
$26K ﹤0.01%
38,376
+1,176
+3% +$1.1K
ANY icon
464
CALL
Sphere 3D
ANY
$16.5M
$25K ﹤0.01%
+177
New +$56.8K
MSOS icon
465
PUT
AdvisorShares Pure US Cannabis ETF
MSOS
$902M
$25K ﹤0.01%
+59,000
New +$2.04M
NICE icon
466
PUT
Nice
NICE
$5.99B
$25K ﹤0.01%
24,500
-26,500
-52% -$7.35M
VTRS icon
467
PUT
Viatris
VTRS
$18.6B
$25K ﹤0.01%
+25,000
New +$355K
IMAQR
468
DELISTED
International Media Acquisition Corp. Rights
IMAQR
$25K ﹤0.01%
+118,905
New +$23.9K
MDP
469
PUT
DELISTED
Meredith Corporation
MDP
$25K ﹤0.01%
+17,100
New +$746K
FOLD
470
PUT
DELISTED
Amicus Therapeutics
FOLD
$24K ﹤0.01%
37,500
-51,500
-58% -$527K
OUT icon
471
CALL
Outfront Media
OUT
$5.31B
$24K ﹤0.01%
+27,635
New +$652K
RF icon
472
CALL
Regions Financial
RF
$26.9B
$24K ﹤0.01%
43,800
+300
+0.7% +$5.97K
WALDW icon
473
Waldencast PLC Warrant
WALDW
$4.16M
$24K ﹤0.01%
+29,233
New +$27.9K
OSI.WS
474
DELISTED
Osiris Acquisition Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OSI.WS
$24K ﹤0.01%
+49,228
New +$32K
AZN icon
475
PUT
AstraZeneca
AZN
$247B
$23K ﹤0.01%
+27,900
New +$3.25M
17 18
19
20 21

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.