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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVACW
426
DELISTED
NorthView Acquisition Corporation Warrant
NVACW
$13.3K ﹤0.01%
359,968
-200
-0.1% -$7
RACYW
427
DELISTED
Relativity Acquisition Corp. Warrant
RACYW
$13.2K ﹤0.01%
279,989
– –
PEPLW
428
DELISTED
PepperLime Health Acquisition Corporation Warrrant
PEPLW
$13.1K ﹤0.01%
183,895
+2,932
+2% +$185
BAND
429
CALL
Bandwidth Inc
BAND
$1.66B
$12.7K ﹤0.01%
+15,000
New +$204K
ABVEW
430
DELISTED
Above Food Ingredients Inc Warrants
ABVEW
$12.7K ﹤0.01%
212,042
– –
TRCA.WS
431
DELISTED
Twin Ridge Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TRCA.WS
$12.7K ﹤0.01%
168,482
-400
-0.2% -$21
INTEW
432
DELISTED
Integral Acquisition Corporation 1 Warrants
INTEW
$12.5K ﹤0.01%
362,083
+186,234
+106% +$11.1K
FLFVR
433
DELISTED
Feutune Light Acquisition Corporation Right
FLFVR
$12.5K ﹤0.01%
98,100
-300
-0.3% -$39
PPHPR
434
DELISTED
PHP Ventures Acquisition Corp. Rights
PPHPR
$12.3K ﹤0.01%
75,702
-50,100
-40% -$8.08K
PPHPW
435
DELISTED
PHP Ventures Acquisition Corp. Warrants
PPHPW
$12.1K ﹤0.01%
341,276
-100
-0% -$5
OPAD.WS
436
DELISTED
Offerpad Solutions Inc. Warrants, Every 15 warrants will be exercisable for one share of Class A Common Stock at an exercise price of $172.50 per share of Class A Common Stock
OPAD.WS
$11.9K ﹤0.01%
788,714
-100
-0% -$2
ENERW
437
DELISTED
Accretion Acquisition Corp Warrant
ENERW
$11.8K ﹤0.01%
522,966
+123,291
+31% +$3.93K
MNTSW icon
438
Momentus Inc Warrant
MNTSW
$9
$11.8K ﹤0.01%
612,375
-100
-0% -$2
VSACW
439
DELISTED
Vision Sensing Acquisition Corp. Warrants
VSACW
$11.8K ﹤0.01%
319,353
+900
+0.3% +$31
SNAXW
440
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$11.6K ﹤0.01%
972,660
+300
+0% +$5
SLV icon
441
PUT
iShares Silver Trust
SLV
$31.5B
$11.4K ﹤0.01%
+20,000
New +$432K
SCLXW icon
442
Scilex Holding Co Warrant
SCLXW
$11.3K ﹤0.01%
+22,658
New +$22K
ABPWW
443
DELISTED
Abpro Holdings Warrant
ABPWW
$11.3K ﹤0.01%
141,200
+116,200
+465% +$4.87K
TSM icon
444
CALL
TSMC
TSM
$2.19T
$11.3K ﹤0.01%
+30,000
New +$2.84M
STLNW
445
Starling Oncology, Inc. Warrant
STLNW
$4.99M
$11.1K ﹤0.01%
121,200
+600
+0.5% +$49
BXP icon
446
CALL
Boston Properties
BXP
$10.8B
$11.1K ﹤0.01%
+26,200
New +$1.68M
FNUC
447
CALL
Frontier Nuclear and Minerals Inc
FNUC
$49M
$11.1K ﹤0.01%
+6,800
New +$169K
IRRX.WS
448
DELISTED
Integrated Rail and Resources Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
IRRX.WS
$11K ﹤0.01%
+42,992
New +$15.3K
SRTAW
449
DELISTED
Strata Critical Medical Inc Warrants
SRTAW
$10.9K ﹤0.01%
47,500
-500
-1% -$235
ENERR
450
DELISTED
Accretion Acquisition Corp Right
ENERR
$10.7K ﹤0.01%
166,659
+2,200
+1% +$173
16 17
18
19 20

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.