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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+16.41%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$757M
Cap. Flow
+$1.77B
Cap. Flow %
153.77%
Top 10 Hldgs %
71.98%
Holding
716
New
268
Increased
91
Reduced
64
Closed
268

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
2
AAPL icon
Apple
AAPL
+$138M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.2M
4
FRC
First Republic Bank
FRC
+$38.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$36.5M

Top Sells

Rank Stock Value
1
ZM icon
Zoom
ZM
+$32.9M
2
CRWD icon
CrowdStrike
CRWD
+$17.6M
3
BYND icon
Beyond Meat
BYND
+$17.1M
4
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$12M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 17.86%
2 Financials 13.13%
3 Healthcare 4.9%
4 Consumer Discretionary 2.63%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGNC icon
451
AGNC Investment
AGNC
$12.7B
– –
-123,900
Closed -$1.99M
AGNC icon
452
PUT
AGNC Investment
AGNC
$12.7B
– –
-387,300
Closed -$221K
ALLK
453
CALL
DELISTED
Allakos
ALLK
– –
-17,500
Closed -$457K
ALTG icon
454
Alta Equipment Group
ALTG
$245M
– –
-21,467
Closed -$213K
AMAT icon
455
CALL
Applied Materials
AMAT
$428B
– –
-55,000
Closed -$336K
AMD icon
456
Advanced Micro Devices
AMD
$781B
– –
-18,810
Closed -$545K
AMD icon
457
PUT
Advanced Micro Devices
AMD
$781B
– –
-40,000
Closed -$6K
AMT icon
458
American Tower
AMT
$79.1B
– –
-1,550
Closed -$343K
APD icon
459
Air Products & Chemicals
APD
$68B
– –
-1,600
Closed -$355K
ARCC icon
460
Ares Capital
ARCC
$14.2B
– –
-19,150
Closed -$357K
ARMK icon
461
CALL
Aramark
ARMK
$14.7B
– –
-69,250
Closed -$180K
FRMM
462
Forum Markets
FRMM
$81M
– –
-30
Closed -$1.19M
ATR icon
463
AptarGroup
ATR
$8.49B
– –
-3,000
Closed -$355K
AXDX
464
DELISTED
Accelerate Diagnostics
AXDX
– –
-1,820
Closed -$338K
DCH
465
Dauch Corp
DCH
$1.54B
– –
-2,300
Closed -$19K
DCH
466
PUT
Dauch Corp
DCH
$1.54B
– –
-16,000
Closed -$2K
BAC icon
467
CALL
Bank of America
BAC
$446B
– –
-50,000
Closed -$324K
BAH icon
468
Booz Allen Hamilton
BAH
$9.22B
– –
-4,750
Closed -$337K
BAX icon
469
Baxter International
BAX
$14.2B
– –
-4,100
Closed -$359K
BFAM icon
470
Bright Horizons
BFAM
$3.85B
– –
-2,200
Closed -$336K
BPMC
471
CALL
DELISTED
Blueprint Medicines
BPMC
– –
-45,900
Closed -$13K
BRO icon
472
Brown & Brown
BRO
$23.6B
– –
-9,800
Closed -$353K
BTCT icon
473
BTC Digital
BTCT
$7.68M
– –
-83
Closed -$508K
BYND icon
474
Beyond Meat
BYND
$278M
– –
-115,000
Closed -$17.1M
BBBY
475
Bed Bath & Beyond
BBBY
$445M
– –
-89,843
Closed -$715K
17 18
19
20 21

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2019 Portfolio in Review

As of Q4 2019, Cowen and Company held 716 positions worth $1.15B, up 192% from $394M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Cowen and Company deployed $1.77B of net new capital in Q4 2019, opening 268 new positions and adding to 91 existing holdings. Its largest new stake was Apple: 2,148,000 shares worth $158M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Sports Entertainment Gaming Global Corp, an estimated $12M trimmed.

  • Cowen and Company's largest Q4 2019 buy was Apple: 2,148,000 shares worth $158M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2019, an estimated $285M increase.
  • Cowen and Company's biggest Q4 2019 reduction was Sports Entertainment Gaming Global Corp, cutting an estimated $12M.
  • Cowen and Company fully exited Zoom in Q4 2019, selling an estimated $32.9M.
  • Cowen and Company's ten largest holdings make up 72% of its $1.15B portfolio in Q4 2019.
  • Cowen and Company opened 268 new positions and closed 268 in Q4 2019.
  • Cowen and Company's portfolio value rose 192% quarter-over-quarter to $1.15B.

Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.