CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Est. Return 104.28%
This Quarter Est. Return
1 Year Est. Return
+104.28%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.1B
AUM Growth
+$735M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
537
New
Increased
Reduced
Closed

Top Buys

1
+$303M
2
+$158M
3
+$103M
4
FRC
First Republic Bank
FRC
+$42.3M
5
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$38M

Top Sells

1
+$32.9M
2
+$17.6M
3
+$17.1M
4
SEGG
Lottery.com
SEGG
+$11.9M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
+$10.1M

Sector Composition

1 Technology 18.62%
2 Financials 13.7%
3 Healthcare 5.11%
4 Consumer Discretionary 2.74%
5 Communication Services 1.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
451
– –
-3,100
452
– –
-10,200
453
– –
-160,000
454
– –
0
455
– –
0
456
– –
-2,876
457
– –
-5,550
458
– –
0
459
– –
-1,750
460
– –
0
461
– –
0
462
– –
0
463
– –
0
464
– –
-17,936
465
– –
-4,250
466
– –
0
467
– –
0
468
– –
0
469
– –
0
470
– –
-6,805
471
– –
0
472
– –
0
473
– –
-2,800
474
– –
-8,476
475
– –
0
17 18
19
20 21